Hedge Fund Database

BRIO FINANCIAL GROUP

BRIO CONSULTANTS, LLC Legal Name

Adviser information for BRIO FINANCIAL GROUP last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 18
Investment Advisory/Research 11
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 11
Licensed Agents of an Insurance Company 5
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,889 $694.5M
Non-Discretionary 10 $5.0M
Total 2,899 $699.4M

Clients

Type Number RAUM
Individuals 567 $266.2M
HNW Individuals 187 $432.8M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $436,161
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 699.5M
Portfolio Manager to Program Sponsor
BFG WRAP PROGRAM BRIO FINANCIAL GROUP

Identifiers

SEC RIA File Number 801-111830
SEC ERA File Number 801-111830
SEC CIK Numbers 1747799
SEC CRD Numbers 289889
Legal Entity Identifier None

Principal Office

19 SUTTER STREET
SAN FRANCISCO
CA
United States
Monday - Friday, 8AM - 5PM
Tel: 415-623-2450, Fax: None

Websites

www.linkedin.com/company/briofg/ www.facebook.com/briofinancialgroup/ www.briofg.com/ www.instagram.com/briofg

Chief Compliance Officer

JAY ZALEWSKI
19 SUTTER STREET
SAN FRANCISCO
CA
United States
Tel: 415-623-2450
(Full email address available in API data)

Regulatory Contact

MADELINE HEDGES
COMPLIANCE OFFICER
255 EAST FIFTH STREET
SUITE 1900
CINCINNATI
OH
United States
Tel: 5138325467
(Full email address available in API data)

Industry Affiliates

BRIO INSURANCE GROUP LLC Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MILLER, BRANDON, JAY Individual – MANAGING MEMBER 10/2017 > 75%
Zalewski, Jay, Steven Individual – CHIEF COMPLIANCE OFFICER 10/2017 5-10%
JORDAN, JOANNE, FLORENCE Individual – MINORITY OWNER 01/2020 < 5%
BECK, MATTHEW, RICHARD Individual – CHIEF OPERATING OFFICER 02/2021 < 5%

No. Employees, Historic

20100201920202021202220232024202510 on 7/30/201910 on 9/12/201910 on 9/23/201910 on 11/22/201910 on 11/25/201910 on 12/2/201910 on 3/18/202010 on 6/17/202010 on 6/17/202010 on 6/22/202010 on 9/10/202012 on 3/29/202112 on 10/26/202112 on 2/18/202212 on 2/18/202214 on 3/31/202214 on 4/20/202214 on 7/6/202214 on 11/17/202216 on 3/27/202316 on 5/24/202318 on 3/25/2024

RAUM, Historic

700M350M02019202020212022202320242025369169169 on 7/30/2019369169169 on 9/12/2019369169169 on 9/23/2019369169169 on 11/22/2019369169169 on 11/25/2019369169169 on 12/2/2019485073747 on 3/18/2020485073747 on 6/17/2020485073747 on 6/17/2020485073747 on 6/22/2020485073747 on 9/10/2020472853885 on 3/29/2021472853885 on 10/26/2021472853885 on 2/18/2022472853885 on 2/18/2022624022279 on 3/31/2022624022279 on 4/20/2022624022279 on 7/6/2022624022279 on 11/17/2022621640220 on 3/27/2023621640220 on 5/24/2023699436909 on 3/25/2024

No. Clients, Historic

80040002019202020212022202320242025698 on 7/30/2019698 on 9/12/2019698 on 9/23/2019698 on 11/22/2019698 on 11/25/2019698 on 12/2/2019743 on 3/18/2020743 on 6/17/2020743 on 6/17/2020743 on 6/22/2020743 on 9/10/2020619 on 3/29/2021619 on 10/26/2021619 on 2/18/2022619 on 2/18/2022705 on 3/31/2022705 on 4/20/2022705 on 7/6/2022705 on 11/17/2022763 on 3/27/2023763 on 5/24/2023756 on 3/25/2024

