Hedge Fund Database

KPP ADVISORY SERVICES LLC

Adviser information for KPP ADVISORY SERVICES LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Kentucky, United States

Employees

Total Number of Employees 33
Investment Advisory/Research 25
Registered Broker-Dealer Representatives 33
Registered State Investment Advisers 25
Licensed Agents of an Insurance Company 23
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,900 $774.4M
Non-Discretionary 232 $106.2M
Total 3,132 $880.6M

Clients

Type Number RAUM
Individuals 3,164 $213.0M
HNW Individuals 707 $667.6M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 713

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesEducational seminars/workshops
Compensation % of AUMHourly chargesFixed fees
Other Business Activities Registered representative of a broker-dealerInsurance broker or agent

Identifiers

SEC RIA File Number 801-111709
SEC ERA File Number 801-111709
SEC CIK Numbers 1989349
SEC CRD Numbers 289507
Legal Entity Identifier None

Principal Office

9300 SHELBYVILLE RD.
SUITE 1310
LOUISVILLE
KY
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 502-394-0400, Fax: 502-394-0414

Websites

www.kpp-lpl.com/ www.money411.info/ www.roi-fg.com www.facebook.com/kentuckyplanningpartners www.youtube.com/@kyplanningpartners www.linkedin.com/company/kentucky-planning-partners

Chief Compliance Officer

SONIA GOFORTH
101 S. 5TH ST. SUITE 2500
LOUISVILLE
KY
United States
Tel: 502-394-0400
Fax: 502-394-0414
(Full email address available in API data)

Regulatory Contact

ROBERT DAVENPORT
CEO KENTUCKY PLANNING PARTNERS
9300 SHELBYVILLE RD. SUITE 1310
LOUISVILLE
KY
United States
Tel: 502-394-0400
Fax: 502-394-0414
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
DAVENPORT, ROBERT, ALAN Individual – MEMBER 05/2005 50-75%
GOFORTH, SONIA, ANN Individual – CCO 03/2017 < 5%
O'NEIL, KENNETH, ALVIN Individual – MEMBER 10/2005 50-75%

No. Employees, Historic

40200201920202021202220232024202520 on 8/5/201920 on 3/30/202020 on 6/26/202022 on 3/30/202122 on 5/14/202122 on 8/30/202132 on 3/23/202232 on 6/7/202232 on 8/23/202231 on 3/29/202331 on 11/22/202333 on 3/26/2024

RAUM, Historic

2B1B02019202020212022202320242025320874633 on 8/5/2019525736765 on 3/30/2020525736765 on 6/26/2020433767961 on 3/30/2021433767961 on 5/14/2021433767961 on 8/30/2021934057044 on 3/23/2022934057044 on 6/7/2022934057044 on 8/23/20221476243973 on 3/29/20231476243973 on 11/22/2023880562438 on 3/26/2024

No. Clients, Historic

4,0002,000020192020202120222023202420251502 on 8/5/20191453 on 3/30/20201453 on 6/26/20201573 on 3/30/20211573 on 5/14/20211573 on 8/30/20212168 on 3/23/20222168 on 6/7/20222168 on 8/23/20222744 on 3/29/20232744 on 11/22/20233871 on 3/26/2024

