SACKETT WEALTH ADVISORS, INC.
Adviser information for SACKETT WEALTH ADVISORS, INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 417 | $153.4M |
| Non-Discretionary | 0 | $0 |
| Total | 417 | $153.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 366 | $68.8M |
| HNW Individuals | 48 | $78.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $1.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 2 | $5.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)FINANCIAL CONSULTING |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-111930 |
|---|---|
| SEC ERA File Number | 801-111930 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 289950 |
| Legal Entity Identifier | None |
Principal Office
915 W. IMPERIAL HIGHWAY, SUITE 160BREA
CA
United States
Monday - Friday, 8:30A - 5:30P
Tel: (714) 671-9330, Fax: None
Chief Compliance Officer
SHAUN SACKETT
VICE PRESIDENT
915 W. IMPERIAL HIGHWAY, SUITE 160
BREA
CA
United States
Tel:
(714) 671-9330
S****@****************M
(Full email address available in API data)
Regulatory Contact
MICHAEL SACKETT
PRESIDENT
915 W. IMPERIAL HIGHWAY, SUITE 160
BREA
CA
United States
Tel:
(714) 671-9330
M***@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SACKETT, SHAUN, JAMES | Individual | – | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | 10/2017 | 10-25% |
| SACKETT FAMILY TRUST | Domestic Entity | – | OWNER | 10/2017 | > 75% |
| SACKETT, MICHAEL, JAMES | Individual | SACKETT FAMILY TRUST | TRUSTEE | 02/2002 | > 75% |