LEVINE LEICHTMAN STRATEGIC CAPITAL, LLC
Adviser information for LEVINE LEICHTMAN STRATEGIC CAPITAL, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 65 |
|---|---|
| Investment Advisory/Research | 46 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 1 | $1.0B |
| Total | 1 | $1.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 1 | $1.0B |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | PORTFOLIO MANAGEMENT TO A HOLDING (OPERATING) COMPANY |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-111710 |
|---|---|
| SEC ERA File Number | 801-111710 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 289401 |
| Legal Entity Identifier | None |
Principal Office
345 N. MAPLE DRIVESUITE 300
BEVERLY HILLS
CA
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 310-237-7594, Fax: 310-275-1441
Chief Compliance Officer
JANE KIM
CHIEF COMPLIANCE OFFICER & ASSOCIATE GENERAL COUNSEL
345 N. MAPLE DRIVE
SUITE 300
BEVERLY HILLS
CA
United States
Tel:
310-237-7594 X379
J***@*******M
(Full email address available in API data)
Regulatory Contact
DAVID WOLMER
GENERAL COUNSEL/CO-CHIEF OPERATING OFFICER/VICE PRESIDENT
345 N. MAPLE DRIVE
SUITE 300
BEVERLY HILLS
CA
United States
Tel:
310-275-5335
Fax:
310-275-1305
D******@*******M
(Full email address available in API data)
Industry Affiliates
| LEVINE LEICHTMAN CAPITAL PARTNERS, LLC | Other investment adviser, including financial planners |
| LLCP CO-INVESTMENT GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| LLCP EUROPE GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| LLCP EUROPE LLP | Other investment adviser, including financial planners |
| LLCP GERMANY GMBH | Other investment adviser, including financial planners |
| LLCP LMM GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| LLCP LMM III GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| LLCP NETHERLANDS B.V. | Other investment adviser, including financial planners |
| LLCP PARTNERS EUROPE II GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| LLCP PARTNERS EUROPE II GP, S.A R.L. | Sponsor, GP, manager of pooled investment vehicles |
| LLCP PARTNERS IV GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| LLCP PARTNERS V GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| LLCP PARTNERS VI GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| LLCP PARTNERS VII GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| LLCP PCS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| LLCP SMALL BUSINESS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| LLCP SWEDEN AB | Other investment adviser, including financial planners |
| LLCP-A GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LLCP STRATEGIC HOLDINGS, LLC | Domestic Entity | – | MEMBER AND MANAGER | 08/2017 | > 75% |
| WOLMER, DAVID, ISAAC | Individual | – | GENERAL COUNSEL/CO-CHIEF OPERATING OFFICER/VICE PRESIDENT | 09/2016 | < 5% |
| LEVINE, ARTHUR, EDWARD | Individual | – | CO-CHAIRPERSON OF THE EXECUTIVE COMMITTEE | 09/2016 | < 5% |
| LEICHTMAN, LAUREN, BETH | Individual | – | CO-CHAIRPERSON OF THE EXECUTIVE COMMITTEE | 09/2016 | < 5% |
| HOGAN, STEPHEN, JAMES | Individual | – | PRESIDENT/CO-COO/CHIEF FINANCIAL OFFICER | 08/2017 | < 5% |
| LEICHTMAN-LEVINE LIVING TRUST, DATED JUNE 29, 1988 | Domestic Entity | MAPLE DRIVE MANAGEMENT GP, LLC | MEMBER | 09/2018 | > 75% |
| LEVINE, ARTHUR, EDWARD | Individual | MAPLE DRIVE MANAGEMENT GP, LLC | MANAGER | 09/2018 | |
| LEICHTMAN, LAUREN, BETH | Individual | MAPLE DRIVE MANAGEMENT GP, LLC | MANAGER | 09/2018 | |
| LEVINE, ARTHUR, EDWARD | Individual | LEICHTMAN-LEVINE LIVING TRUST, DATED JUNE 29, 1988 | TRUSTEE | 06/1988 | |
| LEICHTMAN, LAUREN, BETH | Individual | LEICHTMAN-LEVINE LIVING TRUST, DATED JUNE 29, 1988 | TRUSTEE | 06/1988 | |
| MAPLE DRIVE MANAGEMENT HOLDINGS, INC. | Domestic Entity | MAPLE DRIVE MANAGEMENT, LP | LIMITED PARTNER | 09/2018 | 50-75% |
| LLCP HOLDING COMPANY, LP | Foreign Entity | LLCP STRATEGIC HOLDINGS, LLC | MEMBER AND MANAGER | 09/2018 | > 75% |
| MAPLE DRIVE MANAGEMENT, LP | Foreign Entity | LLCP HOLDING COMPANY, LP | LIMITED PARTNER | 09/2018 | > 75% |
| MAPLE DRIVE MANAGEMENT GP, LLC | Domestic Entity | LLCP HOLDING COMPANY, LP | GENERAL PARTNER | 09/2018 | |
| MAPLE DRIVE MANAGEMENT GP, LLC | Domestic Entity | MAPLE DRIVE MANAGEMENT, LP | GENERAL PARTNER | 09/2018 | |
| LEICHTMAN-LEVINE LIVING TRUST, DATED JUNE 29, 1988 | Domestic Entity | MAPLE DRIVE MANAGEMENT HOLDINGS, INC. | SHAREHOLDER | 09/2018 | > 75% |
| Kim, Jane, H. | Individual | – | CHIEF COMPLIANCE OFFICER & ASSOCIATE GENERAL COUNSEL | 04/2023 | < 5% |