NEVASTAR FINANCE LTD
Adviser information for NEVASTAR FINANCE LTD last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 26 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 118 | $821.4M |
| Non-Discretionary | 26 | $412.7M |
| Total | 144 | $1.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 130 | $1.1B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 14 | $91.2M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 98 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-111870 |
|---|---|
| SEC ERA File Number | 801-111870 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 172523 |
| Legal Entity Identifier | 213800ESRUET87VA2S53 |
Principal Office
DEVONSHIRE HOUSE1 MAYFAIR PLACE
LONDON
United Kingdom
Monday - Friday, 8:30AM TO 6PM
Tel: 0207-290-3210, Fax: 0207-290-3211
Chief Compliance Officer
STANISLAS ROTMAN
DEVONSHIRE HOUSE
1 MAYFAIR PLACE
LONDON
United Kingdom
Tel:
+442072903210
Fax:
+442072903211
S**********@***********M
(Full email address available in API data)
Regulatory Contact
OLIVIER ROUGET
1 MAYFAIR PLACE
1 MAYFAIR PLACE
LONDON
United Kingdom
Tel:
+442072903210
Fax:
+442072903211
O*************@***********M
(Full email address available in API data)
Industry Affiliates
| NEVASTAR FINANCE SWITZERLAND SA | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROTMAN, STANISLAS, JEAN | Individual | – | CEO AND FOUNDING PARTNER | 09/2003 | < 5% |
| ROUGET, OLIVIER | Individual | – | FOUNDING PARTNER | 09/2003 | < 5% |
| ROTMAN, STANISLAS, JEAN | Individual | RCUBE2 | SHAREHOLDER | 09/2003 | 25-50% |
| ROUGET, OLIVIER | Individual | RCUBE2 | SHAREHOLDER | 09/2003 | 25-50% |
| ROTMAN, IGNACE, CHARLES | Individual | RCUBE2 | SHAREHOLDER | 09/2003 | 25-50% |
| RCUBE2 | Foreign Entity | – | HOLDING COMPANY | 12/2017 | > 75% |