ARGENTIC
ARGENTIC INVESTMENT MANAGEMENT LLC Legal Name
Adviser information for ARGENTIC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 53 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $328.9M |
| Non-Discretionary | 2 | $836.3M |
| Total | 3 | $1.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 7 | $1.2B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 4 |
| No. of Non-U.S. Clients | 29 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesA PERCENTAGE OF LOANS ORIGINATED OR PURCHASED |
Identifiers
| SEC RIA File Number | 801-111880 |
|---|---|
| SEC ERA File Number | 801-111880 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 289502 |
| Legal Entity Identifier | None |
Principal Office
31 WEST 27TH STREET12TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 6:00 PM
Tel: 646 560-1700, Fax: None
Chief Compliance Officer
CLAUDIA BORG
GENERAL COUNSEL
31 WEST 27TH STREET
12TH FLOOR
NEW YORK
NY
United States
Tel:
646-560-1722
C****@***************M
(Full email address available in API data)
Regulatory Contact
JOHN M. BURKE
HEAD OF FLOATING RATE LENDING
31 WEST 27TH STREET
12TH FLOOR
NEW YORK
NY
United States
Tel:
646-560-1730
J*****@***************M
(Full email address available in API data)
Industry Affiliates
| EALL LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| EIMCT LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| EIMFL LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| EIMFL SUB LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| ELLIOTT ADVISORS (UK) LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| ELLIOTT ADVISORS GP LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ELLIOTT CAPITAL ADVISORS, L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ELLIOTT FINANCIAL ITALIA S.R.L. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| ELLIOTT INVESTMENT MANAGEMENT L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| ELLIOTT MANAGEMENT CORPORATION | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| ELLIOTT PRIVATE EQUITY | Other investment adviser, including financial planners |
| ELLIOTT SPECIAL GP, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| EPEAK MEMBER LLC | Commodity pool operator or commodity trading advisor |
| HAMBLEDON MANAGEMENT LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| HAMBLEDON, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ARGENTIC H3 HOLDINGS LLC | Real Estate Fund | $39.7M | $0.0M | 2 |
| ARGENTIC SECURITIES HOLDINGS 2 CAYMAN LTD | Hedge Fund | $328.9M | $0.0M | 2 |
| ARGENTIC SECURTIES HOLDINGS CAYMAN LTD | Hedge Fund | $796.6M | $0.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| EPREX HOLDINGS LLC | Domestic Entity | EPEAK HOLDINGS LLC | MANAGING MEMBER | 10/2023 | > 75% |
| EPEAK HOLDINGS LLC | Domestic Entity | EPEAK MEMBER LLC | MEMBER | 10/2013 | > 75% |
| EPREX INVESTMENTS S.A.R.L. | Foreign Entity | EPREX HOLDINGS LLC | MANAGING MEMBER | 10/2023 | > 75% |
| TIESI, DOUGLAS, JAMES | Individual | – | CHIEF EXECUTIVE OFFICER | 07/2016 | < 5% |
| ELLIOTT ASSOCIATES, L.P. | Domestic Entity | ARGENTIC HOLDINGS USA LLC | MANAGING MEMBER | 10/2023 | 25-50% |
| PRESTON (CAYMAN) LTD. | Foreign Entity | ARGENTIC HOLDINGS USA LLC | MEMBER | 10/2023 | 50-75% |
| ELLIOTT INTERNATIONAL, L.P. | Foreign Entity | PRESTON (CAYMAN) LTD. | SHAREHOLDER | 08/2007 | > 75% |
