WESTFULLER ADVISORS, LLC
Adviser information for WESTFULLER ADVISORS, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 84 | $997.5M |
| Non-Discretionary | 3 | $434.1M |
| Total | 87 | $1.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 63 | $227.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $93.1M |
| Pension and profit sharing plans | <5 | $1.2M |
| Charitable organizations | 16 | $254.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 7 | $854.7M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 13 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-111864 |
|---|---|
| SEC ERA File Number | 801-111864 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 155054 |
| Legal Entity Identifier | None |
Principal Office
1185 AVENUE OF THE AMERICASSUITE 319
NEW YORK
NY
United States
Monday - Friday, 9AM TO 5PM
Tel: 212-542-5851, Fax: 646-430-9466
Chief Compliance Officer
MICHAEL DZIURA
CHIEF COMPLIANCE OFFICER
309 WOODRIDGE LANE
MEDIA
PA
United States
Tel:
610-764-6960
Fax:
N/A
M************@*****************************M
(Full email address available in API data)
Regulatory Contact
BRIAN COLE
CHIEF ADMINISTRATIVE OFFICER
1185 AVENUE OF THE AMERICAS
SUITE 319
NEW YORK
NY
United States
Tel:
212-542-5851
Fax:
646-430-9466
B****@*********************M
(Full email address available in API data)
Industry Affiliates
| CELADON FINANCIAL GROUP LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FULLER, IAN, SCOT | Individual | – | MEMBER, CEO | 11/2010 | 25-50% |
| WEST, LOLA, C. | Individual | – | MEMBER, CHAIRWOMAN | 11/2010 | 25-50% |
| CAMBRIA HOLDINGS, LLC | Domestic Entity | – | MEMBER | 11/2010 | 25-50% |
| HERSCH, DARYL, SCOTT | Individual | CAMBRIA HOLDINGS, LLC | SHAREHOLDER | 12/2006 | > 75% |
| Dziura, Michael, W | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2024 | < 5% |