DG PARTNERS LLP
Adviser information for DG PARTNERS LLP last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 40 |
|---|---|
| Investment Advisory/Research | 17 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $1.1B |
| Non-Discretionary | 0 | $0 |
| Total | 7 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 7 | $1.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 86 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-111869 |
|---|---|
| SEC ERA File Number | 801-111869 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161177 |
| Legal Entity Identifier | 549300RP18KM6QP5BI81 |
Principal Office
20 NORTH AUDLEY STREETLONDON
United Kingdom
Monday - Friday, 09:00 -17:00
Tel: 44207 408-5200, Fax: 44207 408-5299
Chief Compliance Officer
UMAR MARK AZIZ
GENERAL COUNSEL, COO
20 NORTH AUDLEY STREET
LONDON
United Kingdom
Tel:
+44(0)207 408 5200
U********@***************K
(Full email address available in API data)
Industry Affiliates
| BH-DG SYSTEMATIC TRADING LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| SYSTEMATIC FUND GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BH-DG SYSTEMATIC TRADING ERISA FUND LIMITED | Hedge Fund | $236.8M | $5.0M | 12 |
| BH-DG SYSTEMATIC TRADING MASTER FUND LIMITED | Hedge Fund | $830.3M | $5.0M | 47 |
| DG MACRO FUND LIMITED | Hedge Fund | $42.0M | $1.0M | 7 |
| EP BHDG LIMITED | Hedge Fund | $7.0M | $0.1M | 2 |
| PERMAL LONDON SELECT LTD. | Hedge Fund | $21.1M | $0.1M | 6 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DG PARTNERS SERVICES LIMITED | Foreign Entity | – | CORPORATE MEMBER | 08/2002 | > 75% |
| DG PARTNERS INTERNATIONAL LIMITED | Foreign Entity | DG PARTNERS SERVICES LIMITED | SHAREHOLDER | 05/2003 | > 75% |
| GORTON, DAVID, MICHAEL | Individual | – | CHIEF EXECUTIVE OFFICER | 08/2002 | < 5% |
| AZIZ, UMAR, MARK | Individual | – | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | 07/2012 | < 5% |
| GORTON, DAVID, MICHAEL | Individual | DG PARTNERS INTERNATIONAL LIMITED | SHAREHOLDER | 04/2003 | > 75% |
| Turnbull, Matthew | Individual | – | CHIEF TECHNOLOGY OFFICER | 07/2015 | < 5% |
| corden, maxwell, beau | Individual | – | CHIEF RISK OFFICER | 03/2019 | < 5% |