Hedge Fund Database

BAY RIVERS GROUP WEALTH PARTNERS

BAY RIVERS GROUP, INC. Legal Name

Adviser information for BAY RIVERS GROUP WEALTH PARTNERS last updated from Form ADV on January 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Virginia, United States

Employees

Total Number of Employees 3
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 1
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 770 $201.0M
Non-Discretionary 14 $5.6M
Total 784 $206.5M

Clients

Type Number RAUM
Individuals 286 $89.8M
HNW Individuals 52 $115.9M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $805,854
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $51,494
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-111951
SEC ERA File Number 801-111951
SEC CIK Numbers 1798924
SEC CRD Numbers 290095
Legal Entity Identifier None

Principal Office

5107 CENTER STREET B1
WILLIAMSBURG
VA
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: (757) 259-2450, Fax: (757) 259-2060

Websites

www.linkedin.com/in/brucelemley/ www.linkedin.com/in/charlesplucy/ twitter.com/abroderickbrg www.facebook.com/bayriversgroup/?view_public_for=2263112867234088 www.linkedin.com/in/alanbroderick/ www.bayriversgroup.com www.youtube.com/@bayriversgroup/channels www.instagram.com/bay_rivers_group/

Chief Compliance Officer

ALAN BRODERICK
CHIEF COMPLIANCE OFFICER & SHAREHOLDER
5107 CENTER STREET B1
WILLIAMSBURG
VA
United States
Tel: (757) 259-2450
Fax: (757) 259-2060
(Full email address available in API data)

Regulatory Contact

BRUCE LEMLEY
SHAREHOLDER
5107 CENTER STREET B1
WILLIAMSBURG
VA
United States
Tel: (757) 259-2450
Fax: (757) 259-2060
(Full email address available in API data)

Industry Affiliates

5107 PARTNERS, LLC Real estate broker or dealer
BAY RIVERS GROUP TAX SERVICES Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
LEMLEY, BRUCE, ALBERT Individual – SHAREHOLDER 03/2017 25-50%
BRODERICK, ALAN, L. Individual – CCO & SHAREHOLDER 03/2017 10-25%
LUCY, CHARLES, PHILLIP Individual – SHAREHOLDER 03/2017 25-50%

No. Employees, Historic

105020192020202120222023202420253 on 4/26/20193 on 5/21/20193 on 6/19/20193 on 7/3/20193 on 10/8/20193 on 1/6/20203 on 5/1/20203 on 11/17/20203 on 1/12/20213 on 4/9/20213 on 1/18/20223 on 1/21/20223 on 8/16/20223 on 12/12/20223 on 1/11/20233 on 5/16/20233 on 5/25/20233 on 7/12/20233 on 9/12/20233 on 1/8/2024

RAUM, Historic

300M150M02019202020212022202320242025108681830 on 4/26/2019118639427 on 5/21/2019118639427 on 6/19/2019118639427 on 7/3/2019118639427 on 10/8/2019133342238 on 1/6/2020133342238 on 5/1/2020133342238 on 11/17/2020154435224 on 1/12/2021154435224 on 4/9/2021199138859 on 1/18/2022199137845 on 1/21/2022199137845 on 8/16/2022199137845 on 12/12/2022161394875 on 1/11/2023161394875 on 5/16/2023161394875 on 5/25/2023185416833 on 7/12/2023189746674 on 9/12/2023206546732 on 1/8/2024

No. Clients, Historic

40020002019202020212022202320242025263 on 4/26/2019264 on 5/21/2019264 on 6/19/2019264 on 7/3/2019264 on 10/8/2019263 on 1/6/2020263 on 5/1/2020263 on 11/17/2020274 on 1/12/2021274 on 4/9/2021309 on 1/18/2022309 on 1/21/2022309 on 8/16/2022309 on 12/12/2022336 on 1/11/2023336 on 5/16/2023336 on 5/25/2023337 on 7/12/2023340 on 9/12/2023342 on 1/8/2024

