Hedge Fund Database

WAYPOINT CAPITAL ADVISORS, LLC

Adviser information for WAYPOINT CAPITAL ADVISORS, LLC last updated from Form ADV on February 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Minnesota, United States

Employees

Total Number of Employees 8
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 8
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 719 $949.9M
Non-Discretionary 0 $0
Total 719 $949.9M

Clients

Type Number RAUM
Individuals 32 $10.1M
HNW Individuals 96 $939.9M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 3
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-111728
SEC ERA File Number 801-111728
SEC CIK Numbers 1905662
SEC CRD Numbers 134648
Legal Entity Identifier None

Principal Office

600 SOUTH HIGHWAY 169
SUITE 1945
MINNEAPOLIS
MN
United States
Monday - Friday, 8:30AM - 5:00PM CST
Tel: (612) 438-2470, Fax: None

Websites

www.waypointcapitaladvisors.com

Chief Compliance Officer

MARK PLETTS
CHIEF COMPLIANCE OFFICER
600 SOUTH HIGHWAY 169
SUITE 1945
MINNEAPOLIS
MN
United States
Tel: (612) 438-2470
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
HUGHES, NANCY, MARIE Individual – MANAGING MEMBER/PRINCIPAL 01/2022 5-10%
BARATTA, DAVID, ALFRED Individual – MANAGING MEMBER/PRINCIPAL 02/2005 25-50%
PLETTS, MARK, ARTHUR Individual – MANAGING MEMBER/PRINCIPAL/CCO 04/2015 25-50%
KENNEDY, JON, DAVID Individual – MANAGING MEMBER/PRINCIPAL 04/2015 10-25%

No. Employees, Historic

105020192020202120222023202420254 on 8/9/20194 on 8/12/20194 on 3/23/20204 on 4/16/20204 on 6/19/20204 on 3/16/20215 on 5/19/20215 on 10/25/20216 on 2/23/20227 on 5/17/20228 on 2/21/20238 on 2/21/20238 on 3/10/20238 on 9/22/20238 on 2/15/2024

RAUM, Historic

1B500M02019202020212022202320242025193460647 on 8/9/2019193460647 on 8/12/2019238916560 on 3/23/2020238916560 on 4/16/2020238916560 on 6/19/2020361629588 on 3/16/2021361629588 on 5/19/2021361629588 on 10/25/2021527746311 on 2/23/2022527746311 on 5/17/2022527746311 on 2/21/2023527746311 on 2/21/2023524466266 on 3/10/2023524466266 on 9/22/2023949938411 on 2/15/2024

No. Clients, Historic

2001000201920202021202220232024202543 on 8/9/201943 on 8/12/201951 on 3/23/202051 on 4/16/202051 on 6/19/202065 on 3/16/202165 on 5/19/202165 on 10/25/2021107 on 2/23/2022107 on 5/17/2022107 on 2/21/2023107 on 2/21/2023115 on 3/10/2023115 on 9/22/2023128 on 2/15/2024

