GC OPAL ADVISORS LLC
Adviser information for GC OPAL ADVISORS LLC last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 884 |
|---|---|
| Investment Advisory/Research | 259 |
| Registered Broker-Dealer Representatives | 6 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 77 | $104.1B |
| Non-Discretionary | 0 | $0 |
| Total | 77 | $104.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 77 | $104.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 96 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesSHARED SERVICES FEES AND EXPENSES |
Identifiers
| SEC RIA File Number | 801-111632 |
|---|---|
| SEC ERA File Number | 801-111632 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 289425 |
| Legal Entity Identifier | 254900DORA0JQY9NS739 |
Principal Office
150 SOUTH WACKER AVESUITE 800
CHICAGO
IL
United States
Monday - Friday, 9AM-5PM
Tel: 312.205.5050, Fax: 312.201.9167
Websites
www.linkedin.com/company/golub-capital/
gcimanagement.com/
www.linkedin.com/company/aveercapital/
www.glassdoor.com/overview/working-at-golub-capital-ei_ie42611.11,24.htm
vimeo.com/golubcapital
www.jopwell.com/partners/118872
www.linkedin.com/company/golub-growth/
golubgrowth.com/
www.indeed.com/cmp/gc-investment-management,-llc
www.aveercapital.com
www.golubcapital.com
www.indeed.com/cmp/golub-capital/about
www.glassdoor.com/overview/working-at-gc-investment-management-ei_ie2397187.11,35.htm
Chief Compliance Officer
JOSHUA M. LEVINSON
150 SOUTH WACKER, SUITE 800
CHICAGO
IL
United States
Tel:
312.205.5050
J********@***************M
(Full email address available in API data)
Industry Affiliates
| GC ADVISORS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| GCP MASTER HOLDINGS GP, LTD. | Sponsor, GP, manager of pooled investment vehicles |
| GOLUB CAPITAL COINVESTMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GOLUB OFFSHORE GP, LTD. | Sponsor, GP, manager of pooled investment vehicles |
| GOLUB ONSHORE GP 2, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GOLUB ONSHORE GP 3, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GOLUB ONSHORE GP NC, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GOLUB ONSHORE GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| LEG GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| OPAL BSL HOLDINGS 2 LLC | Sponsor, GP, manager of pooled investment vehicles |
| QEB MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GC INTERNATIONAL LADDER LTD. | Hedge Fund | $1,836.8M | $0.1M | 15 |
| GCP CLO WAREHOUSE JP 2023, LTD. | Securitized Asset Fund | $73.5M | $0.3M | 1 |
| GCP CLO WAREHOUSE MU 2023, LTD. | Securitized Asset Fund | $14.5M | $0.3M | 1 |
| GCP FINANCE 2 L.P. | Hedge Fund | $773.5M | $0.0M | 2 |
| GCP FINANCE 6 L.P. | Hedge Fund | $931.7M | $0.0M | 2 |
| GCP FINANCE 7 L.P. | Hedge Fund | $2,050.1M | $0.0M | 2 |
