SHADE TREE ADVISORS LLC
Adviser information for SHADE TREE ADVISORS LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 56 |
|---|---|
| Investment Advisory/Research | 23 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 23 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 105 | $794.7M |
| Non-Discretionary | 0 | $0 |
| Total | 105 | $794.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 5 | $2.0M |
| HNW Individuals | 21 | $730.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $62.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 59 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers)WEALTH MANAGEMENT; FAMILY OFFICE; & ASSET ALLOCATION |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Principal Office
19 RAILROAD PLACESUITE 301
SARATOGA SPRINGS
NY
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 518-290-9460, Fax: 518-691-9427
Chief Compliance Officer
BRIDGET HORAN
19 RAILROAD PLACE
SUITE 301
SARATOGA SPRINGS
NY
United States
Tel:
518-290-9460
B*****@********************M
(Full email address available in API data)
Regulatory Contact
JESSE GEORGE
PRESIDENT
19 RAILROAD PLACE
SUITE 301
SARATOGA SPRINGS
NY
United States
Tel:
518-290-9460
J****@********************M
(Full email address available in API data)
Industry Affiliates
| CHIP II INVESTORS LLC | Sponsor, GP, manager of pooled investment vehicles |
| OAK POINT CAPITAL LLC | Sponsor, GP, manager of pooled investment vehicles |
| SHADE TREE TRUST COMPANY | Trust company |
| ST CHIP INVESTORS LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| COMMUNITY HOUSING INVESTMENT PARTNERS FUND II LLC | Private Equity Fund | $0.0M | $1.0M | 0 |
| ST COMMUNITY HOUSING INVESTMENT PARTNERS I LLC | Private Equity Fund | $62.0M | $0.0M | 53 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GEORGE, JESSE, OAK | Individual | – | PRESIDENT | 03/2020 | < 5% |
| KNAPP, ADRIENNE, MARIE | Individual | OAK LEAF HOLDINGS LLC | MANAGING PARTNER | 02/2019 | |
| OAK LEAF HOLDINGS LLC | Domestic Entity | – | OWNER | 02/2019 | > 75% |
| GEORGE, JESSE, OAK | Individual | OAK LEAF HOLDINGS LLC | MANAGING PARTNER | 02/2019 | |
| SEAGROATT, AMY, SUE | Individual | OAK LEAF HOLDINGS LLC | MANAGING PARTNER | 02/2019 | |
| HORAN, BRIDGET | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2022 | < 5% |
| MACHERONE, TIMOTHY, CHARLES | Individual | – | CHIEF OPERATING OFFICER | 02/2022 | < 5% |
| SP OLH HOLDINGS LLC | Domestic Entity | OAK LEAF HOLDINGS LLC | LIMITED PARTNER | 10/2023 | 25-50% |
| OSPREY LANE HOLDINGS, LLC | Domestic Entity | SP OLH HOLDINGS LLC | MANAGING MEMBER | 10/2023 | 25-50% |
| Davis, Marna, O. | Individual | OSPREY LANE HOLDINGS, LLC | MANAGING MEMBER | 12/2016 | > 75% |