Holdings

From latest 13F, filed July 22nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ADOBE INC COM 280K 504 –
ADVANCED MICRO DEVICES INC COM 4M 25K –
AFLAC INC COM 263K 3K –
ALPHABET INC CAP STK CL C 407K 2K –
ALPHABET INC CAP STK CL A 5M 27K –
AMAZON COM INC COM 5M 24K –
AMGEN INC COM 3M 10K –
APPLE INC COM 15M 72K –
BANK AMERICA CORP COM 536K 13K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 354K 870 –
BLACKSTONE INC COM 2M 20K –
BOEING CO COM 1M 8K –
BOOKING HOLDINGS INC COM 341K 86 –
BP PLC SPONSORED ADR 469K 13K –
BROADCOM INC COM 11M 7K –
CELESTICA INC COM 1M 20K –
CHEVRON CORP NEW COM 200K 1K –
CISCO SYS INC COM 245K 5K –
COSTCO WHSL CORP NEW COM 5M 6K –
DEERE & CO COM 820K 2K –
DOMINION ENERGY INC COM 1M 29K –
DUKE ENERGY CORP NEW COM NEW 248K 2K –
ELEVANCE HEALTH INC COM 214K 395 –
ENTERPRISE PRODS PARTNERS L COM 203K 7K –
EXXON MOBIL CORP COM 435K 4K –
FORD MTR CO DEL COM 127K 10K –
GENERAL DYNAMICS CORP COM 202K 695 –
HOME DEPOT INC COM 3M 9K –
INVESCO QQQ TR UNIT SER 1 7M 14K –
ISHARES TR 20 YR TR BD ETF 7M 79K –
ISHARES TR RUS 1000 GRW ETF 227K 624 –
ISHARES TR ISHARES BIOTECH 343K 2K –
ISHARES TR MSCI USA MIN VOL 8M 101K –
ISHARES TR 1 3 YR TREAS BD 265K 3K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 343K 6K –
JOHNSON & JOHNSON COM 603K 4K –
JPMORGAN CHASE & CO. COM 1M 6K –
KOPIN CORP COM 9K 10K –
LAM RESEARCH CORP COM 2M 2K –
LOCKHEED MARTIN CORP COM 210K 450 –
LOWES COS INC COM 333K 2K –
M/I HOMES INC COM 545K 4K –
MARKEL GROUP INC COM 449K 285 –
MERCK & CO INC COM 319K 3K –
META PLATFORMS INC CL A 5M 10K –
MICROSOFT CORP COM 7M 15K –
MICROSTRATEGY INC CL A NEW 376K 273 –
MODINE MFG CO COM 540K 5K –
NETFLIX INC COM 2M 3K –
NVIDIA CORPORATION COM 14M 109K –
PALO ALTO NETWORKS INC COM 317K 934 –
PEPSICO INC COM 932K 6K –
PROCTER AND GAMBLE CO COM 634K 4K –
REALTY INCOME CORP COM 1M 21K –
ROYCE SMALL CAP TRUST INC COM 316K 22K –
RTX CORPORATION COM 329K 3K –
SALESFORCE INC COM 2M 7K –
SELECT SECTOR SPDR TR ENERGY 3M 34K –
SELECT SECTOR SPDR TR FINANCIAL 3M 70K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 4M 25K –
SELECT SECTOR SPDR TR SBI CONS DISCR 320K 2K –
SERVICENOW INC COM 2M 3K –
SPDR DOW JONES INDL AVERAGE UT SER 1 5M 12K –
SPDR S&P 500 ETF TR TR UNIT 5M 9K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 4M 8K –
SUPER MICRO COMPUTER INC COM 4M 5K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 205K 1K –
TESLA INC COM 673K 3K –
TOWNEBANK PORTSMOUTH VA COM 474K 17K –
TRANSDIGM GROUP INC COM 211K 165 –
UNITEDHEALTH GROUP INC COM 3M 7K –
VANECK ETF TRUST SEMICONDUCTR ETF 5M 20K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 5M 65K –
VANGUARD INDEX FDS S&P 500 ETF SHS 540K 1K –
VANGUARD INDEX FDS SM CP VAL ETF 4M 23K –
VANGUARD INDEX FDS GROWTH ETF 5M 13K –
VANGUARD INDEX FDS TOTAL STK MKT 2M 6K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 4M 49K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 6M 31K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 590K 5K –