PRESCOTT ADVISORS, LLC
Adviser information for PRESCOTT ADVISORS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 31 |
|---|---|
| Investment Advisory/Research | 23 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $234.1M |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $234.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $234.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-111817 |
|---|---|
| SEC ERA File Number | 801-111817 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 283784 |
| Legal Entity Identifier | None |
Principal Office
3100 MONTICELLO AVENUESUITE 600
DALLAS
TX
United States
Monday - Friday, 8:30 A.M. TO 5:30 PM (CST)
Tel: (214) 750-0009, Fax: (214) 750-0031
Chief Compliance Officer
STEVEN A. ABNEY
CHIEF FINANCIAL OFFICER
3100 MONTICELLO AVENUE
SUITE 600
DALLAS
TX
United States
Tel:
(214) 269-7830
Fax:
(214) 750-0031
S*********@****************M
(Full email address available in API data)
Regulatory Contact
JUDSON L. PANKEY
CHIEF EXECUTIVE OFFICER
3100 MONTICELLO AVENUE
SUITE 600
DALLAS
TX
United States
Tel:
(214) 292-3750
Fax:
(214) 750-0031
J******@****************M
(Full email address available in API data)
Industry Affiliates
| PRESCOTT REALTY GROUP, INC. | Real estate broker or dealer |
| PRESCOTT STRATEGIES FUND I GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PRESCOTT STRATEGIES FUND II GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PSF I 5959 CORPORATE GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PSF I JAX METRO GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PRESCOTT STRATEGIES FUND I LP | Real Estate Fund | $36.4M | $0.3M | 23 |
| PRESCOTT STRATEGIES FUND II LP | Real Estate Fund | $124.0M | $0.1M | 99 |
| PSF I 5959 CORPORATE, LP | Private Equity Fund | $22.3M | $0.9M | 7 |
| PSF I JAX METRO, LP | Private Equity Fund | $51.4M | $0.1M | 8 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Pankey, Judson, L. | Individual | – | MANAGING MEMBER / CHIEF EXECUTIVE OFFICER | 06/2013 | 50-75% |
| Detwiler, Vance, E. | Individual | – | MEMBER / PRESIDENT | 06/2013 | 50-75% |
| ABNEY, STEVEN, A | Individual | – | CHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL OFFICER | 06/2013 | < 5% |