| GCP FINANCE 8 L.P. | Hedge Fund | $1,400.5M | $0.0M | 2 |
| GCP FINANCE 9 L.P. | Hedge Fund | $596.4M | $0.0M | 2 |
| GCP FINANCE 11 L.P. | Hedge Fund | $464.0M | $0.0M | 2 |
| GCP FINANCE L.P. | Hedge Fund | $1,331.0M | $0.0M | 2 |
| GCP HS FUND | Hedge Fund | $28,287.5M | $0.0M | 16 |
| GCP INTERNATIONAL TRANCHES LTD. | Hedge Fund | $504.9M | $0.3M | 10 |
| GCP MASTER HOLDINGS, LP | Hedge Fund | $19,324.9M | $0.0M | 16 |
| GOLUB CAPITAL INTERNATIONAL LTD. | Hedge Fund | $862.7M | $0.0M | 15 |
| GOLUB CAPITAL PARTNERS ABS FUNDING 2019-1, L.P. | Securitized Asset Fund | $587.4M | $0.1M | 2 |
| GOLUB CAPITAL PARTNERS ABS FUNDING 2020-1, L.P. | Securitized Asset Fund | $318.1M | $0.1M | 1 |
| GOLUB CAPITAL PARTNERS ABS FUNDING 2021-1, L.P. | Securitized Asset Fund | $489.7M | $0.1M | 2 |
| GOLUB CAPITAL PARTNERS ABS FUNDING 2021-2 | Securitized Asset Fund | $630.9M | $0.0M | 2 |
| GOLUB CAPITAL PARTNERS ABS FUNDING 2022-1 | Securitized Asset Fund | $473.6M | $0.0M | 2 |
| GOLUB CAPITAL PARTNERS ABS FUNDING 2023-1 | Securitized Asset Fund | $363.5M | $0.0M | 2 |
| GOLUB CAPITAL PARTNERS CLO 16(M)-R2, L.P. | Securitized Asset Fund | $771.2M | $0.3M | 2 |
| GOLUB CAPITAL PARTNERS CLO 17(M)-R, LTD. | Securitized Asset Fund | $791.7M | $0.3M | 1 |
| GOLUB CAPITAL PARTNERS CLO 18(M)-R2 | Securitized Asset Fund | $1,231.6M | $0.3M | 1 |
| GOLUB CAPITAL PARTNERS CLO 19(B)-R2, LTD. | Securitized Asset Fund | $549.6M | $0.3M | 2 |
| GOLUB CAPITAL PARTNERS CLO 21(M)-R, LTD. | Securitized Asset Fund | $713.6M | $0.3M | 1 |
| GOLUB CAPITAL PARTNERS CLO 22(B)-R, LTD. | Securitized Asset Fund | $460.3M | $0.1M | 1 |
| GOLUB CAPITAL PARTNERS CLO 23(B)-R, LTD. | Securitized Asset Fund | $545.8M | $0.1M | 1 |
| GOLUB CAPITAL PARTNERS CLO 24(M)-R, LTD. | Securitized Asset Fund | $708.1M | $0.3M | 1 |
| GOLUB CAPITAL PARTNERS CLO 25(M)-R, LTD. | Securitized Asset Fund | $570.2M | $0.3M | 1 |
| GOLUB CAPITAL PARTNERS CLO 26(B)-R, LTD. | Securitized Asset Fund | $384.6M | $0.1M | 1 |
| GOLUB CAPITAL PARTNERS CLO 28(M)-R, L.P. | Securitized Asset Fund | $562.5M | $0.3M | 1 |
| GOLUB CAPITAL PARTNERS CLO 30(M)-R | Securitized Asset Fund | $686.2M | $0.3M | 1 |
| GOLUB CAPITAL PARTNERS CLO 31(M)-R, LTD. | Securitized Asset Fund | $504.1M | $0.3M | 1 |
| GOLUB CAPITAL PARTNERS CLO 33(M)-R2, L.P. | Securitized Asset Fund | $813.0M | $0.3M | 2 |
| GOLUB CAPITAL PARTNERS CLO 34(M)-R, LTD. | Securitized Asset Fund | $468.9M | $0.3M | 1 |
| GOLUB CAPITAL PARTNERS CLO 35(B)-R, LTD. | Securitized Asset Fund | $332.4M | $0.1M | 1 |
| GOLUB CAPITAL PARTNERS CLO 36(M), LTD. | Securitized Asset Fund | $838.1M | $0.3M | 1 |
| GOLUB CAPITAL PARTNERS CLO 37(B), LTD. | Securitized Asset Fund | $417.7M | $0.1M | 1 |
| GOLUB CAPITAL PARTNERS CLO 38(M), LTD. | Securitized Asset Fund | $836.9M | $0.3M | 1 |
