HALL PRIVATE WEALTH ADVISORS
HALL PRIVATE WEALTH ADVISORS, LLC Legal Name
Adviser information for HALL PRIVATE WEALTH ADVISORS last updated from Form ADV on September 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 350 | $240.3M |
| Non-Discretionary | 0 | $0 |
| Total | 350 | $240.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 45 | $13.9M |
| HNW Individuals | 79 | $222.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 20 | $4.3M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPerformance-based fees |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 240.3M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| HALL PRIVATE WEALTH ADVISORS WRAP FEE PROGRAM | HALL PRIVATE WEALTH ADVISORS |
Identifiers
| SEC RIA File Number | 801-111779 |
|---|---|
| SEC ERA File Number | 801-111779 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 175335 |
| Legal Entity Identifier | None |
Principal Office
2305 HISTORIC DECATUR RD.SUITE 100
SAN DIEGO
CA
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 858-263-1675, Fax: None
Chief Compliance Officer
RUSSELL HALL
MANAGING DIRECTOR
1311 ROSEHILL DRIVE
WAXHAW
NC
United States
Tel:
858-263-1677
R********@**********M
(Full email address available in API data)
Regulatory Contact
CLARK EVANS
VICE PRESIDENT, WEALTH MANAGEMENT
2305 HISTORIC DECATUR RD.
SUITE 100
SAN DIEGO
CA
United States
Tel:
8587044383
C**********@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HALL, RUSSELL, MERTON | Individual | – | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | 04/2015 | 50-75% |
| HALL, AMY, H | Individual | – | MEMBER | 08/2023 | 50-75% |