MACQUARIE INVESTMENT MANAGEMENT EUROPE LIMITED
Adviser information for MACQUARIE INVESTMENT MANAGEMENT EUROPE LIMITED last updated from Form ADV on November 29th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 70 |
|---|---|
| Investment Advisory/Research | 44 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 12 | $6.7B |
| Non-Discretionary | 0 | $0 |
| Total | 12 | $6.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 12 | $6.7B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMCommissionsPerformance-based fees |
| Other Business Activities | Broker-dealer |
Identifiers
| SEC RIA File Number | 801-111954 |
|---|---|
| SEC ERA File Number | 801-111954 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 284603 |
| Legal Entity Identifier | 549300VXDIXZEUTW9E82 |
Principal Office
ROPEMAKER PLACE28 ROPEMAKER STREET, FLOOR 8
LONDON
United Kingdom
Monday - Friday, 9AM TO 5PM
Tel: 44 203 037 2000, Fax: None
Chief Compliance Officer
WILLIAM SAMUEL COLVIN
CHIEF COMPLIANCE OFFICER
ROPEMAKER PLACE
28 ROPEMAKER STREET
LONDON
United Kingdom
Tel:
+44 778 5633067
B***********@************M
(Full email address available in API data)
Regulatory Contact
WILLIAM H. SPEACHT
DIVISION DIRECTOR
610 MARKET STREET
7TH FLOOR
PHILADELPHIA
PA
United States
Tel:
2152551326
W**************@************M
(Full email address available in API data)
Industry Affiliates
| BOND STREET CUSTODIANS LIMITED | Trust company |
| CYGNET ICAV EUROPEAN DAC | Sponsor, GP, manager of pooled investment vehicles |
| CYGNET ICAV GLOBAL DAC | Sponsor, GP, manager of pooled investment vehicles |
| MACQUARIE (SCOTLAND) GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| MACQUARIE ASSET MANAGEMENT EUROPE S.A R.L. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| MACQUARIE CAPITAL (EUROPE) LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MACQUARIE CAPITAL FRANCE SA | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| MACQUARIE GLOBAL INFRASTRUCTURE DEBT FUND L.P. | Sponsor, GP, manager of pooled investment vehicles |
| MACQUARIE INFRASTRUCTURE AND REAL ASSETS (EUROPE) LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| MACQUARIE INFRASTRUCTURE GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| MACQUARIE INVESTMENT MANAGEMENT AUSTRALIA LIMITED | Other investment adviser, including financial planners |
| MACQUARIE INVESTMENT MANAGEMENT AUSTRIA KAPITALANLAGE AG | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| MACQUARIE INVESTMENT MANAGEMENT EUROPE S.A. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| MACQUARIE INVESTMENT MANAGEMENT GLOBAL LIMITED | Other investment adviser, including financial planners |
| MACQUARIE INVESTMENT MANAGEMENT SWITZERLAND GMBH | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MQ SPECIALIST INVESTMENT MANAGEMENT LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MACQUARIE FINANCIAL HOLDINGS PTY LTD | Foreign Entity | MACQUARIE CORPORATE HOLDINGS PTY LTD | INDIRECT OWNER | 11/2007 | > 75% |
| MACQUARIE GROUP LIMITED | Foreign Entity | MACQUARIE FINANCIAL HOLDINGS PTY LTD | INDIRECT OWNER | 02/2007 | > 75% |
| MACQUARIE CORPORATE HOLDINGS PTY LTD | Foreign Entity | – | DIRECT OWNER | 05/2015 | > 75% |
| Hamilton, Christopher, Hugo | Individual | – | DIRECTOR | 05/2020 | < 5% |
| COLVIN, WILLIAM, SAMUEL | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2021 | < 5% |
| CLAMEN, ALEXANDRE, MARIE | Individual | – | DIRECTOR | 11/2020 | < 5% |
| Huynh, Anita | Individual | – | DIRECTOR | 01/2022 | < 5% |
| Evans, Gillian, Susan | Individual | – | DIRECTOR | 03/2022 | < 5% |