| GOLUB CAPITAL PARTNERS CLO 40(B), LTD. | Securitized Asset Fund | $454.9M | $0.1M | 1 |
| GOLUB CAPITAL PARTNERS CLO 41(B)-R, LTD. | Securitized Asset Fund | $463.4M | $0.3M | 1 |
| GOLUB CAPITAL PARTNERS CLO 42(M), LTD. | Securitized Asset Fund | $771.7M | $0.3M | 1 |
| GOLUB CAPITAL PARTNERS CLO 43(B), LTD. | Securitized Asset Fund | $416.3M | $0.1M | 1 |
| GOLUB CAPITAL PARTNERS CLO 44(M), LTD. | Securitized Asset Fund | $797.0M | $0.3M | 1 |
| GOLUB CAPITAL PARTNERS CLO 45(M), LTD. | Securitized Asset Fund | $753.6M | $0.3M | 1 |
| GOLUB CAPITAL PARTNERS CLO 46(M), L.P. | Securitized Asset Fund | $414.8M | $0.3M | 1 |
| GOLUB CAPITAL PARTNERS CLO 47(M), L.P. | Securitized Asset Fund | $633.8M | $0.3M | 1 |
| GOLUB CAPITAL PARTNERS CLO 48(B), LTD. | Securitized Asset Fund | $574.5M | $0.3M | 1 |
| GOLUB CAPITAL PARTNERS CLO 49(M)-R | Securitized Asset Fund | $762.0M | $0.3M | 1 |
| GOLUB CAPITAL PARTNERS CLO 50(B)-R, LTD. | Securitized Asset Fund | $570.5M | $0.3M | 1 |
| GOLUB CAPITAL PARTNERS CLO 51(M), L.P. | Securitized Asset Fund | $614.1M | $0.3M | 2 |
| GOLUB CAPITAL PARTNERS CLO 52(B), LTD. | Securitized Asset Fund | $415.7M | $0.3M | 1 |
| GOLUB CAPITAL PARTNERS CLO 53(B), LTD. | Securitized Asset Fund | $465.0M | $0.1M | 2 |
| GOLUB CAPITAL PARTNERS CLO 54(M), L.P. | Securitized Asset Fund | $663.7M | $0.3M | 2 |
| GOLUB CAPITAL PARTNERS CLO 55(B), LTD. | Securitized Asset Fund | $570.7M | $0.3M | 2 |
| GOLUB CAPITAL PARTNERS CLO 56(M) | Securitized Asset Fund | $972.0M | $0.3M | 2 |
| GOLUB CAPITAL PARTNERS CLO 57(M) | Securitized Asset Fund | $1,023.0M | $0.3M | 2 |
| GOLUB CAPITAL PARTNERS CLO 58(B), LTD. | Securitized Asset Fund | $413.4M | $0.1M | 1 |
| GOLUB CAPITAL PARTNERS CLO 59(M) | Securitized Asset Fund | $1,077.6M | $0.3M | 2 |
| GOLUB CAPITAL PARTNERS CLO 60(B), LTD. | Securitized Asset Fund | $412.2M | $0.3M | 1 |
| GOLUB CAPITAL PARTNERS CLO 61(M) | Securitized Asset Fund | $715.2M | $0.3M | 2 |
| GOLUB CAPITAL PARTNERS CLO 62(B), LTD. | Securitized Asset Fund | $419.6M | $0.3M | 1 |
| GOLUB CAPITAL PARTNERS CLO 64(B), LTD. | Securitized Asset Fund | $445.0M | $0.3M | 1 |
| GOLUB CAPITAL PARTNERS CLO 65(M) | Securitized Asset Fund | $1,024.4M | $0.3M | 2 |
| GOLUB CAPITAL PARTNERS CLO 66(B), LTD. | Securitized Asset Fund | $418.6M | $0.3M | 1 |
| GOLUB CAPITAL PARTNERS CLO 67(M) | Securitized Asset Fund | $407.5M | $0.1M | 2 |
| GOLUB CAPITAL PARTNERS CLO 68(B), LTD. | Securitized Asset Fund | $541.0M | $0.3M | 1 |
| GOLUB CAPITAL PARTNERS CLO 69(M) | Securitized Asset Fund | $1,360.5M | $0.1M | 2 |
| GOLUB CAPITAL PARTNERS CLO 70(B), LTD. | Securitized Asset Fund | $449.8M | $0.3M | 1 |
| GOLUB CAPITAL PARTNERS INTERNATIONAL 10, L.P. | Hedge Fund | $1,142.6M | $0.0M | 359 |
| GOLUB CAPITAL PARTNERS INTERNATIONAL 11, L.P. | Hedge Fund | $1,986.7M | $0.0M | 1457 |
