REDROCK WEALTH MANAGEMENT, LLC
REDROCK WEALTH MANAGEMENT LLC Legal Name
Adviser information for REDROCK WEALTH MANAGEMENT, LLC last updated from Form ADV on March 7th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Nevada, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 190 | $180.1M |
| Non-Discretionary | 3 | $10.3M |
| Total | 193 | $190.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 105 | $47.8M |
| HNW Individuals | 88 | $142.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesPublication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesSubscription feesFixed fees |
| Other Business Activities | BOOK SALES, FINANCIAL CLASSES & COURSES |
Identifiers
| SEC RIA File Number | 801-111672 |
|---|---|
| SEC ERA File Number | 801-111672 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 134562 |
| Legal Entity Identifier | None |
Principal Office
8945 W RUSSELL RD #205LAS VEGAS
NV
United States
Monday - Friday, 9AM TO 5PM
Tel: 702-987-1607, Fax: 866-850-0922
Websites
Chief Compliance Officer
GREG PHELPS
MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER
8945 W RUSSELL RD #205
LAS VEGAS
NV
United States
Tel:
702-987-1607
Fax:
(866) 850-0922
G***@****************M
(Full email address available in API data)
Regulatory Contact
JEREMY MURRAY
PARTNER
8945 W RUSSELL RD #205
LAS VEGAS
NV
United States
Tel:
7029871607
J*****@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PHELPS, GREGORY, DAVID | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 04/2005 | > 75% |
| MURRAY, JEREMY, THOMAS | Individual | – | OWNER & INVESTMENT ADVISER REPRESENTATIVE | 01/2018 | < 5% |