AUCTUS ADVISORS LLC
Adviser information for AUCTUS ADVISORS LLC last updated from Form ADV on January 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 671 | $401.4M |
| Non-Discretionary | 0 | $0 |
| Total | 671 | $401.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 75 | $36.2M |
| HNW Individuals | 123 | $365.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 14 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 14 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-111919 |
|---|---|
| SEC ERA File Number | 801-111919 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 289489 |
| Legal Entity Identifier | None |
Principal Office
325 ARLINGTON AVENUESUITE 625
CHARLOTTE
NC
United States
Monday - Friday, 8:00 AM-6:00 PM
Tel: 704 533-9880, Fax: N/A
Chief Compliance Officer
DAVID BILBE MILLER
PRINCIPAL
325 ARLINGTON AVENUE
SUITE 625
CHARLOTTE
NC
United States
Tel:
704 533-9881
Fax:
N/A
D******@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MILLER, DAVID, BILBE | Individual | – | MANAGING MEMBER/CCO/PRINCIPAL | 07/2017 | > 75% |