THE SHARP FINANCIAL GROUP
SHARP WEALTH ADVISORY, LLC Legal Name
Adviser information for THE SHARP FINANCIAL GROUP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 6 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 356 | $170.1M |
| Non-Discretionary | 6 | $134.6M |
| Total | 362 | $304.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 81 | $22.1M |
| HNW Individuals | 50 | $244.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $4.9M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $28.4M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $4.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 30.9M |
| Both for Same | 273.8M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| SHARP FINANCIAL WRAP FEE PROGRAM | SHARP FINANCIAL |
Identifiers
| SEC RIA File Number | 801-111775 |
|---|---|
| SEC ERA File Number | 801-111775 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 289325 |
| Legal Entity Identifier | None |
Principal Office
100 TOURNAMENT DRIVESUITE 310
HORSHAM
PA
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: (215) 659-2130, Fax: (215) 659-2170
Chief Compliance Officer
APRIL M. COLLINS
DIRECTOR, WEALTH MANAGEMENT
100 TOURNAMENT DRIVE
SUITE 310
HORSHAM
PA
United States
Tel:
(215) 659-2130
Fax:
(215) 659-2170
A*******@***********M
(Full email address available in API data)
Industry Affiliates
| SHARP ACCOUNTING & TAX, LLC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SHARP, MICHAEL, HOWARD | Individual | – | FOUNDER, MANAGING MEMBER | 01/1993 | < 5% |
| COLLINS, APRIL, MARIE | Individual | – | DIRECTOR, WEALTH MANAGEMENT, CHIEF COMPLIANCE OFFICER | 08/2017 | < 5% |
| SHARP FINANCIAL GROUP, LLC | Domestic Entity | – | MEMBER | 01/2020 | > 75% |
| SHARP, MICHAEL, HOWARD | Individual | SHARP FINANCIAL GROUP, LLC | MANAGING MEMBER | 01/2020 | > 75% |