| ELLIOTT SPECIAL GP, LLC | Domestic Entity | ELLIOTT ASSOCIATES, L.P. | GENERAL PARTNER | 01/2005 | |
| HAMBLEDON, INC. | Domestic Entity | ELLIOTT INTERNATIONAL, L.P. | GENERAL PARTNER | 12/1994 | |
| ELLIOTT CAPITAL ADVISORS, L.P. | Domestic Entity | HAMBLEDON, INC. | CLASS C SHAREHOLDER | 11/2019 | > 75% |
| BRAXTON ASSOCIATES, INC. | Domestic Entity | ELLIOTT CAPITAL ADVISORS, L.P | GENERAL PARTNER | 09/1986 | |
| ELLIOTT ASSET MANAGEMENT LLC | Domestic Entity | ELLIOTT CAPITAL ADVISORS, L.P | GENERAL PARTNER | 02/2003 | |
| SINGER, PAUL, ELLIOTT | Individual | BRAXTON ASSOCIATES, INC. | PRESIDENT, DIRECTOR, SHAREHOLDER | 04/1997 | > 75% |
| SINGER, PAUL, ELLIOTT | Individual | ELLIOTT ASSET MANAGEMENT LLC | MANAGING MEMBER, PRESIDENT | 02/2003 | > 75% |
| ELLIOTT INTERNATIONAL LIMITED | Foreign Entity | ELLIOTT INTERNATIONAL, L.P. | LIMITED PARTNER | 11/1994 | > 75% |
| SINGER, PAUL, ELLIOTT | Individual | ELLIOTT SPECIAL GP, LLC | MANAGING MEMBER, PRESIDENT | 09/2004 | |
| ELLIOTT CAPITAL ADVISORS, L.P. | Domestic Entity | EPREX INVESTMENTS S.A.R.L. | GENERAL PARTNER | 10/1986 | |
| ELLIOTT CAPITAL ADVISORS, L.P. | Domestic Entity | ELLIOTT SPECIAL GP, LLC | MANAGING MEMBER | 09/2004 | |
| BORG, CLAUDIA, LEE | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2017 | < 5% |
| ROSSMAN, MARC | Individual | – | CHIEF FINANCIAL OFFICER | 01/2018 | < 5% |
| ELLIOTT ADVISORS GP LLC | Domestic Entity | EPREX INVESTMENTS S.A.R.L. | GENERAL PARTNER | 12/2017 | |
| SINGER, PAUL, ELLIOTT | Individual | ELLIOTT ADVISORS GP LLC | MANAGING MEMBER, PRESIDENT | 03/2017 | > 75% |
| ELLIOTT ADVISORS GP LLC | Domestic Entity | ELLIOTT CAPITAL ADVISORS, L.P. | GENERAL PARTNER | 12/2018 | |
| ELLIOTT INTERNATIONAL SPECIAL GP, LLC | Foreign Entity | HAMBLEDON, INC. | CLASS A SHAREHOLDER | 11/2019 | > 75% |
| ELLIOTT INTERNATIONAL LIMITED | Foreign Entity | HAMBLEDON, INC. | CLASS B SHAREHOLDER | 12/2010 | > 75% |
| ELLIOTT INTERNATIONAL ADVISORS GP LLC | Domestic Entity | ELLIOTT INTERNATIONAL SPECIAL GP, LLC | MANAGER, CLASS A MEMBER | 12/2018 | 50-75% |
| PAUL E. SINGER FAMILY TRUST IIH | Domestic Entity | ELLIOTT INTERNATIONAL ADVISORS GP LLC | MEMBER | 12/2018 | > 75% |
| SINGER, PAUL, ELLIOTT | Individual | ELLIOTT INTERNATIONAL ADVISORS GP LLC | MANAGING MEMBER, PRESIDENT | 12/2018 | |
| SINGER, PAUL, ELLIOTT | Individual | ELLIOTT INTERNATIONAL SPECIAL GP, LLC | MEMBER, PRESIDENT | 01/2019 | |
| SINGER, GORDON, MATTHEW | Individual | ELLIOTT SPECIAL GP, LLC | MEMBER | 01/2010 | 25-50% |
| ARGENTIC INVESTMENT MANAGEMENT LP | Domestic Entity | – | MANAGING MEMBER | 12/2020 | > 75% |
| EPEAK MEMBER LLC | Domestic Entity | ARGENTIC INVESTMENT MANAGEMENT LP | GENERAL PARTNER AND LIMITED PARTNER | 12/2020 | 50-75% |
| KAPLAN, MYRON | Individual | PAUL E. SINGER FAMILY TRUST IIH | TRUSTEE | 12/2018 | |
| SINGER, GORDON, MATTHEW | Individual | PAUL E. SINGER FAMILY TRUST IIH | TRUSTEE | 12/2018 | |
| PESFT IIH EA LLC | Domestic Entity | ELLIOTT CAPITAL ADVISORS, L.P. | LIMITED PARTNER | 06/2023 | 25-50% |
| PAUL E. SINGER FAMILY TRUST IIH | Domestic Entity | PESFT IIH EA LLC | MANAGING MEMBER | 06/2023 | > 75% |
| ARGENTIC HOLDINGS USA LLC | Domestic Entity | EPREX INVESTMENTS S.A.R.L. | SHAREHOLDER | 10/2023 | > 75% |