Hedge Fund Database

LGL PARTNERS, LLC

Adviser information for LGL PARTNERS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 30
Investment Advisory/Research 22
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 412 $615.8M
Non-Discretionary 682 $587.4M
Total 1,094 $1.2B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 65 $1.0B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 3 $181.6M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 26-50

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers)
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-111688
SEC ERA File Number 801-111688
SEC CIK Numbers 1653202
SEC CRD Numbers 289784
Legal Entity Identifier None

Principal Office

2 LIBERTY PLACE, 50 S. 16TH STREET
FLOOR 34
PHILADELPHIA
PA
United States
Monday - Friday, 9AM - 5PM
Tel: 610-545-6100, Fax: 610-545-6101

Chief Compliance Officer

WILLIAM R. GEARHART
CHIEF COMPLIANCE OFFICER
2 LIBERTY PLACE
FLOOR 34
PHILADELPHIA
PA
United States
Tel: 610-545-6100
(Full email address available in API data)

Regulatory Contact

PETER ORTIZ
CHIEF OPERATING OFFICER
10 EAST 53RD STREET
FLOOR 32
NEW YORK
NY
United States
Tel: 212-488-1390
(Full email address available in API data)

Industry Affiliates

FFT WEALTH MANAGEMENT Other investment adviser, including financial planners
OPTIMA ASSET MANAGEMENT LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
OPTIMA MANAGERS GP-MM LLC Sponsor, GP, manager of pooled investment vehicles
OPTIMA MANAGERS LLC Sponsor, GP, manager of pooled investment vehicles
PORTMAN SQUARE GENERAL PARTNER SARL Commodity pool operator or commodity trading advisor
SPV MANAGER GP LLC Sponsor, GP, manager of pooled investment vehicles
STANHOPE CAPITAL, LLP Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
AM GLOBAL CORE FUND LLC Hedge Fund $64.8M $0.5M 72
SELECT OPPORTUNITY LLC SECURITY HOLDING LLC $100.0M $0.0M 20
STANHOPE FFT GLOBAL VENTURES LP Private Equity Fund $16.7M $0.5M 40

Control Persons

Name Type Entity Title Since Ownership
FWM HOLDINGS, LLC Domestic Entity – DIRECT OWNER OF LGL PARTNERS 01/2017 > 75%
BLOOMFIELD, KEITH, MITCHELL Individual – CHIEF EXECUTIVE OFFICER 01/2017 < 5%
MEHALKO, ANDREW, PATRICK Individual – CHIEF INVESTMENT OFFICER 01/2019 < 5%
STANHOPE CAPITAL (SWITZERLAND) SA Foreign Entity FWM HOLDINGS, LLC MEMBER 02/2021 > 75%
STANHOPE CAPITAL GROUP SA Foreign Entity STANHOPE CAPITAL (SWITZERLAND) SA SHAREHOLDER 02/2021 > 75%
PINTO, DANIEL, EMILE Individual STANHOPE CAPITAL GROUP SA CONTROLLER 04/2018 50-75%
GEARHART, WILLIAM, RAGNAR Individual – CHIEF COMPLIANCE OFFICER 03/2022 < 5%
ORTIZ, PETER, MARC Individual – CHIEF OPERATING OFFICER 07/2023 < 5%

No. Employees, Historic

3015020202021202220232024202525 on 3/29/202025 on 3/30/202025 on 3/31/202025 on 4/1/202025 on 5/6/202025 on 5/27/202026 on 8/24/202024 on 3/30/202124 on 3/31/202124 on 4/15/202124 on 4/15/202124 on 4/16/202124 on 1/5/202220 on 3/31/202220 on 4/11/202220 on 5/6/202220 on 11/30/202220 on 11/30/202220 on 1/24/202320 on 1/25/202320 on 1/30/202326 on 3/30/202326 on 4/18/202326 on 6/6/202326 on 11/17/202330 on 3/29/2024

