EVANS CAPITAL MANAGEMENT ASSOCIATES
R.L. EVANS CO. INC. Legal Name
Adviser information for EVANS CAPITAL MANAGEMENT ASSOCIATES last updated from Form ADV on July 21st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | APRIL |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 272 | $214.9M |
| Non-Discretionary | 529 | $69.9M |
| Total | 801 | $284.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 327 | $69.7M |
| HNW Individuals | 79 | $215.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 50 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-111918 |
|---|---|
| SEC ERA File Number | 801-111918 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 110699 |
| Legal Entity Identifier | None |
Principal Office
3535 FACTORIA BLVD SESUITE 120
BELLEVUE
WA
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 425-455-0501, Fax: 425-467-5264
Chief Compliance Officer
DALLAS J. EVANS
PRINCIPAL
3535 FACTORIA BLVD SE
SUITE 120
BELLEVUE
WA
United States
Tel:
425-455-0501 X151
Fax:
425-467-5264
D*****@************M
(Full email address available in API data)
Regulatory Contact
BRIAN LEACH
OPERATIONS MANAGER
3535 FACTORIA BLVD SE
STE 120
BELLEVUE
WA
United States
Tel:
425-455-0501
Fax:
425-467-5264
B****@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| EVANS, DOUGLAS, LLOYD | Individual | – | PRESIDENT | 01/1996 | < 5% |
| EVANS, DALLAS, JOHN | Individual | – | VICE-PRESIDENT, MANAGING EXECUTIVE, MANAGING PRINCIPAL, CHIEF INVESTMENT STRATEGIST, CHIEF COMPLIANCE OFFICER | 02/1999 | < 5% |
| EVANS FINANCIAL SERVICES LLC | Domestic Entity | – | OWNER | 04/2016 | > 75% |
| EVANS, DALLAS, JOHN | Individual | EVANS FINANCIAL SERVICES LLC | OWNER | 01/1996 | 25-50% |
| EVANS, DOUGLAS, LLOYD | Individual | EVANS FINANCIAL SERVICES LLC | OWNER | 01/1996 | 25-50% |
| Harwood, Marjorie | Individual | EVANS FINANCIAL SERVICES LLC | OWNER | 01/1996 | 25-50% |
| Kaczor, Rebecca | Individual | EVANS FINANCIAL SERVICES LLC | OWNER | 01/1996 | 25-50% |