Hedge Fund Database

HORIKO CAPITAL MANAGEMENT LLC

Adviser information for HORIKO CAPITAL MANAGEMENT LLC last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location New York, United States

Employees

Total Number of Employees 5
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 6 $316.4M
Non-Discretionary 0 $0
Total 6 $316.4M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals <5 $70.2M
Banking or thrift institutions 0 $0
Investment companies 2 $77.9M
Business development companies 0 $0
Pooled investment vehicles 2 $168.2M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 6
No. of Non-U.S. Clients 50
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesCONSULTING, SPEAKING ENGAGEMENTS, APPEARANCES
Compensation % of AUMHourly chargesPerformance-based fees

Identifiers

SEC RIA File Number 801-111811
SEC ERA File Number 801-111811
SEC CIK Numbers 1762718
SEC CRD Numbers 126343
Legal Entity Identifier None

Principal Office

1600 BROADWAY #21F
NEW YORK
NY
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 3472846751, Fax: 212-315-3805

Websites

www.horikocapital.com/

Chief Compliance Officer

AYAKA NAKAMURA
CHIEF COMPLIANCE OFFICER
1600 BROADWAY #21F
NEW YORK
NY
United States
Tel: 347-284-6752
(Full email address available in API data)

Regulatory Contact

HIDEJI HORIKO
PRESIDENT & CEO
1600 BROADWAY #21F
NEW YORK
NY
United States
Tel: 347-284-6751
Fax: 212-315-3805
(Full email address available in API data)

Industry Affiliates

HC FOCUS FUND, LP Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
HC FOCUS FUND Hedge Fund $129.4M $0.1M 10
HC FOCUS FUND, LP Hedge Fund $38.8M $0.1M 25

Control Persons

Name Type Entity Title Since Ownership
HORIKO, HIDEJI Individual – MANAGING MEMBER 04/2000 > 75%
NAKAMURA, AYAKA Individual – CHIEF COMPLIANCE OFFICER 03/2024 < 5%

No. Employees, Historic

10502020202120222023202420255 on 3/27/20205 on 5/15/20205 on 6/12/20205 on 7/9/20205 on 2/17/20215 on 2/14/20225 on 3/24/20225 on 2/14/20235 on 2/26/20245 on 3/12/20245 on 3/12/2024

RAUM, Historic

500M250M0202020212022202320242025202727637 on 3/27/2020202727637 on 5/15/2020202727637 on 6/12/2020202727637 on 7/9/2020299620341 on 2/17/2021480387950 on 2/14/2022480387950 on 3/24/2022252229401 on 2/14/2023316358922 on 2/26/2024316358922 on 3/12/2024316358922 on 3/12/2024

No. Clients, Historic

10502020202120222023202420254 on 3/27/20204 on 5/15/20204 on 6/12/20204 on 7/9/20205 on 2/17/20216 on 2/14/20226 on 3/24/20226 on 2/14/20236 on 2/26/20246 on 3/12/20246 on 3/12/2024

Holdings

From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
CHUBB LIMITED COM 3M 13K –
ALIBABA GROUP HLDG LTD SPONSORED ADS 3M 42K –
ALPHABET INC CAP STK CL A 39M 214K –
AMAZON COM INC COM 40M 207K –
AMERICAN INTL GROUP INC COM NEW 18M 237K –
APPLE INC COM 28M 131K –
BRIGHTHOUSE FINL INC COM 943K 22K –
THE CIGNA GROUP COM 7M 22K –
D R HORTON INC COM 25M 178K –
META PLATFORMS INC CL A 42M 82K –
ISHARES TR SHRT NAT MUN ETF 14M 130K –
LENNAR CORP CL A 16M 104K –
MASTERCARD INCORPORATED CL A 499K 1K –
MCKESSON CORP COM 32M 55K –
MICROSOFT CORP COM 39M 87K –
MICRON TECHNOLOGY INC COM 22M 170K –
NETFLIX INC COM 5M 8K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 12M 69K –
TRAVELERS COMPANIES INC COM 3M 13K –
VISA INC COM CL A 1M 5K –
WORKDAY INC CL A 961K 4K –