RAUM, Historic

2B1B02020202120222023202420251447150455 on 3/29/20201447150455 on 3/30/20201447150455 on 3/31/20201447150455 on 4/1/20201447150455 on 5/6/20201447150455 on 5/27/20201380798744 on 8/24/20201741715743 on 3/30/20211741715743 on 3/31/20211741715743 on 4/15/20211741715743 on 4/15/20211741715743 on 4/16/20211741715743 on 1/5/20221118093127 on 3/31/20221118093127 on 4/11/20221118093127 on 5/6/20221118093127 on 11/30/20221118093127 on 11/30/20221118093127 on 1/24/20231118093127 on 1/25/20231118093127 on 1/30/20231043241335 on 3/30/20231043241335 on 4/18/20231043241335 on 6/6/20231043241335 on 11/17/20231203210000 on 3/29/2024

No. Clients, Historic

9045020202021202220232024202586 on 3/29/202086 on 3/30/202086 on 3/31/202086 on 4/1/202086 on 5/6/202086 on 5/27/202086 on 8/24/202086 on 3/30/202186 on 3/31/202186 on 4/15/202186 on 4/15/202186 on 4/16/202186 on 1/5/202272 on 3/31/202272 on 4/11/202272 on 5/6/202272 on 11/30/202272 on 11/30/202272 on 1/24/202372 on 1/25/202372 on 1/30/202364 on 3/30/202364 on 4/18/202364 on 6/6/202364 on 11/17/202368 on 3/29/2024