Holdings

From latest 13F, filed August 27th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 224K 2K –
ABBOTT LABS COM 829K 8K –
ABBVIE INC COM 1M 6K –
ABRDN LIFE SCIENCES INVESTOR SH BEN INT 333K 23K –
ACCENTURE PLC IRELAND SHS CLASS A 1M 3K –
ADVANCED MICRO DEVICES INC COM 1M 6K –
AGILENT TECHNOLOGIES INC COM 365K 3K –
ALBEMARLE CORP COM 1M 12K –
ALLSPRING INCOME OPPORTUNIT INC OPPTY FD 195K 30K –
ALPHABET INC CAP STK CL A 2M 13K –
ALPHABET INC CAP STK CL C 1M 7K –
ALTRIA GROUP INC COM 3M 60K –
AMAZON COM INC COM 7M 37K –
AMERICAN CENTY ETF TR US SML CP VALU 5M 52K –
AMERICAN EXPRESS CO COM 419K 2K –
AMGEN INC COM 875K 3K –
AMPHENOL CORP NEW CL A 504K 7K –
ANALOG DEVICES INC COM 313K 1K –
ANTERO MIDSTREAM CORP COM 357K 24K –
APELLIS PHARMACEUTICALS INC COM 432K 11K –
APPLE INC COM 13M 61K –
ASML HOLDING N V N Y REGISTRY SHS 965K 944 –
AT&T INC COM 3M 137K –
B2GOLD CORP COM 95K 35K –
BANK AMERICA CORP COM 1M 30K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 676K 2K –
BLACKSTONE INC COM 492K 4K –
BOEING CO COM 317K 2K –
BRISTOL-MYERS SQUIBB CO COM 306K 7K –
BROADCOM INC COM 896K 558 –
BROWN FORMAN CORP CL B 283K 7K –
CAPITAL GROUP CORE EQUITY ET SHS CREATION UNI 1M 43K –
CAPITAL GROUP DIVIDEND VALUE SHS CREATION UNI 6M 171K –
CHEVRON CORP NEW COM 440K 3K –
CHUBB LIMITED COM 335K 1K –
CINTAS CORP COM 304K 434 –
CISCO SYS INC COM 736K 16K –
CLOROX CO DEL COM 316K 2K –
COCA COLA CO COM 249K 4K –
COLGATE PALMOLIVE CO COM 864K 9K –
COSTCO WHSL CORP NEW COM 761K 895 –
CUMMINS INC COM 421K 2K –
CVS HEALTH CORP COM 565K 10K –
DIAGEO PLC SPON ADR NEW 302K 2K –
DIMENSIONAL ETF TRUST US SMALL CAP ETF 5M 80K –
DIMENSIONAL ETF TRUST US EQUITY ETF 7M 116K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 661K 21K –
DISNEY WALT CO COM 1M 14K –
DOLLAR GEN CORP NEW COM 560K 4K –
DUKE ENERGY CORP NEW COM NEW 339K 3K –
EATON CORP PLC SHS 244K 777 –
EATON VANCE TAX-MANAGED GLOB COM 150K 18K –
ELI LILLY & CO COM 3M 3K –
EMERSON ELEC CO COM 222K 2K –
ENBRIDGE INC COM 230K 6K –
ENERGY TRANSFER L P COM UT LTD PTN 589K 36K –
ENTERPRISE PRODS PARTNERS L COM 296K 10K –
EXXON MOBIL CORP COM 2M 15K –
FASTENAL CO COM 439K 7K –
FEDEX CORP COM 300K 1K –
FIDELITY NATIONAL FINANCIAL FNF GROUP COM 384K 8K –
FIFTH THIRD BANCORP COM 571K 16K –
FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 232K 3K –
FIRST TR EXCHANGE TRADED FD GROWTH STRENGTH 6M 209K –
FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 297K 5K –
FIRST TR EXCHANGE-TRADED FD FT VEST RIS 2M 72K –
FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 660K 20K –
FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 9M 104K –
FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 882K 16K –
FIRST TR LRG CP VL ALPHADEX COM SHS 308K 4K –
FIRST TR LRGE CP CORE ALPHA COM SHS 3M 29K –
FIRST TR MID CAP CORE ALPHAD COM SHS 379K 3K –
FIRST TR MORNINGSTAR DIVID L SHS 756K 20K –
FIRST TR SML CP CORE ALPHA F COM SHS 508K 6K –
FIRST TR SPECIALTY FIN & FIN COM BEN INTR 53K 14K –
FIRST TR VALUE LINE DIVID IN SHS 4M 95K –
FLOWSERVE CORP COM 328K 7K –
