ESO MANAGEMENT SERVICES LLC
Adviser information for ESO MANAGEMENT SERVICES LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 18 |
|---|---|
| Investment Advisory/Research | 18 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $411.8M |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $411.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $411.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-111813 |
|---|---|
| SEC ERA File Number | 801-111813 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 165564 |
| Legal Entity Identifier | None |
Principal Office
635 MARINERS ISLANDSUITE 204
SAN MATEO
CA
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 650-262-6670, Fax: 650-362-2174
Chief Compliance Officer
MICHAEL SOUSOULAS
CHIEF FINANCIAL OFFICER
635 MARINERS ISLAND
SUITE 204
SAN MATEO
CA
United States
Tel:
650-437-0175
Fax:
650-362-2174
M***@**********M
(Full email address available in API data)
Regulatory Contact
CONNIE SPRAGUE
ADMINISTRATOR
6060 PRIMACY PARKWAY
SUITE 430
MEMPHIS
TN
United States
Tel:
650-425-3237
Fax:
650-362-2174
C*****@**********M
(Full email address available in API data)
Industry Affiliates
| ESO GP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ESO GP III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ESO GP IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ESO GP V, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ESO MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ESO VENTURE FUND II, LP | Venture Capital Fund | $23.5M | $0.3M | 99 |
| ESO VENTURE FUND III, LP | Venture Capital Fund | $74.6M | $1.0M | 97 |
| ESO VENTURE FUND IV, LP | Venture Capital Fund | $95.6M | $1.0M | 92 |
| ESO VENTURE FUND V, LP | Venture Capital Fund | $215.3M | $1.0M | 204 |
| ESO VENTURE FUND, LP | Venture Capital Fund | $2.8M | $0.3M | 61 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROBERTS, STEPHEN, MAGEE | Individual | – | MEMBER AND MANAGING DIRECTOR | 05/2012 | 25-50% |
| LACKIE, JAMES, DONALD | Individual | – | MEMBER AND MANAGING DIRECTOR | 05/2012 | 25-50% |
| CHOU, SCOTT, SHOUYA | Individual | – | MEMBER AND MANAGING DIRECTOR | 05/2012 | 25-50% |
| SOUSOULAS, JAMES, MICHAEL | Individual | – | CHIEF FINANCIAL OFFICER | 12/2020 | < 5% |
| SOUSOULAS, JAMES, MICHAEL | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2020 | < 5% |