WATERWHEEL CAPITAL MANAGEMENT
WATERWHEEL CAPITAL MANAGEMENT, L.P. Legal Name
Adviser information for WATERWHEEL CAPITAL MANAGEMENT last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 8 | $194.7M |
| Non-Discretionary | 0 | $0 |
| Total | 8 | $194.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 8 | $156.8M |
| Pension and profit sharing plans | <5 | $37.8M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 75 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
MITROPOLEOS 3 STREET4TH FLOOR
ATHENS
Greece
Monday - Friday, 9 A.M. - 5 P.M.
Tel: (646) 940-8850, Fax: None
Chief Compliance Officer
MICHAEL DEGREGORIO
MITROPOLEOS 3 STREET
4TH FLOOR
ATHENS
Greece
Tel:
(646) 940-8852
M**********@********************M
(Full email address available in API data)
Industry Affiliates
| WATERWHEEL FUND I GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| WATERWHEEL HELLENIC CREDIT I DESIGNATED ACTIVITY COMPANY | SPV | $36.0M | $2.0M | 36 |
| WATERWHEEL HELLENIC OPPORTUNITIES MASTER FUND, L.P. | Hedge Fund | $55.9M | $2.0M | 11 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DEGREGORIO, MICHAEL, ALFRED ANTHONY | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2017 | 25-50% |
| WOLLEN, JOHN, ROSS | Individual | WATERWHEEL CAPITAL GP, LLC | SOLE MEMBER | 07/2017 | > 75% |
| WATERWHEEL CAPITAL GP, LLC | Domestic Entity | – | GENERAL PARTNER | 07/2017 | < 5% |
| WOLLEN, JOHN, ROSS | Individual | – | PRINCIPAL / LIMITED PARTNER | 07/2017 | 50-75% |