LEGACY WEALTH PLANNING, LLC
Adviser information for LEGACY WEALTH PLANNING, LLC last updated from Form ADV on March 22nd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Nevada, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 9 |
| Registered State Investment Advisers | 9 |
| Licensed Agents of an Insurance Company | 7 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 489 | $343.1M |
| Non-Discretionary | 0 | $0 |
| Total | 489 | $343.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 386 | $128.3M |
| HNW Individuals | 103 | $214.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-111791 |
|---|---|
| SEC ERA File Number | 801-111791 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 289212 |
| Legal Entity Identifier | None |
Principal Office
10599 DOUBLE R BLVDRENO
NV
United States
MON-THURS 6:30-4, FRI 6:30 - 3
Tel: 775-850-2500, Fax: 775-850-2505
Websites
Chief Compliance Officer
PHILLIP S. MAHONEY
MANAGING MEMBER
10599 DOUBLE R ROAD
RENO
NV
United States
Tel:
775-850-2500
Fax:
866-591-2500
P***********@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MAHONEY, PHILLIP, STEPHEN | Individual | – | MANAGING PARTNER/ CHIEF COMPLIANCE OFFICER | 03/2006 | 25-50% |
| LEVY, MARK | Individual | – | MANAGING PARTNER | 03/2006 | 25-50% |
| MCCLELLAN, MARTIN, MAJOR | Individual | – | MANAGING PARTNER | 03/2006 | 25-50% |
| VARGAS, CHRISTOPHER, ERIC | Individual | – | MANAGING PARTNER | 03/2006 | 25-50% |