CENTERSTAR ASSET MANAGEMENT, LLC
Adviser information for CENTERSTAR ASSET MANAGEMENT, LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $178.9M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $178.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $178.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
300 SOUTH RIVERSIDE PLAZASUITE 2350
CHICAGO
IL
United States
Monday - Friday, 08:00-16:00
Tel: 312-256-9627, Fax: None
Websites
Chief Compliance Officer
BRIAN A. CORBY
GENERAL COUNSEL
300 SOUTH RIVERSIDE PLAZA
SUITE 2350
CHICAGO
IL
United States
Tel:
312-256-9628
B**********@***************M
(Full email address available in API data)
Regulatory Contact
MICHELIN ALDRIDGE SLONEKER
CHIEF OPERATING OFFICER
300 SOUTH RIVERSIDE PLAZA
SUITE 2350
CHICAGO
IL
United States
Tel:
312-256-9627
M****************@***************M
(Full email address available in API data)
Industry Affiliates
| SPIDERROCK ADVISORS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| SPIDERROCK EXS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CENTERSTAR FUND, LLC | Hedge Fund | $53.3M | $0.5M | 2 |
| CSTAR BLUE JAY FUND, LLC | Hedge Fund | $36.6M | $0.5M | 12 |
| RVA FUND, LLC | Hedge Fund | $89.0M | $0.5M | 12 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CORBY, BRIAN, ANTHONY | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2017 | < 5% |
| SLONEKER, MICHELIN, ALDRIDGE | Individual | – | CHIEF OPERATING OFFICER | 07/2017 | < 5% |
| SPIDERROCK HOLDINGS, LLC | Domestic Entity | – | MANAGER | 07/2014 | > 75% |
| PAPA, GEORGE, ORSON | Individual | SPIDERROCK HOLDINGS, LLC | MANAGING MEMBER | 01/2013 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 16th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| WYNN RESORTS LTD | PUT | 215K | 2K | – |
| ALTRIA GROUP INC | PUT | 323K | 7K | – |
| CLOROX CO DEL | PUT | 491K | 4K | – |
| SELECT SECTOR SPDR TR | PUT | 4M | 52K | – |
| ALIBABA GROUP HLDG LTD | PUT | 281K | 4K | – |
| ASTRAZENECA PLC | PUT | 671K | 9K | – |
| AT&T INC | PUT | 371K | 19K | – |
| VERIZON COMMUNICATIONS INC | PUT | 285K | 7K | – |
| PROCTER AND GAMBLE CO | PUT | 2M | 14K | – |
| GENERAL MTRS CO | PUT | 3M | 58K | – |
| SELECT SECTOR SPDR TR | PUT | 894K | 5K | – |
| CATERPILLAR INC | PUT | 266K | 800 | – |
| ISHARES TR | PUT | 2M | 11K | – |
| SELECT SECTOR SPDR TR | PUT | 1M | 6K | – |
| CARNIVAL CORP | PUT | 691K | 37K | – |
| DOCUSIGN INC | PUT | 578K | 11K | – |
| ADOBE INC | PUT | 889K | 2K | – |
| SELECT SECTOR SPDR TR | PUT | 2M | 21K | – |
| ORACLE CORP | PUT | 311K | 2K | – |
| TJX COS INC NEW | PUT | 903K | 8K | – |
| PALO ALTO NETWORKS INC | PUT | 848K | 3K | – |
