ASHWORTH WEALTH, LLC
Adviser information for ASHWORTH WEALTH, LLC last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Utah, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 6 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 6 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 823 | $288.0M |
| Total | 823 | $288.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 227 | $76.4M |
| HNW Individuals | 61 | $130.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 41 | $80.4M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $352,019 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-111875 |
|---|---|
| SEC ERA File Number | 801-111875 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 116950 |
| Legal Entity Identifier | None |
Principal Office
897 W. BAXTER DR.SOUTH JORDAN
UT
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: 801-364-4400, Fax: 801-364-0275
Chief Compliance Officer
TODD P. MCCHESNEY
PRESIDENT
897 W. BAXTER DR.
SOUTH JORDAN
UT
United States
Tel:
(801) 364-4400
Fax:
(801) 364-0275
T***@*****************M
(Full email address available in API data)
Regulatory Contact
SARA OSTLER
EXECUTIVE ASSISTANT
897 W. BAXTER DR.
SOUTH JORDAN
UT
United States
Tel:
801-364-4400
S***@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCCHESNEY, TODD, PATRICK | Individual | – | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | 03/2008 | < 5% |
| TODD P. MCCHESNEY FINANCIAL, INC. | Domestic Entity | – | OWNER | 03/2008 | 25-50% |
| RST CONSULTING, INC. | Domestic Entity | – | OWNER | 03/2008 | 25-50% |
| MCCHESNEY, TODD, PATRICK | Individual | TODD P. MCCHESNEY FINANCIAL, INC. | OWNER | 03/2008 | > 75% |
| THOMAS, ROBERT, SCOTT | Individual | RST CONSULTING, INC. | OWNER | 03/2008 | > 75% |
| ROBERT M. WOODS FINANCIAL, LLC | Domestic Entity | – | OWNER | 01/2023 | 25-50% |
| WOODS, ROBERT, MATTHEW | Individual | ROBERT M. WOODS FINANCIAL, LLC | OWNER | 01/2023 | > 75% |