APPLIED RESEARCH INVESTMENTS, LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	7
Investment Advisory/Research	5
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	13	$37.5M
Non-Discretionary	1	$64.6M
Total	14	$102.1M

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	8	$101.6M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	6	$448,927

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	23

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsMANAGEMENT OF INVESTMENT ASSETS
Compensation	% of AUMPerformance-based fees

Identifiers

SEC RIA File Number	801-111757
SEC ERA File Number	801-111757
SEC CIK Numbers	1821051
SEC CRD Numbers	286049
Legal Entity Identifier	98450038E6F767989005

Principal Office

641 LEXINGTON AVE
13TH FLOOR
NEW YORK
NY
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic