INVARIANT INVESTMENT MANAGEMENT
INVARIANT INVESTMENT MANAGEMENT LLC Legal Name
Adviser information for INVARIANT INVESTMENT MANAGEMENT last updated from Form ADV on March 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 604 | $100.7M |
| Non-Discretionary | 3 | $371,056 |
| Total | 607 | $101.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 225 | $66.4M |
| HNW Individuals | 23 | $34.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 10 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-111716 |
|---|---|
| SEC ERA File Number | 801-111716 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 168772 |
| Legal Entity Identifier | None |
Principal Office
200 GRANDVIEW AVENUESUITE 103
CAMP HILL
PA
United States
Monday - Friday, 9 AM TO 6 PM
Tel: (717) 317-9006, Fax: None
Chief Compliance Officer
GARY SMITH
COO, DIRECTOR OF RESEARCH
200 GRANDVIEW AVENUE
SUITE 103
CAMP HILL
PA
United States
Tel:
(717) 317-9006
G***@***********************M
(Full email address available in API data)
Regulatory Contact
SETH ARBOGAST
FOUNDER & CEO
200 GRANDVIEW AVENUE
SUITE 103
CAMP HILL
PA
United States
Tel:
(717) 317-9006
S***@***********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ARBOGAST, SETH, WILLIAM | Individual | – | CHIEF EXECUTIVE OFFICER, MANAGING MEMBER | 08/2013 | 25-50% |
| BOROWSKY, DAVID, MICHAEL | Individual | – | CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR, MEMBER | 08/2013 | 25-50% |
| Smith, Gary, Alan | Individual | – | CHIEF COMPLIANCE OFFICER, MEMBER | 04/2023 | 25-50% |
| TURNER, JONATHAN, MICHAEL | Individual | – | MANAGING MEMBER | 04/2023 | 25-50% |