Hedge Fund Database

JANUARY CAPITAL ADVISORS LLC

Adviser information for JANUARY CAPITAL ADVISORS LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 4
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 754 $204.9M
Non-Discretionary 135 $10.9M
Total 889 $215.8M

Clients

Type Number RAUM
Individuals 100 $152.9M
HNW Individuals 242 $47.6M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 14 $4.6M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 6 $10.7M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services
Compensation % of AUM
Other Business Activities Insurance broker or agent

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 215.8M
Portfolio Manager 215.8M
Both for Same 215.8M
Portfolio Manager to Program Sponsor
JANUARY CAPITAL WRAP PROGRAM JANUARY CAPITAL ADVISORS LLC

Identifiers

SEC RIA File Number 801-111841
SEC ERA File Number 801-111841
SEC CIK Numbers 1855967
SEC CRD Numbers 177514
Legal Entity Identifier None

Principal Office

855 SANSOME STREET
3RD FLOOR
SAN FRANCISCO
CA
United States
Monday - Friday, 9 A.M. TO 5 P.M.
Tel: 415-494-2790, Fax: None

Websites

www.linkedin.com/in/jeff-hodges-aa20545/ www.linkedin.com/company/4812272/ www.januarycapital.co www.linkedin.com/in/michael-porfido-33074014/ twitter.com/januarycapital

Chief Compliance Officer

JEFFREY HODGES
MANAGING PARTNER
112 LINCOLN AVE
PORTSMOUTH
NH
United States
Tel: 415-364-0209
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
HODGES, JEFFREY, PAUL Individual – CHIEF COMPLIANCE OFFICER & MANAGING MEMBER 05/2015 > 75%

No. Employees, Historic

105020192020202120222023202420254 on 4/30/20193 on 8/19/20193 on 8/21/20193 on 2/18/20203 on 6/3/20203 on 6/24/20204 on 3/19/20214 on 3/29/20214 on 10/29/20214 on 3/30/20225 on 3/31/20234 on 3/26/2024

RAUM, Historic

300M150M02019202020212022202320242025111599870 on 4/30/2019111599870 on 8/19/2019111599870 on 8/21/2019132866168 on 2/18/2020132866168 on 6/3/2020132866168 on 6/24/2020161216892 on 3/19/2021161216892 on 3/29/2021161216892 on 10/29/2021189569896 on 3/30/2022221007620 on 3/31/2023215815626 on 3/26/2024

No. Clients, Historic

50025002019202020212022202320242025218 on 4/30/2019218 on 8/19/2019218 on 8/21/2019250 on 2/18/2020250 on 6/3/2020250 on 6/24/2020330 on 3/19/2021330 on 3/29/2021330 on 10/29/2021317 on 3/30/2022414 on 3/31/2023362 on 3/26/2024

Holdings

From latest 13F, filed August 5th, 2022 for period ending June 30th, 2022
Name Class Value $USD # Shares Private Fund
AMGEN INC COM 2K 6K –
APPLE INC COM 3K 18K –
BK OF AMERICA CORP COM 236 8K –
CHEVRON CORP NEW COM 4K 30K –
FIRST TR EXCH TRADED FD III CALIF MUN INCM 567 12K –
GOLDMAN SACHS ETF TR ACTIVEBETA US LG 227 3K –
INDEPENDENCE RLTY TR INC COM 238 11K –
INVESCO ACTIVELY MANAGED ETF TOTAL RETURN 4K 85K –
INVESCO ACTIVELY MANAGED ETF S&P500 DOWNSID 4K 116K –
INVESCO EXCH TRADED FD TR II 1 30 LADER TRE 244 8K –
INVESCO EXCH TRADED FD TR II CALIF AMT MUN 556 23K –
INVESCO EXCHANGE TRADED FD T S&P MDCP MOMNTUM 880 12K –
INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 412 5K –
INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 473 3K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 201 1K –
INVESCO EXCHNG TRAD SLF INDE INVT GRD DEFSV 6K 240K –
ISHARES GOLD TR ISHARES NEW 2K 45K –
ISHARES TR 7-10 YR TRSY BD 249 2K –
ISHARES TR 20 YR TR BD ETF 589 5K –
ISHARES TR CORE S&P500 ETF 528 1K –
JOHNSON & JOHNSON COM 286 2K –
MICROSOFT CORP COM 795 3K –
PEPSICO INC COM 406 2K –
PHILLIPS EDISON & CO INC COMMON STOCK 236 7K –
READY CAPITAL CORP COM 133 11K –
SIMPLIFY EXCHANGE TRADED FUN SIMPLIFY INTERST 5K 89K –
SPDR GOLD TR GOLD SHS 362 2K –
SPDR INDEX SHS FDS MSCI EAFE STRTGC 2K 37K –
SPDR SER TR PORTFOLIO S&P600 732 20K –
SPDR SER TR MSCI USA STRTGIC 5K 42K –
SPDR SER TR PORTFLI TIPS ETF 407 15K –
SPDR SER TR PORTFOLI S&P1500 1K 29K –
SSGA ACTIVE ETF TR SPDR TR TACTIC 2K 57K –
SSGA ACTIVE ETF TR ULT SHT TRM BD 49K 1M –
STRYKER CORPORATION COM 450 2K –
UNITEDHEALTH GROUP INC COM 271 528 –
VANGUARD INDEX FDS TOTAL STK MKT 958 5K –
VANGUARD INDEX FDS S&P 500 ETF SHS 310 894 –
WASTE MGMT INC DEL COM 911 6K –
WISDOMTREE TR GLB US QTLY DIV 1K 46K –
WORLD GOLD TR SPDR GLD MINIS 11K 312K –