| DEERE & CO | PUT | 262K | 700 | – |
| L3HARRIS TECHNOLOGIES INC | PUT | 359K | 2K | – |
| PHILIP MORRIS INTL INC | PUT | 233K | 2K | – |
| ISHARES TR | PUT | 2M | 70K | – |
| SPDR SER TR | PUT | 4M | 43K | – |
| ISHARES TR | PUT | 537K | 13K | – |
| KRANESHARES TRUST | PUT | 276K | 10K | – |
| ISHARES TR | PUT | 1M | 17K | – |
| SPDR S&P MIDCAP 400 ETF TR | PUT | 9M | 16K | – |
| SELECT SECTOR SPDR TR | PUT | 2M | 20K | – |
| ONEOK INC NEW | PUT | 881K | 11K | – |
| ISHARES TR | PUT | 8M | 88K | – |
| MEDTRONIC PLC | PUT | 1M | 14K | – |
| SELECT SECTOR SPDR TR | PUT | 694K | 8K | – |
| ADVANCED MICRO DEVICES INC | PUT | 876K | 5K | – |
| BAIDU INC | PUT | 649K | 8K | – |
| EXXON MOBIL CORP | PUT | 1M | 12K | – |
| AUTODESK INC | PUT | 1M | 5K | – |
| JOHNSON CTLS INTL PLC | PUT | 266K | 4K | – |
| SPDR SER TR | PUT | 2M | 33K | – |
| PAYPAL HLDGS INC | PUT | 778K | 13K | – |
| TEXAS INSTRS INC | PUT | 1M | 5K | – |
| ISHARES TR | PUT | 5M | 27K | – |
| VANECK ETF TRUST | PUT | 3M | 10K | – |
| REALTY INCOME CORP | PUT | 481K | 9K | – |
| SPDR SER TR | PUT | 920K | 9K | – |
| TEXAS INSTRS INC | CALL | 681K | 4K | – |
| REALTY INCOME CORP | CALL | 592K | 11K | – |
| SELECT SECTOR SPDR TR | CALL | 401K | 2K | – |
| SPDR SER TR | CALL | 957K | 20K | – |
| NORFOLK SOUTHN CORP | CALL | 236K | 1K | – |
| LINDE PLC | CALL | 658K | 2K | – |
| AIRBNB INC | CALL | 485K | 3K | – |
| ADVANCED MICRO DEVICES INC | CALL | 1M | 8K | – |
| VANECK ETF TRUST | CALL | 2M | 6K | – |
| AUTODESK INC | CALL | 965K | 4K | – |
| TJX COS INC NEW | CALL | 661K | 6K | – |
| MEDTRONIC PLC | CALL | 1M | 14K | – |
| SELECT SECTOR SPDR TR | CALL | 904K | 12K | – |
| CATERPILLAR INC | CALL | 400K | 1K | – |
| SELECT SECTOR SPDR TR | CALL | 256K | 2K | – |
| SELECT SECTOR SPDR TR | CALL | 2M | 7K | – |
| DOCUSIGN INC | CALL | 417K | 8K | – |
| ISHARES TR | CALL | 572K | 22K | – |
| EXXON MOBIL CORP | CALL | 345K | 3K | – |
| SELECT SECTOR SPDR TR | CALL | 545K | 8K | – |
| INTEL CORP | CALL | 328K | 11K | – |
| PROCTER AND GAMBLE CO | CALL | 594K | 4K | – |
| SPDR S&P MIDCAP 400 ETF TR | CALL | 3M | 5K | – |
| ISHARES TR | CALL | 5M | 63K | – |
| SPDR SER TR | CALL | 2M | 21K | – |
| SELECT SECTOR SPDR TR | CALL | 2M | 19K | – |
| 3M CO | CALL | 542K | 5K | – |
| ALTRIA GROUP INC | CALL | 515K | 11K | – |
| ISHARES TR | CALL | 3M | 20K | – |
| ISHARES TR | CALL | 860K | 10K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 536K | 1K | – |
| SPDR SER TR | S&P REGL BKG | 376K | 8K | – |
| ISHARES TR | MSCI EMG MKT ETF | 287K | 7K | – |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 772K | 9K | – |
