Hedge Fund Database

ROBERTSON STEPHENS WEALTH MANAGEMENT, LLC

Adviser information for ROBERTSON STEPHENS WEALTH MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 92
Investment Advisory/Research 51
Registered Broker-Dealer Representatives 22
Registered State Investment Advisers 49
Licensed Agents of an Insurance Company 12
No. of Firms/People that Solicit Clients 3

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 4,422 $3.8B
Non-Discretionary 114 $1.1B
Total 4,536 $4.9B

Clients

Type Number RAUM
Individuals 535 $201.0M
HNW Individuals 607 $3.5B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 33 $954.0M
Charitable organizations 8 $94.9M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 13 $172.8M
Other 0 $0
Type Number
No. of Non-RAUM Clients 19
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-111814
SEC ERA File Number 801-111814
SEC CIK Numbers 176307
SEC CRD Numbers 289977
Legal Entity Identifier None

Principal Office

455 MARKET STREET
STE. 1600
SAN FRANCISCO
CA
United States
Monday - Friday, 8AM - 5PM
Tel: 415-500-6810, Fax: None

Websites

www.rscapital.com twitter.com/rswealthadvisor www.facebook.com/divorceplanningofaustin/ www.instagram.com/robertsonstephens/ www.linkedin.com/company/robertson-stephens-wealth-management-/ divorceplanningofaustin.com/ www.youtube.com/channel/uczvgtrsflrl2hqtiylr8ckg www.facebook.com/robertsonstephenswealthmanagement

Chief Compliance Officer

MICHAEL CURLEY
PRINCIPAL
455 MARKET STREET
STE. 1600
SAN FRANCISCO
CA
United States
Tel: 415-500-6835
(Full email address available in API data)

Regulatory Contact

DAVID WESTBROOK
CHIEF FINANCIAL OFFICER
455 MARKET STREET
STE. 1600
SAN FRANCISCO
CA
United States
Tel: 415-500-6804
(Full email address available in API data)

Industry Affiliates

415 INSURANCE SOLUTIONS, LLC Insurance company or agency
LAC FUND I GPLLC Sponsor, GP, manager of pooled investment vehicles
LAC RS MANAGER, LLC Sponsor, GP, manager of pooled investment vehicles
LONG ARC CAPITAL LP Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
ROBERTSON STEPHENS CAPITAL MARKETS, LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
LAC INV - RS LLC Domestic Entity ROBERTSON STEPHENS HOLDINGS, LLC UNIT HOLDER 08/2017 50-75%
ROBERTSON STEPHENS HOLDINGS, LLC Domestic Entity – MANAGING MEMBER 08/2017 > 75%
BHANDARI, GAURAV Individual LAC RS MANAGER, LLC MANAGER 08/2017
LAC RS MANAGER, LLC Domestic Entity LAC INV - RS LLC SOLE MANAGER 08/2017
KATZ, STUART Individual – CHIEF INVESTMENT OFFICER 09/2020 < 5%
CURLEY, MICHAEL, JAMES Individual – CHIEF COMPLIANCE OFFICER 06/2018 < 5%
WESTBROOK, DAVID Individual – CHIEF FINANCIAL OFFICER 05/2018 < 5%
CHUGH, VIKRAM Individual – CHIEF OPERATING OFFICER 06/2018 < 5%
WHAMOND, WILLIAM, TOBIN Individual LAC INV - RS LLC PRESIDENT 06/2017
BHATTACHARYYA, RAJARSHI Individual – CHIEF EXECUTIVE OFFICER 09/2020 < 5%
LAC HOLDINGS (CARRYCO), LP Domestic Entity LAC RS MANAGER, LLC SOLE MEMBER 08/2019 > 75%
LAC PARTNERS (CARRYCO), LP Domestic Entity LAC HOLDINGS (CARRYCO), LP MEMBER 08/2019 > 75%
LONG ARC CAPITAL GP LLC Domestic Entity LAC HOLDINGS (CARRYCO), LP GENERAL PARTNER 08/2019
BHANDARI, GAURAV Individual LAC PARTNERS (CARRYCO), LP SOLE MEMBER 08/2019 > 75%
LONG ARC CAPITAL GP LLC Domestic Entity LAC PARTNERS (CARRYCO), LP GENERAL PARTNER 08/2019
BHANDARI, GAURAV Individual LONG ARC CAPITAL GP LLC MANAGER & SOLE MEMBER 04/2016 > 75%

