NINEPOINT PARTNERS LP

Adviser information for NINEPOINT PARTNERS LP last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Partnership
Fiscal Year End DECEMBER
Legal Location Canada

Employees

Total Number of Employees 90
Investment Advisory/Research 12
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 33 $4.2B
Non-Discretionary 0 $0
Total 33 $4.2B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 33 $4.2B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 97

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-111715
SEC ERA File Number 801-111715
SEC CIK Numbers 1715635
SEC CRD Numbers 289068
Legal Entity Identifier 549300IHT3UMGTGZSX08

Principal Office

ROYAL BANK PLAZA, SOUTH TOWER,
200 BAY STREET, SUITE 2700
TORONTO, ONTARIO
Canada
Monday - Friday, 8:30-5:00
Tel: 416-362-7172, Fax: 416-628-2397

Chief Compliance Officer

KIRSTIN MCTAGGART
CHIEF ADMINISTRATIVE OFFICER
ROYAL BANK PLAZA, SOUTH TOWER
200 BAY STREET, SUITE 2700
TORONTO
Canada
Tel: 416-943-4065
Fax: 416-628-2397
(Full email address available in API data)

Regulatory Contact

MAGGIE TANG
SENIOR COMPLIANCE ANALYST
ROYAL BANK PLAZA, SOUTH TOWER
200 BAY STREET, SUITE 2700
TORONTO
Canada
Tel: 416-943-4072
Fax: 416-628-2397
(Full email address available in API data)

Industry Affiliates

SIGHTLINE WEALTH MANAGEMENT LP Broker-dealer, municipal securities dealer, or gov securities broker or dealer

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
NINEPOINT CANADIAN SENIOR DEBT FEEDER FUND LTD PRIVATE DEBT $218.6M $0.1M 7
NINEPOINT CANADIAN SENIOR DEBT MASTER FUND LP PRIVATE DEBT $250.4M $0.1M 8
NINEPOINT CANADIAN SENIOR DEBT US FEEDER LP PRIVATE DEBT $0.7M $0.1M 1

Control Persons

Name Type Entity Title Since Ownership
FOX, JAMES, ROBERT Individual MANAGING PARTNER 04/2017 < 5%
MCTAGGART, KIRSTIN, HEATH Individual PARTNER, CHIEF COMPLIANCE OFFICER 04/2017 < 5%
WILSON, JOHN, NOBLE GEORGE Individual MANAGING PARTNER 04/2017 < 5%
NINEPOINT FINANCIAL GROUP INC. Foreign Entity LIMITED PARTNER 04/2017 > 75%
NINEPOINT PARTNERS GP INC. Foreign Entity GENERAL PARTNER 04/2017 < 5%
NINEPOINT FINANCIAL GROUP INC. Foreign Entity NINEPOINT PARTNERS GP INC. SHAREHOLDER 04/2017 > 75%
2577002 ONTARIO INC. Foreign Entity NINEPOINT FINANCIAL GROUP INC. SHAREHOLDER 04/2017 50-75%
2577640 ONTARIO INC. Foreign Entity NINEPOINT FINANCIAL GROUP INC. SHAREHOLDER 04/2017 50-75%
WILSON, JOHN, NOBLE GEORGE Individual 2577002 ONTARIO INC. SHAREHOLDER 04/2017 > 75%
FOX, JAMES, ROBERT Individual 2577640 ONTARIO INC. SHAREHOLDER 04/2017 > 75%

No. Employees, Historic

90450201920202021202220232024202560 on 5/24/201960 on 5/24/201975 on 3/23/202075 on 3/30/202185 on 3/30/202290 on 3/30/202390 on 3/27/2024

RAUM, Historic

5B3B020192020202120222023202420251755315299 on 5/24/20191755315299 on 5/24/20192591534205 on 3/23/20203507050521 on 3/30/20214214236161 on 3/30/20224511042491 on 3/30/20234222060451 on 3/27/2024

No. Clients, Historic

40200201920202021202220232024202533 on 5/24/201933 on 5/24/201932 on 3/23/202031 on 3/30/202130 on 3/30/202236 on 3/30/202333 on 3/27/2024