| SPDR SER TR | S&P BIOTECH | 370K | 4K | – |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 283K | 724 | – |
| CITIGROUP INC | COM NEW | 1M | 23K | – |
| SPDR SER TR | S&P HOMEBUILD | 269K | 3K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 1M | 14K | – |
| KRANESHARES TRUST | CSI CHI INTERNET | 222K | 8K | – |
| EXXON MOBIL CORP | COM | 569K | 5K | – |
| BAIDU INC | SPON ADR REP A | 561K | 6K | – |
| UBS GROUP AG | PUT | 393K | 13K | – |
| ROYAL CARIBBEAN GROUP | PUT | 749K | 5K | – |
| DUPONT DE NEMOURS INC | PUT | 531K | 7K | – |
| SKYWORKS SOLUTIONS INC | PUT | 703K | 7K | – |
| MARVELL TECHNOLOGY INC | PUT | 1M | 18K | – |
| AFLAC INC | PUT | 947K | 11K | – |
| MSCI INC | PUT | 867K | 2K | – |
| KIMBERLY-CLARK CORP | PUT | 2M | 12K | – |
| DEVON ENERGY CORP NEW | PUT | 502K | 11K | – |
| DOW INC | PUT | 313K | 6K | – |
| TORONTO DOMINION BK ONT | PUT | 797K | 15K | – |
| BOSTON BEER INC | PUT | 427K | 1K | – |
| HONEYWELL INTL INC | PUT | 1M | 5K | – |
| DUKE ENERGY CORP NEW | PUT | 702K | 7K | – |
| PRICE T ROWE GROUP INC | PUT | 334K | 3K | – |
| AGNC INVT CORP | PUT | 943K | 99K | – |
| ECOLAB INC | PUT | 1M | 4K | – |
| AIR PRODS & CHEMS INC | PUT | 387K | 2K | – |
| PRUDENTIAL FINL INC | PUT | 410K | 4K | – |
| AMERICAN ELEC PWR CO INC | PUT | 895K | 10K | – |
| TOLL BROTHERS INC | PUT | 818K | 7K | – |
| NUTRIEN LTD | PUT | 575K | 11K | – |
| RB GLOBAL INC | PUT | 535K | 7K | – |
| BEST BUY INC | PUT | 2M | 20K | – |
| KB HOME | PUT | 997K | 14K | – |
| CONSOLIDATED EDISON INC | PUT | 313K | 4K | – |
| MICROSOFT CORP | PUT | 7M | 16K | – |
| COLGATE PALMOLIVE CO | PUT | 485K | 5K | – |
| CHEVRON CORP NEW | PUT | 2M | 15K | – |
| BLACKSTONE INC | PUT | 4M | 35K | – |
| INTUIT | PUT | 4M | 5K | – |
| CF INDS HLDGS INC | PUT | 1M | 14K | – |
| ESCO TECHNOLOGIES INC | PUT | 357K | 3K | – |
| AMERICAN WTR WKS CO INC NEW | PUT | 1M | 8K | – |
| SOUTHERN CO | PUT | 946K | 12K | – |
| IRON MTN INC DEL | PUT | 269K | 3K | – |
| JD.COM INC | PUT | 1M | 42K | – |
| MARATHON OIL CORP | PUT | 410K | 14K | – |
| BLOCK INC | PUT | 1M | 21K | – |
| VANGUARD INDEX FDS | PUT | 3M | 39K | – |
| DANAHER CORPORATION | PUT | 750K | 3K | – |
| CHEMOURS CO | PUT | 239K | 11K | – |
| LAM RESEARCH CORP | PUT | 1M | 1K | – |
| ANALOG DEVICES INC | PUT | 5M | 23K | – |
| ANNALY CAPITAL MANAGEMENT IN | PUT | 2M | 118K | – |
| M & T BK CORP | PUT | 242K | 2K | – |
| FREEPORT-MCMORAN INC | PUT | 991K | 20K | – |
| PENNYMAC FINL SVCS INC NEW | PUT | 691K | 7K | – |
| SERVICENOW INC | PUT | 3M | 4K | – |
| THE TRADE DESK INC | PUT | 2M | 18K | – |
| SUNCOR ENERGY INC NEW | PUT | 2M | 62K | – |
| SPDR S&P 500 ETF TR | PUT | 10M | 18K | – |
| APPLIED MATLS INC | PUT | 2M | 7K | – |