No. Employees, Historic

100500201920202021202220232024202515 on 4/1/201915 on 4/4/201915 on 4/17/201915 on 5/22/201915 on 6/26/201915 on 6/27/201915 on 7/30/201934 on 3/30/202034 on 5/16/202034 on 6/4/202034 on 6/29/202034 on 7/8/202034 on 7/20/202034 on 7/31/202034 on 9/2/202034 on 9/21/202034 on 9/23/202034 on 10/2/202034 on 10/27/202034 on 12/8/202034 on 2/1/202148 on 3/31/202148 on 6/1/202148 on 6/4/202148 on 8/2/202148 on 9/30/202155 on 10/5/202155 on 1/7/202255 on 1/11/202255 on 2/18/202262 on 3/31/202262 on 4/7/202262 on 4/7/202262 on 5/23/202262 on 8/22/202262 on 8/23/202262 on 8/24/202262 on 9/1/202262 on 11/4/202262 on 12/22/202277 on 3/31/202377 on 5/10/202377 on 7/10/202377 on 9/6/202377 on 9/8/202377 on 9/13/202377 on 10/18/202392 on 3/28/2024

RAUM, Historic

5B3B02019202020212022202320242025545754381 on 4/1/2019545754381 on 4/4/2019545754381 on 4/17/2019545754381 on 5/22/2019545754381 on 6/26/2019545754381 on 6/27/2019545754381 on 7/30/20191198845622 on 3/30/20201198845622 on 5/16/20201198845622 on 6/4/20201198845622 on 6/29/20201198845622 on 7/8/20201198845622 on 7/20/20201198845622 on 7/31/20201198845622 on 9/2/20201198845622 on 9/21/20201198845622 on 9/23/20201198845622 on 10/2/20201198845622 on 10/27/20201198845622 on 12/8/20201198845622 on 2/1/20212096245335 on 3/31/20212096245335 on 6/1/20212096245335 on 6/4/20212096245335 on 8/2/20212096245335 on 9/30/20212096245335 on 10/5/20212096245335 on 1/7/20222096245335 on 1/11/20222096245335 on 2/18/20223930992888 on 3/31/20223930992888 on 4/7/20223930992888 on 4/7/20223930992888 on 5/23/20223930992888 on 8/22/20223930992888 on 8/23/20223930992888 on 8/24/20223930992888 on 9/1/20223930992888 on 11/4/20223930992888 on 12/22/20223694032395 on 3/31/20233694032395 on 5/10/20233694032395 on 7/10/20233694032395 on 9/6/20233694032395 on 9/8/20233694032395 on 9/13/20233694032395 on 10/18/20234932272688 on 3/28/2024

No. Clients, Historic

2,0001,0000201920202021202220232024202576 on 4/1/201976 on 4/4/201976 on 4/17/201976 on 5/22/201976 on 6/26/201976 on 6/27/201976 on 7/30/2019254 on 3/30/2020254 on 5/16/2020254 on 6/4/2020254 on 6/29/2020254 on 7/8/2020254 on 7/20/2020254 on 7/31/2020254 on 9/2/2020254 on 9/21/2020254 on 9/23/2020254 on 10/2/2020254 on 10/27/2020254 on 12/8/2020254 on 2/1/2021420 on 3/31/2021420 on 6/1/2021420 on 6/4/2021420 on 8/2/2021420 on 9/30/2021420 on 10/5/2021420 on 1/7/2022420 on 1/11/2022420 on 2/18/2022631 on 3/31/2022631 on 4/7/2022631 on 4/7/2022631 on 5/23/2022631 on 8/22/2022631 on 8/23/2022631 on 8/24/2022631 on 9/1/2022631 on 11/4/2022631 on 12/22/2022846 on 3/31/2023846 on 5/10/2023846 on 7/10/2023846 on 9/6/2023846 on 9/8/2023846 on 9/13/2023846 on 10/18/20231196 on 3/28/2024