ENHANCING CAPITAL LLC
Adviser information for ENHANCING CAPITAL LLC last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 38 | $297.7M |
| Non-Discretionary | 0 | $0 |
| Total | 38 | $297.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 5 | $1.2M |
| HNW Individuals | 5 | $1.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $17.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $264.5M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 7 | $13.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-111927 |
|---|---|
| SEC ERA File Number | 801-111927 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 290018 |
| Legal Entity Identifier | None |
Principal Office
5300 DERRY STREETHARRISBURG
PA
United States
Monday - Friday, BY APPOINTMENT
Tel: (717) 561-4491, Fax: None
Chief Compliance Officer
RICHARD L. CHEN
CONSULTANT
909 THIRD AVENUE #8236
NEW YOKK
NY
United States
Tel:
917-773-8326
R***@*********************M
(Full email address available in API data)
Regulatory Contact
GEORGE ADAM PARMER
VICE PRESIDENT
5300 DERRY STREET
HARRISBURG
PA
United States
Tel:
(717) 585-6715
A**********@*******************M
(Full email address available in API data)
Industry Affiliates
| EASTERN ATLANTIC INSURANCE COMPANY | Insurance company or agency |
| INTEGRITY UNDERWRITERS, INC. | Insurance company or agency |
| RWC OF PENNSYLVANIA | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ENHANCING CAPITAL PARTNERS, LP | Hedge Fund | $17.1M | $0.3M | 7 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Parmer, George, Aldus | Individual | – | MEMBER, TRUSTEE | 03/2010 | < 5% |
| Parmer, Barbara, Jean | Individual | – | MEMBER, TRUSTEE | 03/2010 | < 5% |
| PARMER 2016 FAMILY CONTINUITY TRUST | Domestic Entity | – | MEMBER, TRUST | 06/2016 | > 75% |
| Parmer, George, Adam | Individual | – | VICE PRESIDENT | 12/2022 | < 5% |
| Parmer, George, Aldus | Individual | PARMER 2016 FAMILY CONTINUITY TRUST | OWNER | 03/2010 | 50-75% |
| Parmer, Barbara, Jean | Individual | PARMER 2016 FAMILY CONTINUITY TRUST | OWNER | 03/2010 | 50-75% |
| Chen, Richard, Leeway | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2024 | < 5% |