| FORD MTR CO DEL | PUT | 918K | 73K | – |
| MICROCHIP TECHNOLOGY INC. | PUT | 1M | 16K | – |
| APPLE INC | PUT | 5M | 24K | – |
| ROYAL BK CDA | PUT | 2M | 16K | – |
| ASML HOLDING N V | PUT | 2M | 2K | – |
| ROYAL BK CDA | CALL | 1M | 10K | – |
| ANALOG DEVICES INC | CALL | 1M | 6K | – |
| MICROCHIP TECHNOLOGY INC. | CALL | 412K | 5K | – |
| NXP SEMICONDUCTORS N V | CALL | 296K | 1K | – |
| HOME DEPOT INC | CALL | 998K | 3K | – |
| INVITATION HOMES INC | CALL | 793K | 22K | – |
| VANGUARD INDEX FDS | CALL | 352K | 4K | – |
| BOSTON PROPERTIES INC | CALL | 215K | 4K | – |
| STARWOOD PPTY TR INC | CALL | 392K | 21K | – |
| PDD HOLDINGS INC | CALL | 292K | 2K | – |
| SUNCOR ENERGY INC NEW | CALL | 2M | 42K | – |
| ISHARES TR | CALL | 4M | 19K | – |
| DANAHER CORPORATION | CALL | 1M | 5K | – |
| AVANTOR INC | CALL | 394K | 19K | – |
| BEST BUY INC | CALL | 253K | 3K | – |
| KB HOME | CALL | 688K | 10K | – |
| INTUIT | CALL | 920K | 1K | – |
| UBS GROUP AG | CALL | 316K | 11K | – |
| NUTRIEN LTD | CALL | 255K | 5K | – |
| AIR PRODS & CHEMS INC | CALL | 464K | 2K | – |
| CLOROX CO DEL | CALL | 1M | 9K | – |
| RANGE RES CORP | CALL | 201K | 6K | – |
| AMERICAN ELEC PWR CO INC | CALL | 1M | 13K | – |
| SPDR S&P 500 ETF TR | CALL | 36M | 65K | – |
| KIMBERLY-CLARK CORP | CALL | 857K | 6K | – |
| MSCI INC | CALL | 723K | 2K | – |
| BLACKSTONE INC | CALL | 718K | 6K | – |
| BOSTON BEER INC | CALL | 305K | 1K | – |
| FORD MTR CO DEL | CALL | 500K | 40K | – |
| AFLAC INC | CALL | 875K | 10K | – |
| SKYWORKS SOLUTIONS INC | CALL | 288K | 3K | – |
| ECOLAB INC | CALL | 595K | 3K | – |
| CARNIVAL CORP | CALL | 721K | 39K | – |
| SERVICENOW INC | CALL | 472K | 600 | – |
| ANNALY CAPITAL MANAGEMENT IN | COM NEW | 942K | 50K | – |
| MICROCHIP TECHNOLOGY INC. | COM | 429K | 5K | – |
| AFLAC INC | COM | 344K | 4K | – |
| ANALOG DEVICES INC | COM | 1M | 5K | – |
| KB HOME | COM | 338K | 5K | – |
| RB GLOBAL INC | COM | 299K | 4K | – |
| INVESCO QQQ TR | UNIT SER 1 | 2M | 4K | – |
| ISHARES TR | RUSSELL 2000 ETF | 1M | 7K | – |
| ISHARES TR | U.S. REAL ES ETF | 299K | 3K | – |
| AMERICAN WTR WKS CO INC NEW | COM | 878K | 7K | – |
| AGNC INVT CORP | COM | 224K | 23K | – |
| CONSOLIDATED EDISON INC | COM | 233K | 3K | – |
| ECOLAB INC | COM | 401K | 2K | – |
| CHEVRON CORP NEW | COM | 1M | 7K | – |
| M & T BK CORP | COM | 247K | 2K | – |
| SOUTHERN CO | COM | 262K | 3K | – |
| MARATHON OIL CORP | COM | 414K | 14K | – |
| BEST BUY INC | COM | 930K | 11K | – |
| FREEPORT-MCMORAN INC | CL B | 238K | 5K | – |
| MICROSOFT CORP | COM | 405K | 903 | – |
| HONEYWELL INTL INC | COM | 682K | 3K | – |
