FIG CAPITAL MANAGEMENT, LLC
Adviser information for FIG CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 3 | $197.8M |
| Total | 3 | $197.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $197.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 4 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-111939 |
|---|---|
| SEC ERA File Number | 801-111939 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 290099 |
| Legal Entity Identifier | None |
Principal Office
1000 RIVERSIDE AVENUE,SUITE 400
JACKSONVILLE
FL
United States
Monday - Friday, 9 A.M. TO 5 P.M.
Tel: (904) 378-8098, Fax: (904) 758-5311
Websites
Chief Compliance Officer
JOHN C. FINCH
CHIEF EXECUTIVE OFFICER
1000 RIVERSIDE AVENUE
SUITE 400
JACKSONVILLE
FL
United States
Tel:
(904) 378-8098
Fax:
(904) 758-5311
J*********@**************M
(Full email address available in API data)
Regulatory Contact
RACHEL BECK
CHIEF FINANCIAL OFFICER
1000 RIVERSIDE AVENUE
SUITE 400
JACKSONVILLE
FL
United States
Tel:
(904) 378-8098
Fax:
(904) 758-5311
R**********@**************M
(Full email address available in API data)
Industry Affiliates
| FIG REAL ESTATE MANAGEMENT, LLC (RELYING ADVISER) | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FIG CAPITAL INVESTMENTS, LLC | PRIVATE TAX LIEN FUND | $188.1M | $0.3M | 65 |
| FIG REAL ESTATE GROUP, LP | Real Estate Fund | $2.3M | $0.1M | 4 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FINCH INVESTMENT GROUP, LLC | Domestic Entity | – | MANAGING MEMBER | 03/2013 | > 75% |
| FINCH, JOHN, CHARLES | Individual | – | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | 02/2013 | < 5% |
| FINCH, JOHN, CHARLES | Individual | FINCH INVESTMENT GROUP, LLC | MANAGING MEMBER | 03/2013 | > 75% |
| Beck, Rachel, Lynn | Individual | – | CHIEF FINANCIAL OFFICER | 02/2013 | < 5% |
| FASSNACHT, MICHAEL, ROBERT | Individual | – | OFFICER | 02/2013 | < 5% |
| LPH CONSULTING, INC. | Domestic Entity | FINCH INVESTMENT GROUP, LLC | MEMBER | 03/2013 | 25-50% |
| Miles, Donald, Taylor | Individual | – | OFFICER | 02/2016 | < 5% |
| Eichholz, Nathaniel | Individual | – | OFFICER | 01/2023 | < 5% |