SOUTHERN CAPITAL SERVICES INC
SOUTHERN CAPITAL SERVICES, INC. Legal Name
Adviser information for SOUTHERN CAPITAL SERVICES INC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Alabama, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 703 | $156.4M |
| Non-Discretionary | 6 | $1.1M |
| Total | 709 | $157.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 337 | $69.9M |
| HNW Individuals | 32 | $73.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 15 | $13.7M |
| Charitable organizations | <5 | $208,813 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-111685 |
|---|---|
| SEC ERA File Number | 801-111685 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 105582 |
| Legal Entity Identifier | None |
Principal Office
29000 US HWY 98THE SUMMIT, SUITE 203-B
DAPHNE
AL
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: 251-626-1140, Fax: 251-626-3257
Chief Compliance Officer
WENDY NELSON BAILEY
CHIEF COMPLIANCE OFFICER; VICE-PRESIDENT
29000 US HWY 98
THE SUMMIT, SUITE 203-B
DAPHNE
AL
United States
Tel:
251-626-1140
Fax:
251-626-3257
W****@**************************M
(Full email address available in API data)
Regulatory Contact
TERRY E. NAGER
PRESIDENT
29000 US HWY 98
THE SUMMIT, SUITE 203-B
DAPHNE
AL
United States
Tel:
251-626-1140
Fax:
251-626-3257
T****@**************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NAGER, TERRY, EDWARD | Individual | – | PRESIDENT | 08/1982 | 50-75% |
| LINDSEY, DAVID, ERLE | Individual | – | TREASURER | 12/1998 | 10-25% |
| NELSON BAILEY, WENDY, LOUISE | Individual | – | CHIEF COMPLIANCE OFFICER; VICE-PRESIDENT | 11/2011 | < 5% |