FORD MTR CO DEL COM 3M 219K –
FORTINET INC COM 741K 12K –
FRANKLIN TEMPLETON ETF TR US MID CP MLTFCT 2M 44K –
GE AEROSPACE COM NEW 217K 1K –
GENERAL DYNAMICS CORP COM 205K 707 –
GLOBALSTAR INC COM 22K 20K –
HOME DEPOT INC COM 2M 6K –
HONEYWELL INTL INC COM 592K 3K –
HUMANA INC COM 274K 733 –
ICAHN ENTERPRISES LP DEPOSITARY UNIT 187K 11K –
INNOVATIVE INDL PPTYS INC COM 247K 2K –
INOTIV INC COM 395K 238K –
INTEL CORP COM 786K 25K –
INTERNATIONAL BUSINESS MACHS COM 354K 2K –
INTUITIVE SURGICAL INC COM NEW 537K 1K –
INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 6M 32K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 3M 17K –
INVESCO EXCHANGE TRADED FD T S&P MDCP400 PR 2M 34K –
INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 3M 40K –
INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 4M 87K –
INVESCO EXCHANGE TRADED FD T S&P MDCP QUALITY 3M 32K –
INVESCO MORTGAGE CAPITAL INC COM 135K 14K –
INVESCO QQQ TR UNIT SER 1 21M 44K –
ISHARES INC CORE MSCI EMKT 1M 20K –
ISHARES TR RUS MD CP GR ETF 228K 2K –
ISHARES TR MBS ETF 224K 2K –
ISHARES TR S&P 500 GRWT ETF 4M 48K –
ISHARES TR 20 YR TR BD ETF 229K 3K –
ISHARES TR CORE S&P500 ETF 1M 3K –
ISHARES TR CORE S&P SCP ETF 3M 30K –
ISHARES TR CORE MSCI EAFE 2M 29K –
ISHARES TR CORE S&P MCP ETF 5M 91K –
ISHARES TR MSCI USA QLT FCT 4M 22K –
ISHARES TR ISHS 5-10YR INVT 367K 7K –
ISHARES TR 7-10 YR TRSY BD 310K 3K –
ISHARES TR YLD OPTIM BD 4M 161K –
ISHARES TR FLTG RATE NT ETF 227K 4K –
ISHARES TR SELECT DIVID ETF 221K 2K –
ISHARES TR US INFRASTRUC 676K 16K –
ISHARES TR IBONDS DEC24 ETF 353K 14K –
ISHARES TR IBONDS DEC25 ETF 342K 14K –
ISHARES TR IBONDS 27 TRM TS 283K 13K –
ISHARES TR CORE DIV GRWTH 12M 208K –
ISHARES TR IBONDS 28 TRM TS 279K 13K –
ISHARES TR MRGSTR MD CP GRW 475K 7K –
ISHARES TR U.S. TECH ETF 1M 8K –
ISHARES TR S&P 100 ETF 3M 11K –
ISHARES TR MSCI INTL QUALTY 362K 9K –
ISHARES TR CORE US AGGBD ET 905K 9K –
ISHARES TR GLOBAL 100 ETF 968K 10K –
J P MORGAN EXCHANGE TRADED F DIVERSFD EQT ETF 453K 10K –
J P MORGAN EXCHANGE TRADED F US QUALTY FCTR 1M 22K –
JANUS DETROIT STR TR HENDRSON AAA CL 767K 15K –
JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 16M 288K –
JOHNSON & JOHNSON COM 2M 11K –
JPMORGAN CHASE & CO. COM 3M 13K –
KINDER MORGAN INC DEL COM 273K 14K –
KRAFT HEINZ CO COM 340K 11K –
LAM RESEARCH CORP COM 1M 1K –
LINDE PLC SHS 763K 2K –
LOCKHEED MARTIN CORP COM 484K 1K –
LOWES COS INC COM 474K 2K –
LULULEMON ATHLETICA INC COM 517K 2K –
MCDONALDS CORP COM 1M 5K –
MEDICAL PPTYS TRUST INC COM 410K 95K –
MEDTRONIC PLC SHS 364K 5K –
MERCK & CO INC COM 1M 9K –
META PLATFORMS INC CL A 2M 3K –
MICRON TECHNOLOGY INC COM 457K 3K –
MICROSOFT CORP COM 12M 27K –
MONOLITHIC PWR SYS INC COM 427K 520 –
MORGAN STANLEY COM NEW 709K 7K –
NEUBERGER BERMAN REAL ESTATE COM 43K 13K –
NEXTERA ENERGY INC COM 737K 10K –
NORFOLK SOUTHN CORP COM 241K 1K –
NVIDIA CORPORATION COM 5M 41K –
ORACLE CORP COM 543K 4K –
PACER FDS TR US CASH COWS 100 1M 18K –
PACER FDS TR PACER US SMALL 12M 284K –
PALO ALTO NETWORKS INC COM 221K 652 –