Holdings

From latest 13F, filed August 5th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL A 1M 7K 0
ALPHABET INC CAP STK CL C 2M 11K 0
AMAZON COM INC COM 1M 6K 0
AMERICAN CENTY ETF TR US EQT ETF 8M 86K 0
APPLE INC COM 7M 34K 0
AUTOMATIC DATA PROCESSING IN COM 552K 2K 0
BANK AMERICA CORP COM 275K 7K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 384K 944 0
BIO RAD LABS INC CL A 712K 3K 0
CISCO SYS INC COM 309K 7K 0
COMCAST CORP NEW CL A 266K 7K 0
DBX ETF TR XTRCKR MSCI US 5M 99K 0
DBX ETF TR XTKR EMGRIN MKTS 1M 48K 0
EXXON MOBIL CORP COM 263K 2K 0
FIRST TR EXCH TRADED FD III LNG/SHT EQUITY 6M 89K 0
FLEXSHARES TR MORNSTAR UPSTR 7M 163K 0
FLEXSHARES TR STOXX GLOBR INF 2M 35K 0
GOLDMAN SACHS ETF TR ACES ULTRA SHR 2M 44K 0
GOLDMAN SACHS ETF TR ACTIVEBETA INT 24M 719K 0
HARTFORD FDS EXCHANGE TRADED TOTAL RTRN ETF 11M 328K 0
INDEXIQ ETF TR HEDGE MLTI ETF 25M 801K 0
INVESCO EXCH TRADED FD TR II S&P EMRNG MKTS 6M 242K 0
INVESCO QQQ TR UNIT SER 1 471K 983 0
ISHARES INC MSCI EMERG MRKT 17M 299K 0
ISHARES TR ESG AWR US AGRGT 3M 59K 0
ISHARES TR CORE S&P US GWT 11M 84K 0
ISHARES TR ESG AWRE 1 5 YR 2M 89K 0
ISHARES TR MSCI KLD400 SOC 5M 51K 0
ISHARES TR RUSEL 2500 ETF 21M 334K 0
ISHARES TR CORE S&P SCP ETF 2M 18K 0
ISHARES TR ESG AW MSCI EAFE 2M 26K 0
ISHARES TR MSCI GBL SUS DEV 412K 5K 0
ISHARES TR SHRT NAT MUN ETF 10M 98K 0
ISHARES TR NATIONAL MUN ETF 3M 30K 0
ISHARES TR S&P 500 GRWT ETF 513K 6K 0
ISHARES TR RUS 1000 GRW ETF 2M 4K 0
ISHARES TR USD GRN BOND ETF 654K 14K 0
ISHARES TR CALIF MUN BD ETF 19M 341K 0
ISHARES TR GRWT ALLOCAT ETF 437K 8K 0
ISHARES TR CORE DIV GRWTH 2M 36K 0
ISHARES TR CORE INTL AGGR 13M 269K 0
ISHARES TR MSCI EAFE ETF 4M 57K 0
ISHARES TR CORE 1 5 YR USD 7M 140K 0
ISHARES TR INTL EQTY FACTOR 5M 178K 0
ISHARES TR CORE MSCI EAFE 5M 71K 0
ISHARES TR MSCI USA ESG SLC 337K 3K 0
ISHARES TR CORE S&P500 ETF 266K 485 0
ISHARES TR US INFRASTRUC 7M 171K 0
ISHARES TR GLB INFRASTR ETF 1M 22K 0
J P MORGAN EXCHANGE TRADED F MUNICIPAL ETF 4M 85K 0
J P MORGAN EXCHANGE TRADED F CORE PLUS BD ETF 405K 9K 0
LAM RESEARCH CORP COM 223K 209 0
MARQETA INC CLASS A COM 165K 30K 0
META PLATFORMS INC CL A 429K 850 0
MICROSOFT CORP COM 1M 2K 0
NUSHARES ETF TR NUVEEN ESG SMLCP 1M 37K 0
NUSHARES ETF TR NUVEEN ESG INTL 2M 64K 0
NVIDIA CORPORATION COM 2M 17K 0
ORACLE CORP COM 423K 3K 0
PACER FDS TR US CASH COWS 100 26M 485K 0
PEPSICO INC COM 272K 2K 0
POWERSHARES ACTIVELY MANAGED TOTAL RETURN 38M 817K 0
SALESFORCE INC COM 516K 2K 0
SCHWAB STRATEGIC TR US BRD MKT ETF 326K 5K 0
SCHWAB STRATEGIC TR US REIT ETF 2M 103K 0
SCHWAB STRATEGIC TR INTL EQTY ETF 248K 6K 0
SCHWAB STRATEGIC TR US LCAP GR ETF 66M 655K 0
SCHWAB STRATEGIC TR FUNDAMENTAL EMER 581K 20K 0
SCHWAB STRATEGIC TR US LRG CAP ETF 388K 6K 0
SELECT SECTOR SPDR TR RL EST SEL SEC 7M 191K 0
SPDR INDEX SHS FDS S&P NORTH AMER 1M 25K 0
SPDR INDEX SHS FDS MSCI EAFE STRTGC 5M 61K 0
SPDR INDEX SHS FDS GLB NAT RESRCE 1M 18K 0
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 25M 708K 0
SPDR S&P 500 ETF TR TR UNIT 249K 458 0
SPDR SER TR PORTFOLIO S&P400 3M 54K 0
SPDR SER TR PORTFOLIO S&P500 384K 6K 0
SPDR SER TR NUVEEN BLMBRG SH 7M 139K 0
SPDR SER TR BLOOMBERG 1 10 Y 14M 763K 0
SPDR SER TR PORTFOLIO S&P600 549K 13K 0
SPDR SER TR PRTFLO S&P500 GW 687K 9K 0
SPDR SER TR PRTFLO S&P500 VL 258K 5K 0
VANGUARD BD INDEX FDS INTERMED TERM 52M 688K 0
VANGUARD INDEX FDS MID CAP ETF 3M 13K 0
VANGUARD INDEX FDS REAL ESTATE ETF 966K 12K 0
VANGUARD INDEX FDS SMALL CP ETF 2M 9K 0
VANGUARD INDEX FDS TOTAL STK MKT 2M 7K 0
VANGUARD INDEX FDS S&P 500 ETF SHS 54M 108K 0
VANGUARD INDEX FDS GROWTH ETF 8M 21K 0
VANGUARD MUN BD FDS TAX EXEMPT BD 857K 17K 0
VANGUARD SPECIALIZED FUNDS DIV APP ETF 9M 52K 0
VANGUARD STAR FDS VG TL INTL STK F 5M 83K 0
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 791K 16K 0
VANGUARD WHITEHALL FDS HIGH DIV YLD 626K 5K 0
VISA INC COM CL A 324K 1K 0
WELLS FARGO CO NEW COM 224K 4K 0