TCM
TRINITY CAPITAL MANAGEMENT, LLC Legal Name
Adviser information for TCM last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Tennessee, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 739 | $113.1M |
| Non-Discretionary | 1 | $1.3M |
| Total | 740 | $114.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 238 | $20.6M |
| HNW Individuals | 85 | $92.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.3M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $210,215 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesSHARE IN THIRD PARTY ADVISORY FEES |
Identifiers
| SEC RIA File Number | 801-111684 |
|---|---|
| SEC ERA File Number | 801-111684 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 289583 |
| Legal Entity Identifier | None |
Principal Office
1730 S. GERMANTOWN RD.SUITE 224
GERMANTOWN
TN
United States
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Tel: 901-757-4448, Fax: 901-758-8884
Chief Compliance Officer
MORRIS NUTT
CEO/MANAGING MEMBER
1730 S. GERMANTOWN RD.
SUITE 224
GERMANTOWN
TN
United States
Tel:
901-757-4448
Fax:
901-758-8884
M*********@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NUTT, MORRIS, GORDON | Individual | – | MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER | 05/2016 | > 75% |