WEALTH LEGACY INSTITUTE, INC.
Adviser information for WEALTH LEGACY INSTITUTE, INC. last updated from Form ADV on February 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 491 | $197.4M |
| Non-Discretionary | 0 | $0 |
| Total | 491 | $197.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 75 | $68.8M |
| HNW Individuals | 39 | $127.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $671,787 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-111847 |
|---|---|
| SEC ERA File Number | 801-111847 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 144152 |
| Legal Entity Identifier | None |
Principal Office
1040 S. GAYLORD STREET#41
DENVER
CO
United States
BY APPOINTMENT ONLY, BY APPOINTMENT ONLY
Tel: 303-753-7578, Fax: 303-753-7581
Chief Compliance Officer
KIMBERLY L. CURTIS
PRESIDENT
1040 S. GAYLORD ST.
#41
DENVER
CO
United States
Tel:
303-753-7578
Fax:
303-753-7581
K******@************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CURTIS, KIMBERLY, LOUISE | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 08/2007 | > 75% |
| HOBBS, JUSTIN, MICHAEL | Individual | – | SHAREHOLDER | 01/2022 | 5-10% |