RYAN FINANCIAL INC.
Adviser information for RYAN FINANCIAL INC. last updated from Form ADV on February 1st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 750 | $142.1M |
| Non-Discretionary | 93 | $13.6M |
| Total | 843 | $155.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 181 | $46.6M |
| HNW Individuals | 82 | $109.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesCONSULTING |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-111950 |
|---|---|
| SEC ERA File Number | 801-111950 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 174382 |
| Legal Entity Identifier | None |
Principal Office
7800 EAST UNION AVENUESUITE 450
DENVER
CO
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 303-243-3388, Fax: 303-744-6250
Chief Compliance Officer
ERIK ANDERSON
7800 EAST UNION AVENUE
SUITE 450
DENVER
CO
United States
Tel:
303-243-3388
Fax:
303-744-6250
E***@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RYAN, ROBERT, ANTHONY | Individual | – | MANAGING MEMBER | 01/2006 | > 75% |
| ANDERSON, ERIK, DONALD | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2022 | < 5% |