FEDERATED INTERNATIONAL SECURITIES CORP.
Adviser information for FEDERATED INTERNATIONAL SECURITIES CORP. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
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Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 4 |
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Investment Advisory/Research | 4 |
Registered Broker-Dealer Representatives | 4 |
Registered State Investment Advisers | 4 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | No |
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Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Educational seminars/workshopsSOLICITATION SERVICES & INVESTMENT ADVICE ON BEHALF OF AFFILIATED ADVISERS TO THEIR CLIENTS |
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Compensation | INTER-COMPANY CREDIT BASED ON AGREED UPON METRIC |
Other Business Activities | Broker-dealerSOLICITATION FOR ADVISORY AFFILIATES TO THEIR CLIE |
Principal Office
1001 LIBERTY AVENUEPITTSBURGH
PA
United States
Monday - Friday, 8:30 AM TO 5:00 PM
Tel: (412) 288-1900, Fax: (412) 288-3939
Chief Compliance Officer
STEPHEN VAN METER
CHIEF COMPLIANCE OFFICER
1001 LIBERTY AVENUE
PITTSBURGH
PA
United States
Tel:
(412) 288-1046
Fax:
(412) 288-3939
S***************@******************M
(Full email address available in API data)
Regulatory Contact
MEGAN G. DOLAN
SR. IM COMPLIANCE OFFICER
1001 LIBERTY AVENUE
PITTSBURGH
PA
United States
Tel:
(412) 288-6518
Fax:
(412) 288-3939
M**********@******************M
(Full email address available in API data)
Industry Affiliates
FEDERATED ADVISORY SERVICES COMPANY | Other investment adviser, including financial planners |
FEDERATED EQUITY MANAGEMENT COMPANY OF PENNSYLVANIA | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
FEDERATED HERMES (UK) LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
FEDERATED HERMES JAPAN LTD. | Other investment adviser, including financial planners |
FEDERATED INVESTMENT COUNSELING | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
FEDERATED INVESTMENT MANAGEMENT COMPANY | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
FEDERATED INVESTORS AUSTRALIA SERVICES LTD. | Other investment adviser, including financial planners |
FEDERATED INVESTORS TRUST COMPANY | Commodity pool operator or commodity trading advisorTrust company |
FEDERATED SECURITIES CORP. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
FEDERTED PRIVATE FUND OF ONE TRADE FINANCE PARTNERSHIP GENERAL PARTNER, LLC | Other investment adviser, including financial plannersSponsor or syndicator of limited partnerships |
HERMES ALTERNATIVE INVESTMENT MANAGEMENT LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
HERMES FUND MANAGERS IRELAND LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
HERMES GPE (SINGAPORE) PTE LIMITED | Other investment adviser, including financial planners |
HERMES GPE (USA) INC | Other investment adviser, including financial planners |
HERMES GPE LLP | Other investment adviser, including financial plannersSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
HERMES INVESTMENT MANAGEMENT LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
FII HOLDINGS, INC. | Domestic Entity | – | OWNER | 09/2017 | > 75% |
CERESINO, GORDON JOSEPH | Individual | – | DIRECTOR, CHAIRMAN, PRESIDENT | 09/2017 | < 5% |
GERMAIN, PETER JOSEPH | Individual | – | DIRECTOR | 09/2017 | < 5% |
SENCHAK, FRANK CARL | Individual | – | DIRECTOR | 09/2017 | < 5% |
NOVAK, RICHARD ANTHONY | Individual | – | DIRECTOR, SR. VICE PRESIDENT, TREASURER | 09/2017 | < 5% |
MOORE, KARY ANNE | Individual | – | SECRETARY | 09/2017 | < 5% |
VAN METER, STEPHEN PAUL | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2017 | < 5% |
FEDERATED HERMES, INC. | Domestic Entity | FII HOLDINGS, INC. | OWNER | 09/2017 | > 75% |
ZUBER, PAUL JUDE | Individual | – | SENIOR VICE PRESIDENT | 01/2021 | < 5% |
ARONSOHN, JEFF DAVIS JR | Individual | – | COMPLIANCE OFFICER | 04/2021 | < 5% |
FAVERO, AUTUMN LYNN | Individual | – | ASSISTANT TREASURER, FINANCIAL OPERATIONS OFFICER, PRINCIPAL FINANCIAL OFFICER | 03/2024 | < 5% |