Hedge Fund Database

STEPHENS GROUP ASSET MANAGEMENT, LLC

Adviser information for STEPHENS GROUP ASSET MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Arkansas, United States

Employees

Total Number of Employees 4
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 371 $1.1B
Non-Discretionary 0 $0
Total 371 $1.1B

Clients

Type Number RAUM
Individuals 70 $28.1M
HNW Individuals 102 $820.6M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 7 $38.1M
Charitable organizations 7 $7.0M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 8 $243.9M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUM

Identifiers

SEC RIA File Number 801-111747
SEC ERA File Number 801-111747
SEC CIK Numbers 1726808
SEC CRD Numbers 288981
Legal Entity Identifier None

Principal Office

100 RIVER BLUFF DRIVE
SUITE 220
LITTLE ROCK
AR
United States
Monday - Friday, 8:00AM - 4:30PM
Tel: 501-246-7500, Fax: 501-325-2347

Websites

www.sgassetmgt.com www.linkedin.com/company/stephens-group-asset-management-llc/

Chief Compliance Officer

ANGELA J. MARTIN
100 RIVER BLUFF DRIVE
SUITE 220
LITTLE ROCK
AR
United States
Tel: 501-246-7500
Fax: 501-325-2347
(Full email address available in API data)

Regulatory Contact

ALAN B. TEDFORD
CHIEF EXECUTIVE OFFICER
100 RIVER BLUFF DRIVE
SUITE 220
LITTLE ROCK
AR
United States
Tel: 501-246-7500
Fax: 501-325-2347
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MTK IRREVOCABLE TRUST Domestic Entity – MEMBER 10/2017 25-50%
W.R. STEPHENS, JR. REVOCABLE TRUST Domestic Entity – MEMBER 10/2017 25-50%
ELIZABETH S. CAMPBELL REVOCABLE TRUST Domestic Entity – MEMBER 10/2017 25-50%
TEDFORD, WILLIAM, LEE Individual – CHAIRMAN 10/2017 < 5%
TEDFORD, ALAN, BRADLEY Individual – CHIEF EXECUTIVE OFFICER AND TRUSTEE OF MTK IRREVOCABLE TRUST 10/2017 25-50%
MARTIN, ANGELA, JO Individual – CHIEF COMPLIANCE OFFICER 10/2018 < 5%
CAMPBELL, ELIZABETH, STEPHENS Individual – TRUSTEE OF ELIZABETH S. CAMPBELL REVOCABLE TRUST 08/1992 25-50%
STEPHENS, WILTON, ROBERT Individual – TRUSTEE OF W.R. STEPHENS, JR. REVOCABLE TRUST 02/1993 25-50%

No. Employees, Historic

105020192020202120222023202420254 on 5/29/20194 on 5/29/20194 on 7/24/20195 on 10/17/20195 on 1/2/20205 on 3/9/20205 on 5/20/20205 on 6/4/20205 on 12/7/20205 on 1/7/20217 on 3/3/20217 on 8/26/20217 on 11/19/20216 on 3/22/20224 on 3/16/20234 on 9/28/20234 on 3/28/2024

RAUM, Historic

2B1B02019202020212022202320242025613628546 on 5/29/2019613628546 on 5/29/2019613628546 on 7/24/2019679068462 on 10/17/2019679068462 on 1/2/2020737577564 on 3/9/2020737577564 on 5/20/2020737577564 on 6/4/2020737577564 on 12/7/2020737577564 on 1/7/2021966632161 on 3/3/2021966632161 on 8/26/2021966632161 on 11/19/20211190759848 on 3/22/20221008440028 on 3/16/20231008440028 on 9/28/20231137726808 on 3/28/2024

No. Clients, Historic

20010002019202020212022202320242025109 on 5/29/2019109 on 5/29/2019109 on 7/24/2019113 on 10/17/2019113 on 1/2/2020122 on 3/9/2020122 on 5/20/2020122 on 6/4/2020122 on 12/7/2020122 on 1/7/2021151 on 3/3/2021151 on 8/26/2021151 on 11/19/2021172 on 3/22/2022188 on 3/16/2023188 on 9/28/2023194 on 3/28/2024

Holdings

From latest 13F, filed July 10th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ISHARES INC CORE MSCI EMKT 5M 90K –
ISHARES TR CORE MSCI EAFE 8M 105K –
ISHARES TR FLTG RATE NT ETF 1M 21K –
ISHARES TR RUS 1000 VAL ETF 63M 359K –
ISHARES TR RUS 1000 GRW ETF 67M 183K –
ISHARES TR RUS 2000 VAL ETF 34M 225K –
ISHARES TR RUS 2000 GRW ETF 5M 21K –
ISHARES TR RUS MD CP GR ETF 50M 454K –
ISHARES TR RUS MDCP VAL ETF 82M 677K –
ISHARES TR 1 3 YR TREAS BD 312K 4K –
ISHARES TR ISHS 1-5YR INVS 27M 532K –
ISHARES TR 3 7 YR TREAS BD 575K 5K –
SCHWAB STRATEGIC TR SHT TM US TRES 23M 487K –
SCHWAB STRATEGIC TR US TIPS ETF 39M 748K –
SPDR SER TR PORTFOLIO SHORT 407K 14K –
SPDR SER TR PORTFLI INTRMDIT 59M 2M –
SPDR SER TR PORTFOLIO INTRMD 40M 1M –
VANGUARD INDEX FDS VALUE ETF 115M 715K –
VANGUARD INDEX FDS SM CP VAL ETF 69M 378K –
VANGUARD INDEX FDS GROWTH ETF 128M 343K –
VANGUARD INDEX FDS SML CP GRW ETF 14M 56K –
VANGUARD INDEX FDS MCAP GR IDXVIP 103M 448K –
VANGUARD INDEX FDS MCAP VL IDXVIP 143M 951K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 329K 4K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 336K 4K –
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 5M 77K –
VANGUARD SCOTTSDALE FDS LONG TERM TREAS 15M 262K –