FIRETHORN PARTNERS, LLC
Adviser information for FIRETHORN PARTNERS, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 117 | $21.7M |
| Non-Discretionary | 0 | $0 |
| Total | 117 | $21.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 36 | $6.5M |
| HNW Individuals | 20 | $10.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $2.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $2.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 14 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-111639 |
|---|---|
| SEC ERA File Number | 801-111639 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 288935 |
| Legal Entity Identifier | None |
Principal Office
SUITE #1150885 WEST GEORGIA ST.
VANCOUVER, BC
Canada
Monday - Friday, 8 AM - 4 PM
Tel: 713.701.1812, Fax: 713.429.0372
Websites
Chief Compliance Officer
BRAD D. SANDERS
MEMBER
2925 RICHMOND AVENUE
SUITE 1200
HOUSTON
TX
United States
Tel:
(713) 701-1812
B*******@********************M
(Full email address available in API data)
Regulatory Contact
PAUL BAINS
MANAGING PARTNER
885 WEST GEORGIA STREET
SUITE #1150
VANCOUVER
Canada
Tel:
713-701-1812
P*****@********************M
(Full email address available in API data)
Industry Affiliates
| CADOGAN PARK | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FIRETHORN OPPORTUNITY FUND I, LP | Private Equity Fund | $2.0M | $0.3M | 4 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SANDERS, BRAD, DONALD | Individual | – | MEMBER/CHIEF COMPLIANCE OFFICER | 06/2017 | 25-50% |
| RHEMTULLA, FARZAN | Individual | – | PRESIDENT | 06/2017 | 25-50% |
| BAINS, NARINDER, PAUL SINGH | Individual | – | MANAGING PARTNER | 06/2017 | < 5% |
| BAINS, NARINDER, PAUL SINGH | Individual | CADOGAN PARK | PRESIDENT/CCO | 12/2015 | |
| BAYSWATER PARTNERS LLC | Domestic Entity | – | MEMBER | 01/2021 | 25-50% |
| CADOGAN PARK | Foreign Entity | BAYSWATER PARTNERS LLC | MEMBER | 01/2021 | > 75% |
| MARTOM HOLDINGS LLC | Domestic Entity | – | MEMBER | 08/2021 | 10-25% |
| Tomicic, Robert, Daniel | Individual | MARTOM HOLDINGS LLC | MANAGING MEMBER | 05/2018 | > 75% |
| Tomicic, Robert, Daniel | Individual | – | MEMBER | 08/2021 | < 5% |