PURTILL FINANCIAL LLC
Adviser information for PURTILL FINANCIAL LLC last updated from Form ADV on January 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 590 | $166.5M |
| Total | 590 | $166.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 103 | $42.1M |
| HNW Individuals | 68 | $124.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 1 | $57,555 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed feesSPECIAL PROJECTS FOR HOURLY FEE |
Identifiers
| SEC RIA File Number | 801-111854 |
|---|---|
| SEC ERA File Number | 801-111854 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 133764 |
| Legal Entity Identifier | None |
Principal Office
22 ALPHA PARKHIGHLAND HEIGHTS
OH
United States
Monday - Friday, 9 AM - 5 PM
Tel: 440-484-5340, Fax: 440-484-5398
Chief Compliance Officer
THOMAS P GERACI
INVESTMENT ADVISOR
22 ALPHA PARK
HIGHLAND HEIGHTS
OH
United States
Tel:
440-484-5340
Fax:
440-484-5398
A******@*******************M
(Full email address available in API data)
Regulatory Contact
CARLY A PURTILL
CONTROLLER & INVESTMENT ADVISOR
22 ALPHA PARK
HIGHLAND HEIGHTS
OH
United States
Tel:
440-484-5340
Fax:
440-484-5398
C****@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PURTILL, DONALD, LEE | Individual | – | PRESIDENT & CEO | 12/2004 | < 5% |
| GERACI, THOMAS, P | Individual | – | INVESTMENT ADVISOR & CCO | 12/2021 | 25-50% |
| PURTILL, MICHAEL, DONALD | Individual | – | INVESTMENT ADVISOR | 12/2021 | 25-50% |
| PURTILL, CARLY, ANN | Individual | – | CONTROLLER AND INVESTMENT ADVISOR | 12/2021 | 25-50% |