Holdings

From latest 13F, filed August 1st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
2023 ETF SERIES TRUST II GMO US QUALITY E 6M 183K –
ACCENTURE PLC IRELAND SHS CLASS A 295K 972 –
ADOBE INC COM 226K 406 –
ALPHABET INC CAP STK CL C 902K 5K –
ALPHABET INC CAP STK CL A 4M 20K –
AMAZON COM INC COM 3M 15K –
AMERICAN EXPRESS CO COM 770K 3K –
AMERICAN TOWER CORP NEW COM 321K 2K –
APPLE INC COM 5M 23K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 2M 4K –
BERKSHIRE HATHAWAY INC DEL CL A 612K 1 –
BLUE OWL CAPITAL INC COM CL A 476K 27K –
C H ROBINSON WORLDWIDE INC COM NEW 204K 2K –
CALAVO GROWERS INC COM 486K 21K –
COGENT BIOSCIENCES INC COM 122K 15K –
DANAHER CORPORATION COM 247K 988 –
DIAGEO PLC SPON ADR NEW 263K 2K –
DIMENSIONAL ETF TRUST US EQUITY ETF 3M 56K –
DISNEY WALT CO COM 616K 6K –
EA SERIES TRUST ALPHA ARCH 1-3 70M 649K –
EDWARDS LIFESCIENCES CORP COM 212K 2K –
ELI LILLY & CO COM 2M 2K –
EQT CORP COM 258K 7K –
FS KKR CAP CORP COM 4M 222K –
GALLAGHER ARTHUR J & CO COM 208K 802 –
GENERAL DYNAMICS CORP COM 417K 1K –
GLOBAL X FDS GLBL X MLP ETF 760K 16K –
HANNON ARMSTRONG SUST INFR C COM 266K 9K –
HOME DEPOT INC COM 323K 939 –
INTUIT COM 367K 559 –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 2M 9K –
INVESCO QQQ TR UNIT SER 1 16M 34K –
ISHARES INC CORE MSCI EMKT 533K 10K –
ISHARES TR RUS MID CAP ETF 709K 9K –
ISHARES TR MSCI EMG MKT ETF 10M 244K –
ISHARES TR CORE S&P MCP ETF 23M 390K –
ISHARES TR MSCI EAFE ETF 12M 149K –
ISHARES TR RUSSELL 3000 ETF 10M 33K –
ISHARES TR NATIONAL MUN ETF 3M 27K –
ISHARES TR MSCI INTL VLU FT 411K 15K –
ISHARES TR RUS 2000 GRW ETF 3M 13K –
ISHARES TR S&P 500 VAL ETF 333K 2K –
ISHARES TR CORE S&P SCP ETF 16M 149K –
ISHARES TR 3 7 YR TREAS BD 2M 15K –
ISHARES TR CORE MSCI EAFE 2M 31K –
ISHARES TR S&P SML 600 GWT 2M 14K –
ISHARES TR RUS 1000 GRW ETF 560K 2K –
ISHARES TR CORE DIV GRWTH 17M 303K –
ISHARES TR MSCI USA ESG SLC 277K 2K –
ISHARES TR RUSSELL 2000 ETF 2M 12K –
ISHARES TR CORE HIGH DV ETF 597K 5K –
ISHARES TR SELECT DIVID ETF 4M 34K –
ISHARES TR CORE US AGGBD ET 9M 92K –
ISHARES TR RUS 1000 ETF 789K 3K –
ISHARES TR CORE S&P500 ETF 63M 116K –
JOHNSON & JOHNSON COM 501K 3K –
KEYCORP COM 208K 15K –
KKR & CO INC COM 246K 2K –
KNOW LABS INC COM NEW 17K 42K –
KRATOS DEFENSE & SEC SOLUTIO COM NEW 1M 50K –
MARRIOTT INTL INC NEW CL A 636K 3K –
MARVELL TECHNOLOGY INC COM 229K 3K –
MASTERCARD INCORPORATED CL A 690K 2K –
MCDONALDS CORP COM 483K 2K –
MEDTRONIC PLC SHS 472K 6K –
META PLATFORMS INC CL A 1M 3K –
MICROSOFT CORP COM 2M 5K –
MONOLITHIC PWR SYS INC COM 270K 328 –
NEXTERA ENERGY INC COM 356K 5K –
NIKE INC CL B 618K 8K –
NOVO-NORDISK A S ADR 731K 5K –
NVIDIA CORPORATION COM 1M 10K –
ORACLE CORP COM 823K 6K –
OREILLY AUTOMOTIVE INC COM 536K 508 –
PALLADYNE AI CORP COM NEW 300K 188K –
PROGRESSIVE CORP COM 226K 1K –
PTC THERAPEUTICS INC COM 367K 12K –
RTX CORPORATION COM 734K 7K –
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 412K 16K –
SCHWAB STRATEGIC TR US BRD MKT ETF 891K 14K –
SCHWAB STRATEGIC TR INTL EQTY ETF 2M 56K –
SELECT SECTOR SPDR TR SBI INT-UTILS 219K 3K –
SELECT SECTOR SPDR TR FINANCIAL 1M 30K –
SERITAGE GROWTH PPTYS CL A 58K 13K –
SERVICENOW INC COM 324K 412 –
SNOWFLAKE INC CL A 300K 2K –
SPDR GOLD TR GOLD SHS 673K 3K –
SPDR S&P 500 ETF TR TR UNIT 61M 111K –
SPDR SER TR S&P BIOTECH 2M 20K –
SPIRIT AEROSYSTEMS HLDGS INC COM CL A 559K 17K –
STARBUCKS CORP COM 226K 3K –
TENCENT MUSIC ENTMT GROUP SPON ADS 211K 15K –
THERMO FISHER SCIENTIFIC INC COM 201K 364 –
TRANSDIGM GROUP INC COM 271K 212 –
UBER TECHNOLOGIES INC COM 250K 3K –
UNILEVER PLC SPON ADR NEW 621K 11K –
VANECK ETF TRUST JUNIOR GOLD MINE 666K 16K –
VANECK ETF TRUST GOLD MINERS ETF 219K 6K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 37M 508K –
VANGUARD INDEX FDS TOTAL STK MKT 5M 20K –
VANGUARD INDEX FDS EXTEND MKT ETF 318K 2K –
VANGUARD INDEX FDS MCAP GR IDXVIP 755K 3K –
VANGUARD INDEX FDS GROWTH ETF 261K 697 –
VANGUARD INDEX FDS SML CP GRW ETF 987K 4K –
VANGUARD INDEX FDS S&P 500 ETF SHS 232M 463K –
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 454K 4K –
VANGUARD MUN BD FDS TAX EXEMPT BD 1M 29K –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 794K 14K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 5M 25K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 3M 65K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 1M 10K –
VISA INC COM CL A 1M 5K –
WALMART INC COM 217K 3K –
WISDOMTREE TR US AI ENHANCED 493K 5K –