PARKER-HANNIFIN CORP COM 1M 2K –
PAYCHEX INC COM 251K 2K –
PAYCOM SOFTWARE INC COM 498K 3K –
PAYPAL HLDGS INC COM 338K 6K –
PEPSICO INC COM 1M 8K –
PFIZER INC COM 246K 9K –
PIMCO HIGH INCOME FD COM SHS 115K 24K –
PNC FINL SVCS GROUP INC COM 549K 4K –
PROCTER AND GAMBLE CO COM 2M 11K –
PROGRESSIVE CORP COM 492K 2K –
PROSHARES TR EQTS FOR RISIN 601K 10K –
PROSHARES TR S&P 500 DV ARIST 9M 98K –
PROSHARES TR RUSS 2000 DIVD 243K 4K –
PROSHARES TR S&P MDCP 400 DIV 276K 4K –
QUALCOMM INC COM 272K 1K –
QUANTA SVCS INC COM 1M 4K –
REGENERON PHARMACEUTICALS COM 247K 235 –
RESMED INC COM 251K 1K –
RTX CORPORATION COM 522K 5K –
SALESFORCE INC COM 2M 7K –
SCHWAB STRATEGIC TR US MID-CAP ETF 391K 5K –
SCHWAB STRATEGIC TR US LCAP GR ETF 3M 30K –
SCHWAB STRATEGIC TR US LCAP VA ETF 3M 35K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 520K 4K –
SELECT SECTOR SPDR TR SBI CONS DISCR 570K 3K –
SELECT SECTOR SPDR TR TECHNOLOGY 1M 6K –
SERVICENOW INC COM 502K 638 –
SOUTHERN CO COM 685K 9K –
SOUTHWEST AIRLS CO COM 274K 10K –
SPDR DOW JONES INDL AVERAGE UT SER 1 1M 3K –
SPDR GOLD TR GOLD SHS 338K 2K –
SPDR INDEX SHS FDS PORTFLI MSCI GBL 263K 4K –
SPDR S&P 500 ETF TR TR UNIT 856K 2K –
SPDR SER TR BLOOMBERG 3-12 M 7M 73K –
SPDR SER TR PRTFLO S&P500 VL 3M 61K –
SPDR SER TR S&P DIVID ETF 289K 2K –
SPDR SER TR PRTFLO S&P500 GW 1M 16K –
SPDR SER TR PORTFOLIO AGRGTE 380K 15K –
SPDR SER TR S&P 400 MDCP VAL 589K 8K –
SPDR SER TR S&P 400 MDCP GRW 638K 8K –
STRYKER CORPORATION COM 360K 1K –
T-MOBILE US INC COM 299K 2K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 696K 4K –
TARGET CORP COM 307K 2K –
TASEKO MINES LTD COM 25K 10K –
TESLA INC COM 5M 26K –
TEXAS INSTRS INC COM 737K 4K –
THE CIGNA GROUP COM 389K 1K –
THERMO FISHER SCIENTIFIC INC COM 2M 3K –
TRACTOR SUPPLY CO COM 278K 1K –
TRUST FOR PROFESSIONAL MANAG ACTIVEPASSIVE US 215K 6K –
UNITED PARCEL SERVICE INC CL B 261K 2K –
UNITEDHEALTH GROUP INC COM 2M 3K –
US BANCORP DEL COM NEW 2M 44K –
VANECK ETF TRUST MRNGSTR WDE MOAT 3M 30K –
VANGUARD BD INDEX FDS INTERMED TERM 837K 11K –
VANGUARD INDEX FDS MCAP VL IDXVIP 10M 67K –
VANGUARD INDEX FDS S&P 500 ETF SHS 3M 7K –
VANGUARD INDEX FDS MCAP GR IDXVIP 2M 10K –
VANGUARD INDEX FDS SML CP GRW ETF 3M 10K –
VANGUARD INDEX FDS GROWTH ETF 598K 2K –
VANGUARD INDEX FDS MID CAP ETF 1M 6K –
VANGUARD INDEX FDS TOTAL STK MKT 5M 17K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 257K 3K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 433K 2K –
VANGUARD WORLD FD MATERIALS ETF 333K 2K –
VANGUARD WORLD FD HEALTH CAR ETF 453K 2K –
VANGUARD WORLD FD INDUSTRIAL ETF 319K 1K –
VICTORY PORTFOLIOS II VCSHS US EQ INCM 391K 7K –
VIRTUS CONVERTIBLE & INC FD COM 42K 14K –
VISA INC COM CL A 1M 4K –
VONTIER CORPORATION COM 586K 15K –
WALGREENS BOOTS ALLIANCE INC COM 129K 11K –
WALMART INC COM 771K 11K –
WASTE MGMT INC DEL COM 517K 2K –
WATERS CORP COM 261K 900 –
WISDOMTREE TR US QTLY DIV GRT 2M 28K –
WP CAREY INC COM 222K 4K –
YUM BRANDS INC COM 283K 2K –
ZEBRA TECHNOLOGIES CORPORATI CL A 376K 1K –
ZOETIS INC CL A 867K 5K –