HENDRICKS WEALTH AND ESTATE MANAGEMENT
J.G.HENDRICKS FINANCIAL SERVICES, LLC Legal Name
Adviser information for HENDRICKS WEALTH AND ESTATE MANAGEMENT last updated from Form ADV on February 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,447 | $343.0M |
| Non-Discretionary | 173 | $8.7M |
| Total | 2,620 | $351.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 683 | $122.8M |
| HNW Individuals | 156 | $221.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 7 | $7.3M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-111818 |
|---|---|
| SEC ERA File Number | 801-111818 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 289593 |
| Legal Entity Identifier | None |
Principal Office
650 SPRING HILL RING ROADSTE 2000
WEST DUNDEE
IL
United States
Monday - Friday, BY APPOINTMENT
Tel: 847-428-3997, Fax: None
Chief Compliance Officer
SEAN HENDRICKS
CHIEF COMPLIANCE OFFICER
650 SPRING HILL RING ROAD
STE 2000
WEST DUNDEE
IL
United States
Tel:
847-428-3997
S*********@********M
(Full email address available in API data)
Regulatory Contact
NANETTE KASTNER
ASSISTANT
650 SPRING HILL RING ROAD
STE 2000
WEST DUNDEE
IL
United States
Tel:
847-428-3997
N*******@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HENDRICKS, SEAN, MICHAEL | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2019 | < 5% |
| HENDRICKS, JAMES, GERALD | Individual | – | MANAGING MEMBER | 10/2017 | < 5% |
| HENDRICKS WEALTH ENTERPRISES, LLC | Domestic Entity | – | OWNER | 01/2023 | > 75% |
| HENDRICKS, JAMES, GERALD | Individual | HENDRICKS WEALTH ENTERPRISES, LLC | MANAGING MEMBER | 01/2023 | > 75% |