PRATO CAPITAL MANAGEMENT
PRATO CAPITAL MANAGEMENT, INC. Legal Name
Adviser information for PRATO CAPITAL MANAGEMENT last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 635 | $180.5M |
| Non-Discretionary | 0 | $0 |
| Total | 635 | $180.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 229 | $68.4M |
| HNW Individuals | 31 | $57.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 27 | $31.1M |
| Charitable organizations | <5 | $310,873 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 8 | $3.1M |
| Other | 17 | $19.7M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 180.5M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| PRATO CAPITAL MANAGEMENT | PRATO CAPITAL MANAGEMENT |
Identifiers
| SEC RIA File Number | 801-111842 |
|---|---|
| SEC ERA File Number | 801-111842 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 289917 |
| Legal Entity Identifier | None |
Principal Office
70 GEDNEY WAYWHITE PLAINS
NY
United States
Monday - Friday, 8:30 TO 4:30
Tel: 914-930-6871, Fax: None
Chief Compliance Officer
GABRIELLA BRACAGLIA
OFFICE MANAGER / IAR
70 GEDNEY WAY
WHITE PLAINS
NY
United States
Tel:
914-930-6871
G*********@***************M
(Full email address available in API data)
Regulatory Contact
GREGORY PRATO
PRESIDENT
70 GEDNEY WAY
WHITE PLAINS
NY
United States
Tel:
914-930-6871
G*****@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PRATO, GREGORY, PAUL | Individual | – | PRESIDENT/SHAREHOLDER/CCO | 09/2017 | > 75% |