APS LABS, LLC
Adviser information for APS LABS, LLC last updated from Form ADV on March 30th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 74 | $100.0M |
| Non-Discretionary | 0 | $0 |
| Total | 74 | $100.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 15 | $21.2M |
| HNW Individuals | 55 | $52.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $16.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $10.2M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-111742 |
|---|---|
| SEC ERA File Number | 801-111742 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 172175 |
| Legal Entity Identifier | None |
Principal Office
512 CHESTNUT STREETBOX 295
WINNETKA
IL
United States
Monday - Friday, 8 - 5
Tel: 3125330367, Fax: None
Websites
Chief Compliance Officer
DANIEL WANZENBERG
CHIEF EXECUTIVE OFFICER
886 CHERRY ST
WINNETKA
IL
United States
Tel:
3122054123
D**@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WANZENBERG PARTNERS, LLC | Domestic Entity | – | OWNER | 12/2018 | > 75% |
| WANZENBERG, DANIEL, BROOK | Individual | WANZENBERG PARTNERS, LLC | MANAGING MEMBER | 12/2018 | 50-75% |
| WANZENBERG, DANIEL, BROOK | Individual | – | MANAGING MEMBER, CEO AND CCO | 07/2014 | < 5% |