ALLIANZ GLOBAL INVESTORS ASIA PACIFIC LIMITED
Adviser information for ALLIANZ GLOBAL INVESTORS ASIA PACIFIC LIMITED last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 124 |
|---|---|
| Investment Advisory/Research | 63 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 71 | $14.9B |
| Non-Discretionary | 7 | $367.4M |
| Total | 78 | $15.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | <5 | $173.9M |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 53 | $13.1B |
| Pension and profit sharing plans | 9 | $322.0M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 7 | $1.3B |
| Other investment advisers | <5 | $208.4M |
| Insurance companies | <5 | $20.3M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $73.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-111691 |
|---|---|
| SEC ERA File Number | 801-111691 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 289358 |
| Legal Entity Identifier | None |
Principal Office
32/F, TWO PACIFIC PLACE, 88 QUEENSWAYADMIRALTY
HONG KONG
Hong Kong
Monday - Friday, 9:00 AM - 6:00 PM (HONG KONG TIME)
Tel: 852-2238-8888, Fax: 852-2526-2940
Chief Compliance Officer
MANDIE TONG
HEAD OF BUSINESS AND REGULATORY COMPLIANCE ASIA PACIFIC EX TAIWAN
32/F, TWO PACIFIC PLACE, 88 QUEENSWAY
ADMIRALTY
HONG KONG
Hong Kong
Tel:
852-2238-8660
Fax:
852-2526-2940
M**********@************M
(Full email address available in API data)
Regulatory Contact
IRIS CHOW
DIRECTOR, COMPLIANCE
32/F, TWO PACIFIC PLACE, 88 QUEENSWAY
ADMIRALTY
HONG KONG
Hong Kong
Tel:
852-2238 8748
Fax:
852-2526-2940
I********@************M
(Full email address available in API data)
Industry Affiliates
| ALLIANZ CAPITAL PARTNERS OF AMERICA LLC | Other investment adviser, including financial planners |
| ALLIANZ CAPTIAL PARTNERS GMBH | Other investment adviser, including financial planners |
| ALLIANZ GLOBAL INVESTORS (SCHWEIZ) AG | Other investment adviser, including financial planners |
| ALLIANZ GLOBAL INVESTORS GMBH | Other investment adviser, including financial plannersPension consultantSponsor, GP, manager of pooled investment vehicles |
| ALLIANZ GLOBAL INVESTORS JAPAN CO., LTD. | Other investment adviser, including financial planners |
| ALLIANZ GLOBAL INVESTORS OVERSEAS ASSET MANAGEMENT(SHANGHAI) LIMITED | Other investment adviser, including financial planners |
| ALLIANZ GLOBAL INVESTORS SINGAPORE LTD. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ALLIANZ GLOBAL INVESTORS TAIWAN LTD. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ALLIANZGI UK LTD | Other investment adviser, including financial planners |
| PIMCO EUROPE LTD. | Other investment adviser, including financial planners |
| PT ALLIANZ GLOBAL INVESTORS ASSET MANAGEMENT INDONESIA | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ALLIANZ GLOBAL INVESTORS GMBH | Foreign Entity | – | SHAREHOLDER | 08/2006 | > 75% |
| CHAN, RAYMOND, CHI KEUNG | Individual | – | CHIEF INVESTMENT OFFICER & DIRECTOR | 09/2006 | < 5% |
| NG, DESMOND, KA YIU | Individual | – | HEAD OF ASIA PACIFIC & DIRECTOR | 06/2015 | < 5% |
| YU, TZE LING, (NMN) | Individual | – | HEAD OF RETAIL DISTRIBUTION & DIRECTOR | 01/2016 | < 5% |
| ALLIANZ SE | Foreign Entity | ALLIANZ FINANZBETEILIGUNGS GMBH | STOCKHOLDER | 06/2005 | > 75% |
| ALLIANZ SE | Foreign Entity | ALLIANZ ASSET MANAGEMENT GMBH | STOCKHOLDER | 08/2010 | 25-50% |
| ALLIANZ FINANZBETEILIGUNGS GMBH | Foreign Entity | ALLIANZ ASSET MANAGEMENT GMBH | STOCKHOLDER | 01/2003 | > 75% |
| ALLIANZ ASSET MANAGEMENT GMBH | Foreign Entity | ALLIANZ GLOBAL INVESTORS GMBH | STOCKHOLDER | 08/2006 | > 75% |
| LUNG, WUN WUN | Individual | – | HEAD OF GLOBAL POLICIES/HEAD OF BUSINESS PARTNERING & FINANCE AP & DIRECTOR | 09/2020 | < 5% |
| SOUBRA, KHALIL | Individual | – | COO ASIA PACIFIC | 08/2022 | < 5% |
| Tong, Mandie, Hoi Teng | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2023 | < 5% |