LIGHTBAY CAPITAL
LIGHTBAY MANAGEMENT LLC Legal Name
Adviser information for LIGHTBAY CAPITAL last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 27 |
|---|---|
| Investment Advisory/Research | 23 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $1.9B |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $1.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $1.9B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-111785 |
|---|---|
| SEC ERA File Number | 801-111785 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 288432 |
| Legal Entity Identifier | 254900TC8MKJTGU0WW07 |
Principal Office
11601 WILSHIRE BLVDSUITE 2150
LOS ANGELES
CA
United States
Monday - Friday, 8 AM - 5 PM
Tel: 310-919-4300, Fax: None
Chief Compliance Officer
STELLA HO
PARTNER
11601 WILSHIRE BLVD
SUITE 2150
LOS ANGELES
CA
United States
Tel:
310-919-4300
S*****@***********M
(Full email address available in API data)
Regulatory Contact
NAV RAHEMTULLA
PARTNER
11601 WILSHIRE BLVD
SUITE 2150
LOS ANGELES
CA
United States
Tel:
310-919-4300
N**@***********M
(Full email address available in API data)
Industry Affiliates
| LIGHTBAY INVESTMENT PARTNERS GP LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| LIGHTBAY INVESTMENT PARTNERS II GP LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LIGHTBAY EXECUTIVE FUND II LP | Private Equity Fund | $44.2M | $0.1M | 92 |
| LIGHTBAY EXECUTIVE FUND LP | Private Equity Fund | $58.0M | $0.0M | 55 |
| LIGHTBAY INVESTMENT PARTNERS LP | Private Equity Fund | $569.7M | $0.5M | 19 |
| LIGHTBAY INVESTMENT PARTNERS A LP | Private Equity Fund | $324.9M | $2.0M | 12 |
| LIGHTBAY INVESTMENT PARTNERS II LP | Private Equity Fund | $692.8M | $1.0M | 47 |
| LIGHTBAY INVESTMENT PARTNERS II-A LP | Private Equity Fund | $243.0M | $1.5M | 13 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HO, STELLA, DORIS | Individual | – | PARTNER, CHIEF COMPLIANCE OFFICER | 02/2017 | < 5% |
| STEIN, ADAM, LANCE | Individual | – | PARTNER, MANAGING MEMBER OF REGISTRANT | 06/2016 | 50-75% |
| RAHEMTULLA, NAVROZ | Individual | – | PARTNER, MANAGING MEMBER OF REGISTRANT | 06/2016 | 50-75% |