INVESTMENT CARDS RIA L.L.C.
Adviser information for INVESTMENT CARDS RIA L.L.C. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 16 | $3,588 |
| Non-Discretionary | 0 | $0 |
| Total | 16 | $3,588 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 10 | $1,126 |
| HNW Individuals | 5 | $1,950 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $512 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | Fixed fees |
Identifiers
| SEC RIA File Number | 801-111712 |
|---|---|
| SEC ERA File Number | 801-111712 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 289308 |
| Legal Entity Identifier | 82-2387236 |
Principal Office
1201 N MARKET ST.SUITE 500A
WILMINGTON
DE
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: (312) 973-9555, Fax: None
Websites
Chief Compliance Officer
FREDERICK P. PHILLIPS IV
MANAGING MEMBER
1201 MARKET STREET
SUITE 500A
WILMINGTON
DE
United States
Tel:
(312) 973-9555
F**********@*********************M
(Full email address available in API data)
Regulatory Contact
CAROLINA ESSWEIN
1201 MARKET STREET
SUITE 500A
WILMINGTON
DE
United States
Tel:
(312) 973-9555
C*********@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PHILLIPS, FREDERICK, PAUL | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 07/2017 | > 75% |