| COLGATE PALMOLIVE CO | COM | 504K | 5K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 29M | 53K | – |
| TORONTO DOMINION BK ONT | COM NEW | 703K | 13K | – |
| BLACKSTONE INC | COM | 1M | 11K | – |
| TOLL BROTHERS INC | COM | 272K | 2K | – |
| SERVICENOW INC | COM | 922K | 1K | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 216K | 211 | – |
| JD.COM INC | SPON ADS CL A | 829K | 32K | – |
| CHEMOURS CO | COM | 244K | 11K | – |
| BLOCK INC | CL A | 261K | 4K | – |
| DUPONT DE NEMOURS INC | COM | 396K | 5K | – |
| PENNYMAC FINL SVCS INC NEW | COM | 270K | 3K | – |
| DOW INC | COM | 322K | 6K | – |
| MARVELL TECHNOLOGY INC | COM | 295K | 4K | – |
| PDD HOLDINGS INC | PUT | 2M | 18K | – |
| CHIPOTLE MEXICAN GRILL INC | PUT | 301K | 5K | – |
| DELL TECHNOLOGIES INC | PUT | 276K | 2K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | PUT | 521K | 3K | – |
| CORNING INC | PUT | 389K | 10K | – |
| VERTIV HOLDINGS CO | PUT | 1M | 13K | – |
| NETFLIX INC | PUT | 4M | 6K | – |
| ASTERA LABS INC | PUT | 206K | 3K | – |
| FIRST SOLAR INC | PUT | 383K | 2K | – |
| ARM HOLDINGS PLC | PUT | 3M | 19K | – |
| CELSIUS HLDGS INC | PUT | 2M | 28K | – |
| MONGODB INC | PUT | 250K | 1K | – |
| BIOGEN INC | PUT | 209K | 900 | – |
| TWILIO INC | PUT | 733K | 13K | – |
| SNOWFLAKE INC | PUT | 1M | 8K | – |
| PAYPAL HLDGS INC | CALL | 482K | 8K | – |
| APPLE INC | CALL | 5M | 22K | – |
| MICROSOFT CORP | CALL | 3M | 7K | – |
| CORNING INC | CALL | 389K | 10K | – |
| LEMONADE INC | CALL | 165K | 10K | – |
| THE TRADE DESK INC | CALL | 469K | 5K | – |
| AMKOR TECHNOLOGY INC | CALL | 1M | 36K | – |
| NVIDIA CORPORATION | CALL | 2M | 15K | – |
| BROADCOM INC | CALL | 3M | 2K | – |
| NETFLIX INC | CALL | 4M | 6K | – |
| OLLIES BARGAIN OUTLET HLDGS | CALL | 599K | 6K | – |
| DOORDASH INC | CALL | 446K | 4K | – |
| SNOWFLAKE INC | CALL | 1M | 8K | – |
| AMAZON COM INC | CALL | 676K | 4K | – |
| MICRON TECHNOLOGY INC | CALL | 658K | 5K | – |
| MONGODB INC | CALL | 875K | 4K | – |
| CHEWY INC | CALL | 245K | 9K | – |
| TESLA INC | CALL | 1M | 6K | – |
| TWILIO INC | CALL | 818K | 14K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 2M | 9K | – |
| NVIDIA CORPORATION | COM | 750K | 6K | – |
| FIRST SOLAR INC | COM | 363K | 2K | – |
| CELSIUS HLDGS INC | COM NEW | 584K | 10K | – |
| BROADCOM INC | COM | 476K | 296 | – |
| PDD HOLDINGS INC | SPONSORED ADS | 2M | 12K | – |
| DELL TECHNOLOGIES INC | CL C | 221K | 2K | – |
| VERTIV HOLDINGS CO | COM CL A | 1M | 13K | – |
| ARM HOLDINGS PLC | SPONSORED ADS | 3M | 19K | – |
| CF INDS HLDGS INC | COM | 382K | 5K | – |
| PAYPAL HLDGS INC | COM | 601K | 10K | – |
| PORTILLOS INC | COM CL A | 359K | 37K | – |