ALTERNA CAPITAL MANAGEMENT, LLC
Adviser information for ALTERNA CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $17.0M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $17.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $17.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-111644 |
|---|---|
| SEC ERA File Number | 801-111644 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 285529 |
| Legal Entity Identifier | 254900LPS4L0PJOY9C31 |
Principal Office
5075 WESTHEIMERGALLERIA FINANCIAL TOWER SUITE 650
HOUSTON
TX
United States
Monday - Friday, 8:30-5:00
Tel: 713-885-9843, Fax: None
Websites
Chief Compliance Officer
JOSEPH J. SCAVETTI JR.
3 CANAL PLAZA
3RD FLOOR
PORTLAND
ME
United States
Tel:
484-588-2116
J**************@************M
(Full email address available in API data)
Regulatory Contact
PATRICIA DE LEON
COMPLIANCE OFFICER
5075 WESTHEIMER
GALLERIA FINANCIAL TOWER SUITE 650
HOUSTON
TX
United States
Tel:
713-885-9843
P******@********************M
(Full email address available in API data)
Industry Affiliates
| ACM AMERICAS PRIVATE CREDIT GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALTERNA INSURANCE SERVICES, INC. | Insurance company or agency |
| ALTERNA SECURITIES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| ALTERNA WEALTH MANAGEMENT, INC. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ACM AMERICAS PRIVATE CREDIT FUND LP | CREDIT FUND | $17.0M | $1.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ALTERNA HOLDINGS, INC | Domestic Entity | – | OWNER | 05/2016 | > 75% |
| ALTERNA ASESORIA INTERNACIONAL S.A.B. DE C.V. | Foreign Entity | ALTERNA HOLDINGS, INC | SHAREHOLDER | 05/2021 | > 75% |
| SCAVETTI, JOSEPH, JULIAN | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2018 | < 5% |
| MAZA, FRANCISCO, XAVIER | Individual | – | MANAGING DIRECTOR | 03/2022 | < 5% |