Holdings

From latest 13F, filed August 15th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ADOBE INC COM 726K 1K
ADVANCED MICRO DEVICES INC COM 715K 4K
AES CORP COM 888K 51K
AGREE REALTY CORP COM 121K 2K
ALEXANDRIA REAL ESTATE EQUITIES COM 127K 1K
ALPHABET INC CLASS C COM 1M 7K
AMAZON INC COM 2M 8K
AMERICAN HOMES 4 RENT CLASS A COM 147K 4K
AMERICAN TOWER CORP COM 2M 9K
APPLE INC COM 1M 6K
BANK OF MONTREAL COM 3M 34K
BAYTEX ENERGY CORP COM 141M 41M
BLACKROCK INC COM 716K 909
BLOCK INC CLASS A COM 883K 14K
BROADCOM INC COM 787K 490
CANADIAN IMPERIAL BANK OF COMMERCE COM 133K 2K
CANADIAN NATURAL RESOURCES LTD COM 111M 3M
CANADIAN PACIFIC KANSAS CITY LTD COM 1M 14K
CARETRUST INC COM 130K 5K
CENOVUS ENERGY INC COM 147M 8M
CHENIERE ENERGY INC COM 1M 6K
CHORD ENERGY CORP COM 49M 290K
CIVITAS RESOURCES INC COM 12M 170K
CME GROUP INC CLASS A COM 417K 2K
CMS ENERGY CORP COM 1M 18K
COINBASE GLOBAL INC CLASS A COM 2M 11K
CONSTELLATION ENERGY CORP COM 910K 5K
CONSTRUCTION PARTNERS INC CLASS A COM 954K 17K
COSTCO WHOLESALE CORP COM 1M 1K
CSX CORP COM 992K 30K
DEVON ENERGY CORP COM 19M 400K
DIGITAL REALTY TRUST COM 1M 8K
ELI LILLY COM 99K 109
ENBRIDGE INC COM 3M 88K
ENERGY TRANSFER COM 1M 76K
EQUINIX INC COM 2M 2K
EXXON MOBIL CORP COM 736K 6K
FORTIS INC COM 3M 79K
GAMING AND LEISURE PROPERTIES COM 114K 3K
GRANITE REAL ESTATE INVESTMENT TR COM 110K 2K
GREENFIRE RESOURCES LTD COM 19M 3M
HEALTHPEAK PROPERTIES INC COM 113K 6K
HOWMET AEROSPACE INC COM 810K 10K
HUT 8 CORP COM 720K 48K
INTERCONTINENTAL EXCHANGE INC COM 723K 5K
INVITATION HOMES INC COM 149K 4K
IRON MOUNTAIN INC COM 150K 2K
ISHARES 20 YR TR BD ETF PUT 79M 860K
iShares iBoxx $ High Yield Corporate Bond ETF PUT 8M 100K
JPMORGAN CHASE COM 101K 499
MANULIFE FINANCIAL CORP COM 3M 128K
MASTERCARD INC CLASS A COM 1M 3K
MCKESSON CORP COM 701K 1K
MERCK & CO INC COM 659K 5K
META PLATFORMS INC CLASS A COM 93K 185
MICROSOFT CORP COM 4M 9K
NEXTERA ENERGY INC COM 1M 18K
NIKE INC CLASS B COM 380K 5K
NISOURCE INC COM 1M 39K
NVIDIA CORP COM 3M 21K
OVINTIV INC COM 9M 200K
PATTERSON UTI ENERGY INC COM 52M 5M
PAYPAL HOLDINGS INC COM 1M 21K
PEMBINA PIPELINE CORP COM 1M 31K
PERMIAN RESOURCES CORP CLASS A COM 10M 600K
PPL CORP COM 1M 40K
PRECISION DRILLING CORP COM 91M 1M
PROLOGIS INC COM 229K 2K
PUBLIC STORAGE COM 119K 413
PULTEGROUP INC COM 104K 947
QUANTA SERVICES INC COM 1M 5K
REALTY INCOME CORP COM 110K 2K
REPUBLIC SERVICES INC COM 1M 5K
ROBLOX CORP CLASS A COM 348K 9K
ROYAL BANK OF CANADA COM 3M 32K
S&P GLOBAL INC COM 714K 2K
SBA COMMUNICATIONS COM 964K 5K
SEMPRA COM 1M 14K
SERVICENOW INC COM 769K 978
SIMON PROPERTY GROUP COM 133K 873
SPDR S&P 500 ETF COM 36M 66K
SPDR S&P 500 ETF PUT 36M 66K
STAG INDUSTRIAL COM 111K 3K
SUN LIFE FINANCIAL INC COM 3M 59K
SUNCOR ENERGY INC COM 3M 82K
T MOBILE US INC COM 689K 4K
TARGA RESOURCES CORP COM 2M 12K
TELUS CORP COM 3M 196K
TERRENO REALTY CORP COM 116K 2K
THERMO FISHER SCIENTIFIC INC COM 663K 1K
TJX INC COM 801K 7K
TORONTO DOMINION COM 3M 57K
TRANSDIGM GROUP INC COM 813K 636
UNION PACIFIC CORP COM 1M 6K
VEREN INC COM 126M 16M
VICI PPTYS INC COM 110K 4K
VIPER ENERGY INC CLASS A COM 19M 500K
VISA INC CLASS A COM 761K 3K
VISTRA CORP COM 982K 11K
WALMART INC COM 857K 13K
WASTE CONNECTIONS INC COM 2M 11K
WELLTOWER INC COM 189K 2K