MONARCH PLAN ADVISORS
Adviser information for MONARCH PLAN ADVISORS last updated from Form ADV on February 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 114 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 114 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Pension consulting services |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-111651 |
|---|---|
| SEC ERA File Number | 801-111651 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 286612 |
| Legal Entity Identifier | None |
Principal Office
3355 COCHRAN STREETSUITE 101
SIMI VALLEY
CA
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: (818) 444-0376, Fax: None
Chief Compliance Officer
STEVEN WILKINSON
PRESIDENT, MEMBER
3355 COCHRAN STREET
SUITE 101
SIMI VALLEY
CA
United States
Tel:
(818) 444-0376
S****@**************M
(Full email address available in API data)
Regulatory Contact
ASHLEY WILKINSON
OFFICE MANAGER
3355 COCHRAN STREET
SUITE 101
SIMI VALLEY
CA
United States
Tel:
(818) 444-0376
A*****@**************M
(Full email address available in API data)
Industry Affiliates
| 3(38) INVESTMENT FIDUCIARIES | Other investment adviser, including financial plannersPension consultant |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WILKINSON, STEVEN, T | Individual | – | PRESIDENT, CCO, MEMBER | 10/2013 | > 75% |
| FINE, MICHAEL | Individual | – | RETIREMENT PLAN CONSULTANT, MEMBER | 01/2020 | 25-50% |