WELCH INVESTMENT GROUP, LLC
Adviser information for WELCH INVESTMENT GROUP, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oregon, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 883 | $212.7M |
| Non-Discretionary | 0 | $0 |
| Total | 883 | $212.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 279 | $53.3M |
| HNW Individuals | 81 | $147.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 4 | $8.0M |
| Charitable organizations | 5 | $3.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 2 | $448,686 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPublication of periodicals or newsletters |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-111891 |
|---|---|
| SEC ERA File Number | 801-111891 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 131006 |
| Legal Entity Identifier | None |
Principal Office
313 NW "A" STREETGRANTS PASS
OR
United States
Monday - Friday, 8:00 TO 5:00
Tel: 541-474-6616, Fax: 541-955-1681
Websites
Chief Compliance Officer
JOSH OWEN WELCH
INVESTMENT ADVISOR REPRESENTATIVE
313 NW A STREET
GRANTS PASS
OR
United States
Tel:
541-474-6616
J***@**********M
(Full email address available in API data)
Regulatory Contact
SEAN C. EALY
MANAGING MEMBER
313 NW A STREET
GRANTS PASS
OR
United States
Tel:
541-474-6616
Fax:
541-955-1681
S***@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| EALY, SEAN, C. | Individual | – | MANAGING MEMBER | 01/2022 | 25-50% |
| WELCH, JOSH, OWEN | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2010 | 50-75% |