| GOLUB CAPITAL PARTNERS INTERNATIONAL 12, L.P. | Hedge Fund | $2,438.7M | $0.0M | 1402 |
| GOLUB CAPITAL PARTNERS INTERNATIONAL 14, L.P. | Hedge Fund | $2,834.3M | $0.0M | 763 |
| GOLUB CAPITAL PARTNERS INTERNATIONAL 15, L.P. | Hedge Fund | $281.8M | $0.0M | 45 |
| GOLUB CAPITAL PARTNERS INTERNATIONAL ROLLOVER FUND 2, L.P. | Hedge Fund | $945.1M | $0.0M | 190 |
| GOLUB CAPITAL PARTNERS SHORT DURATION 2022-1 | Securitized Asset Fund | $798.2M | $0.3M | 2 |
| GOLUB CAPITAL PARTNERS TALF 2020-1, L.P. | Securitized Asset Fund | $426.8M | $0.3M | 1 |
| OPAL BSL LLC (EU ORIGINATION SERIES) | Hedge Fund | $0.0M | $0.0M | 1 |
| OPAL BSL LLC (RETENTION SERIES) | Hedge Fund | $749.6M | $0.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEVINSON, JOSHUA, MARK | Individual | – | CO-GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 07/2017 | < 5% |
| GOLUB, LAWRENCE, ERIC | Individual | – | CHAIRMAN, CHIEF EXECUTIVE OFFICER, CO-GENERAL COUNSEL | 07/2017 | < 5% |
| GOLUB, DAVID, B | Individual | – | PRESIDENT | 07/2017 | < 5% |
| STRAUB III, FRANCIS, PATRICK | Individual | – | CHIEF ADMINISTRATIVE OFFICER | 07/2017 | < 5% |
| WHITEHALL CAPITAL INVESTORS NEW PE, LLC | Domestic Entity | GC PE HOLDINGS LLC | MEMBER | 09/2012 | 50-75% |
| GOLUB, LAWRENCE, ERIC | Individual | WHITEHALL CAPITAL INVESTORS NEW PE, LLC | MANAGER | 09/2012 | |
| GOLUB, DAVID, B | Individual | CDG 2013 PE, LLC | MANAGER | 01/2014 | |
| THE BRAGOL TRUST II | Domestic Entity | SECOND BUCHANAN HOLDINGS, LLC | MEMBER | 08/2018 | > 75% |
| CDG 2013 PE, LLC | Domestic Entity | GC PE HOLDINGS LLC | MEMBER | 01/2014 | 25-50% |
| KPBGC EXEMPT 2013N TRUST | Domestic Entity | CDG 2013 PE, LLC | MEMBER | 01/2014 | > 75% |
| FINEGOLD, DAVID | Individual | KPBGC EXEMPT 2013N TRUST | TRUSTEE | 01/2014 | |
| GCDM MIDCO HOLDINGS, LP | Domestic Entity | – | MEMBER | 01/2022 | > 75% |
| KEPNISS, STEPHEN, ALAN | Individual | THE BRAGOL TRUST II | TRUSTEE | 07/2018 | |
| GCDM HOLDINGS GP, LLC | Domestic Entity | GCDM MIDCO HOLDINGS, LP | GENERAL PARTNER | 07/2018 | |
| GC PE HOLDINGS LLC | Domestic Entity | GCDM MIDCO HOLDINGS, LP | LIMITED PARTNER | 08/2018 | > 75% |
| GC PE HOLDINGS LLC | Domestic Entity | GCDM HOLDINGS GP, LLC | MANAGING MEMBER | 07/2018 | > 75% |
| LAMOUREUX, PIERRE-OLIVIER | Individual | – | CHIEF FINANCIAL OFFICER | 03/2018 | < 5% |
| GOLUB, LAWRENCE, ERIC | Individual | GC PE HOLDINGS LLC | MANAGER | 07/2012 | |
| GOLUB, DAVID, B | Individual | GC PE HOLDINGS LLC | MANAGER | 07/2012 | |
| SECOND BUCHANAN HOLDINGS, LLC | Domestic Entity | WHITEHALL CAPITAL INVESTORS NEW PE, LLC | MEMBER | 09/2018 | > 75% |
| GOLUB, LAWRENCE, ERIC | Individual | SECOND BUCHANAN HOLDINGS, LLC | MANAGER | 08/2018 | |
| GCDM HOLDINGS, LP | Domestic Entity | GCDM MIDCO HOLDINGS, LP | MANAGER | 01/2022 |