Holdings

From latest 13F, filed July 25th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 693K 7K –
ABBVIE INC COM 730K 4K –
ADOBE INC COM 827K 1K –
ALPHABET INC CAP STK CL C 3M 17K –
ALPHABET INC CAP STK CL A 3M 17K –
AMAZON COM INC COM 3M 18K –
AMERICAN CENTY ETF TR US EQT ETF 24M 269K –
AMERICAN CENTY ETF TR REAL ESTATE ETF 4M 88K –
AMERICAN CENTY ETF TR AVANTIS US LARG 6M 88K –
AMERICAN CENTY ETF TR AVANTIS US MID C 1M 19K –
AMERICAN CENTY ETF TR US SML CP VALU 10M 115K –
AMERICAN CENTY ETF TR US LARGE CAP VLU 10M 156K –
AMERICAN CENTY ETF TR AVANTIS EMGMKT 17M 276K –
AMERICAN CENTY ETF TR AVANTIS ALL EQT 1M 15K –
AMERICAN CENTY ETF TR AVANTIS US SMALL 9M 185K –
AMERICAN CENTY ETF TR INTL EQT ETF 39M 628K –
APPLE INC COM 11M 50K –
ASML HOLDING N V N Y REGISTRY SHS 206K 201 –
BANK AMERICA CORP COM 278K 7K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 2M 5K –
BROADCOM INC COM 1M 812 –
C H ROBINSON WORLDWIDE INC COM NEW 2M 19K –
CATERPILLAR INC COM 465K 1K –
CENTENE CORP DEL COM 349K 5K –
CISCO SYS INC COM 300K 6K –
COMCAST CORP NEW CL A 203K 5K –
DANAHER CORPORATION COM 1M 4K –
DIMENSIONAL ETF TRUST US SMALL CAP ETF 1M 21K –
DIMENSIONAL ETF TRUST WORLD EX US CORE 801K 31K –
DIMENSIONAL ETF TRUST INTL CORE EQUITY 14M 527K –
DIMENSIONAL ETF TRUST GLOBAL REAL EST 3M 132K –
DIMENSIONAL ETF TRUST US TARGETED VLU 2M 33K –
DIMENSIONAL ETF TRUST US HIGH PROFITAB 9M 283K –
DIMENSIONAL ETF TRUST EMERGING MKTS CO 6M 220K –
DIMENSIONAL ETF TRUST SHORT DURATION F 6M 126K –
DIMENSIONAL ETF TRUST US EQUITY ETF 3M 50K –
DIMENSIONAL ETF TRUST US CORE EQT MKT 7M 180K –
DIMENSIONAL ETF TRUST INTL CORE EQT MK 2M 61K –
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 4M 92K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 3M 96K –
DISNEY WALT CO COM 516K 5K –
DOLLAR GEN CORP NEW COM 475K 4K –
DUCOMMUN INC DEL COM 894K 15K –
ELI LILLY & CO COM 1M 2K –
FISERV INC COM 457K 3K –
GENERAL MLS INC COM 5M 76K –
HOME DEPOT INC COM 441K 1K –
HONEYWELL INTL INC COM 519K 2K –
IDEXX LABS INC COM 240K 492 –
ILLINOIS TOOL WKS INC COM 1M 4K –
INTEL CORP COM 419K 14K –
ISHARES GOLD TR ISHARES NEW 392K 9K –
ISHARES TR RUS MD CP GR ETF 934K 8K –
ISHARES TR MSCI AC ASIA ETF 371K 5K –
ISHARES TR RUSSELL 3000 ETF 2M 7K –
ISHARES TR NATIONAL MUN ETF 524K 5K –
ISHARES TR MSCI EAFE ETF 880K 11K –
ISHARES TR S&P MC 400VL ETF 296K 3K –
ISHARES TR CORE S&P500 ETF 2M 4K –
ISHARES TR S&P MC 400GR ETF 351K 4K –
ISHARES TR U.S. TECH ETF 301K 2K –
ISHARES TR CORE S&P SCP ETF 2M 19K –
ISHARES TR S&P 100 ETF 10M 38K –
ISHARES TR RUSSELL 2000 ETF 326K 2K –
ISHARES TR INDIA 50 ETF 227K 4K –
ISHARES TR RUS 1000 GRW ETF 4M 10K –
JOHNSON & JOHNSON COM 989K 7K –
JPMORGAN CHASE & CO. COM 1M 7K –
LOWES COS INC COM 593K 3K –
MARSH & MCLENNAN COS INC COM 826K 4K –
MERCK & CO INC COM 317K 3K –
META PLATFORMS INC CL A 1M 2K –
MICROSOFT CORP COM 6M 13K –
NETFLIX INC COM 249K 369 –
NIKE INC CL B 425K 6K –
NVIDIA CORPORATION COM 2M 14K –
ORACLE CORP COM 580K 4K –
OREILLY AUTOMOTIVE INC COM 2M 2K –
PEPSICO INC COM 821K 5K –
PFIZER INC COM 238K 9K –
PIMCO DYNAMIC INCOME FD SHS 414K 22K –
PROCTER AND GAMBLE CO COM 357K 2K –
QUALCOMM INC COM 254K 1K –
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 927K 35K –
SCHWAB STRATEGIC TR INTL EQTY ETF 3M 72K –
SCHWAB STRATEGIC TR US REIT ETF 2M 89K –
SCHWAB STRATEGIC TR US LCAP GR ETF 5M 54K –
SCHWAB STRATEGIC TR US LCAP VA ETF 4M 49K –
SELECT WATER SOLUTIONS INC CL A COM 148K 14K –
SPDR S&P 500 ETF TR TR UNIT 7M 13K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 296K 553 –
SPDR SER TR S&P BIOTECH 371K 4K –
SPDR SER TR S&P 600 SMCP VAL 378K 5K –
SPDR SER TR PRTFLO S&P500 VL 3M 53K –
SPDR SER TR S&P 400 MDCP VAL 1M 14K –
TARGET CORP COM 203K 1K –
TESLA INC COM 215K 1K –
TJX COS INC NEW COM 1M 12K –
UNION PAC CORP COM 437K 2K –
UNITEDHEALTH GROUP INC COM 3M 5K –
VANGUARD INDEX FDS SMALL CP ETF 7M 32K –
VANGUARD INDEX FDS LARGE CAP ETF 1M 5K –
VANGUARD INDEX FDS GROWTH ETF 22M 58K –
VANGUARD INDEX FDS MCAP VL IDXVIP 913K 6K –
VANGUARD INDEX FDS REAL ESTATE ETF 3M 34K –
VANGUARD INDEX FDS S&P 500 ETF SHS 568K 1K –
VANGUARD INDEX FDS VALUE ETF 22M 140K –
VANGUARD INDEX FDS SM CP VAL ETF 2M 14K –
VANGUARD INDEX FDS TOTAL STK MKT 3M 12K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 11M 243K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 9M 160K –
VANGUARD MUN BD FDS TAX EXEMPT BD 258K 5K –
VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 3M 14K –
VANGUARD STAR FDS VG TL INTL STK F 271K 4K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 12M 247K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 367K 3K –
VIASAT INC COM 2M 136K –
VISA INC COM CL A 2M 7K –
WALMART INC COM 223K 3K –
WELLS FARGO CO NEW COM 287K 5K –
ZOETIS INC CL A 909K 5K –